Book
Five:
OF
THE REVENUE OF THE SOVEREIGN OR COMMONWEALTH.
CHAPTER
I
Of the Expenses
of
the Sovereign or Commonwealth
Part 1: Of the Expense of Defence
The first duty of the sovereign, that
of protecting the society from the violence and invasion of other independent
societies, can be performed only by means of a military force.
But the expense
both of preparing this military force in time of peace, and of employing it in
time of war, is very different in the different states of
society, in the
different periods of improvement.
Among nations of hunters, the lowest and rudest state of society,
such as we find it among the native tribes of North America,
every man is a warrior as well as a hunter. When he goes to
war, either to defend his society or to revenge the injuries
which have been done to it by other societies, he maintains
himself by his own labour in the same manner as when he lives
at home. His society, for in this state of things there is
properly neither sovereign nor commonwealth, is at no sort
of expense, either to prepare him for the field, or to maintain
him while he is in it.
Among nations of shepherds, a more advanced state of society,
such as we find it among the Tartars and Arabs, every man is,
in the same manner, a warrior. Such nations have commonly no
fixed habitation, but live either in tents or in a sort of
covered waggons which are easily transported from place to
place. The whole tribe or nation changes its situation according
to the different seasons of the year, as well as according
to other accidents. When its herds and flocks have consumed
the forage of one part of the country, it removes to another,
and from that to a third. In the dry season it comes down to
the banks of the rivers; in the wet season it retires to the
upper country. When such a nation goes to war, the warriors
will not trust their herds and flocks to the feeble defence
of their old men, their women and children; and their old men,
their women and children, will not be left behind without defence
and without subsistence. The whole nation, besides, being accustomed
to a wandering life, even in time of peace, easily takes the
field in time of war. Whether it marches as an army, or moves
about as a company of herdsmen, the way of life is nearly the
same, though the object proposed by it be very different. They
all go to war together, therefore, and every one does as well
as he can. Among the Tartars, even the women have been frequently
known to engage in battle. If they conquer, whatever belongs
to the hostile tribe is the recompense of the victory. But
if they are vanquished, all is lost, and not only their herds
and flocks, but their women and children, become the booty
of the conqueror. Even the greater part of those who survive
the action are obliged to submit to him for the sake of immediate
subsistence. The rest are commonly dissipated and dispersed
in the desert.
The ordinary life, the ordinary exercises of a Tartar or Arab,
prepare him sufficiently for war. Running, wrestling, cudgel-playing,
throwing the javelin, drawing the bow, etc., are the common
pastimes of those who live in the open air, and are all of
them the images of war. When a Tartar or Arab actually goes
to war, he is maintained by his own herds and flocks which
he carries with him in the same manner as in peace. His chief
or sovereign, for those nations have all chiefs or sovereigns,
is at no sort of expense in preparing him for the field; and
when he is in it the chance of plunder is the only pay which
he either expects or requires.
An army of hunters can seldom exceed two or three hundred
men. The precarious subsistence which the chase affords could
seldom allow a greater number to keep together for any considerable
time. An army of shepherds, on the contrary, may sometimes
amount to two or three hundred thousand. As long as nothing
stops their progress, as long as they can go on from one district,
of which they have consumed the forage, to another which is
yet entire, there seems to be scarce any limit to the number
who can march on together. A nation of hunters can never be
formidable to the civilised nations in their neighbourhood.
A nation of shepherds may. Nothing can be more contemptible
than an Indian war in North America. Nothing, on the contrary,
can be more dreadful than Tartar invasion has frequently been
in Asia. The judgment of Thucydides, that both Europe and Asia
could not resist the Scythians united, has been verified by
the experience of all ages. The inhabitants of the extensive
but defenceless plains of Scythia or Tartary have been frequently
united under the dominion of the chief of some conquering horde
or clan, and the havoc and devastation of Asia have always
signalized their union. The inhabitants of the inhospitable
deserts of Arabia, the other great nation of shepherds, have
never been united but once; under Mahomet and his immediate
successors. Their union, which was more the effect of religious
enthusiasm than of conquest, was signalized in the same manner.
If the hunting nations of America should ever become shepherds,
their neighbourhood would be much more dangerous to the European
colonies than it is at present.
In a yet more advanced state of society, among those nations
of husbandmen who have little foreign commerce, and no other
manufactures but those coarse and household ones which almost
every private family prepares for its own use, every man, in
the same manner, either is a warrior or easily becomes such.
They who live by agriculture generally pass the whole day in
the open air, exposed to all the inclemencies of the seasons.
The hardiness of their ordinary life prepares them for the
fatigues of war, to some of which their necessary occupations
bear a great analogy. The necessary occupation of a ditcher
prepares him to work in the trenches, and to fortify a camp
as well as to enclose a field. The ordinary pastimes of such
husbandmen are the same as those of shepherds, and are in the
same manner the images of war. But as husbandmen have less
leisure than shepherds, they are not so frequently employed
in those pastimes. They are soldiers, but soldiers not quite
so much masters of their exercise. Such as they are, however,
it seldom costs the sovereign or commonwealth any expense to
prepare them for the field.
Agriculture, even in its rudest and lowest state, supposes
a settlement: some sort of fixed habitation which cannot be
abandoned without great loss. When a nation of mere husbandmen,
therefore, goes to war, the whole people cannot take the field
together. The old men, the women and children, at least, must
remain at home to take care of the habitation. All the men
of the military age, however, may take the field, and, in small
nations of this kind, have frequently done so. In every nation
the men of the military age are supposed to amount to about
a fourth or a fifth part of the whole body of the people. If
the campaign, should begin after seed-time, and end before
harvest, both the husbandman and his principal labourers can
be spared from the farm without much loss. He trusts that the
work which must be done in the meantime can be well enough
executed by the old men, the women, and the children. He is
not unwilling, therefore, to serve without pay during a short
campaign, and it frequently costs the sovereign or commonwealth
as little to maintain him in the field as to prepare him for
it. The citizens of all the different states of ancient Greece
seem to have served in this manner till after the second Persian
war; and the people of Peloponnesus till after the Peloponnesian
war. The Peloponnesians, Thucydides observes, generally left
the field in the summer, and returned home to reap the harvest.
The Roman people under their kings, and during the first ages
of the republic, served in the same manner. It was not till
the siege of Veii that they who stayed at home began to contribute
something towards maintaining those who went to war. In the
European monarchies, which were founded upon the ruins of the
Roman empire, both before and for some time after the establishment
of what is properly called the feudal law, the great lords,
with all their immediate dependents, used to serve the crown
at their own expense. In the field, in the same manner as at
home, they maintained themselves by their own revenue, and
not by any stipend or pay which they received from the king
upon that particular occasion.
In a more advanced state of society, two different causes
contribute to render it altogether impossible that they who
take the field should maintain themselves at their own expense.
Those two causes are, the progress of manufactures, and the
improvement in the art of war.
Though a husbandman should be employed in an expedition, provided
it begins after seed-time and ends before harvest, the interruption
of his business will not always occasion any considerable diminution
of his revenue. Without the intervention of his labour, nature
does herself the greater part of the work which remains to
be done. But the moment that an artificer, a smith, a carpenter,
or a weaver, for example, quits his workhouse, the sole source
of his revenue is completely dried up. Nature does nothing
for him, he does all for himself. When he takes the field,
therefore, in defence of the public, as he has no revenue to
maintain himself, he must necessarily be maintained by the
public. But in a country of which a great part of the inhabitants
are artificers and manufacturers, a great part of the people
who go to war must be drawn from those classes, and must therefore
be maintained by the public as long as they are employed in
its service.
When the art of war, too, has gradually grown up to be a very
intricate and complicated science, when the event of war ceases
to be determined, as in the first ages of society, by a single
irregular skirmish or battle, but when the contest is generally
spun out through several different campaigns, each of which
lasts during the greater part of the year, it becomes universally
necessary that the public should maintain those who serve the
public in war, at least while they are employed in that service.
Whatever in time of peace might be the ordinary occupation
of those who go to war, so very tedious and expensive a service
would otherwise be far too heavy a burden upon them. After
the second Persian war, accordingly, the armies of Athens seem
to have been generally composed of mercenary troops, consisting,
indeed, partly of citizens, but partly too of foreigners, and
all of them equally hired and paid at the expense of the state.
From the time of the siege of Veii, the armies of Rome received
pay for their service during the time which they remained in
the field. Under the feudal governments the military service
both of the great lords and of their immediate dependants was,
after a certain period, universally exchanged for a payment
in money, which was employed to maintain those who served in
their stead.
The number of those who can go to war, in proportion to the
whole number of the people, is necessarily much smaller in
a civilised than in a rude state of society. In a civilised
society, as the soldiers are maintained altogether by the labour
of those who are not soldiers, the number of the former can
never exceed what the latter can maintain, over and above maintaining,
in a manner suitable to their respective stations, both themselves
and the other officers of government and law whom they are
obliged to maintain. In the little agrarian states of ancient
Greece, a fourth or a fifth part of the whole body of the people
considered themselves as soldiers, and would sometimes, it
is said, take a field. Among the civilised nations of modern
Europe, it is commonly computed that not more than one-hundredth
part of the inhabitants in any country can be employed as soldiers
without ruin to the country which pays the expenses of their
service.
The expense of preparing the army for the field seems not
to have become considerable in any nation till long after that
of maintaining it in the field had devolved entirely upon the
sovereign or commonwealth. In all the different republics of
ancient Greece, to learn his military exercises was a necessary
part of education imposed by the state upon every free citizen.
In every city there seems to have been a public field, in which,
under the protection of the public magistrate, the young people
were taught their different exercises by different masters.
In this very simple institution consisted the whole expense
which any Grecian state seems ever to have been at in preparing
its citizens for war. In ancient Rome the exercises of the
Campus Martius answered the same purpose with those of the
Gymnasium in ancient Greece. Under the feudal governments,
the many public ordinances that the citizens of every district
should practise archery as well as several other military exercises
were intended for promoting the same purpose, but do not seem
to have promoted it so well. Either from want of interest in
the officers entrusted with the execution of those ordinances,
or from some other cause, they appear to have been universally
neglected; and in the progress of all those governments, military
exercises seem to have gone gradually into disuse among the
great body of the people.
In the republics of ancient Greece and Rome, during the whole
period of their existence, and under the feudal governments
for a considerable time after their first establishment, the
trade of a soldier was not a separate, distinct trade, which
constituted the sole or principal occupation of a particular
class of citizens. Every subject of the state, whatever might
be the ordinary trade or occupation by which he gained his
livelihood, considered himself, upon all ordinary occasions,
as fit likewise to exercise the trade of a soldier, and upon
many extraordinary occasions as bound to exercise it.
The art of war, however, as it is certainly the noblest of
all arts, so in the progress of improvement it necessarily
becomes one of the most complicated among them. The state of
the mechanical, as well as of some other arts, with which it
is necessarily connected, determines the degree of perfection
to which it is capable of being carried at any particular time.
But in order to carry it to this degree of perfection, it is
necessary that it should become the sole or principal occupation
of a particular class of citizens, and the division of labour
is as necessary for the improvement of this, as of every other
art. Into other arts the division of labour is naturally introduced
by the prudence of individuals, who find that they promote
their private interest better by confining themselves to a
particular trade than by exercising a great number. But it
is the wisdom of the state only which can render the trade
of a soldier a particular trade separate and distinct from
all others. A private citizen who, in time of profound peace,
and without any particular encouragement from the public, should
spend the greater part of his time in military exercises, might,
no doubt, both improve himself very much in them, and amuse
himself very well; but he certainly would not promote his own
interest. It is the wisdom of the state only which can render
it for his interest to give up the greater part of his time
to this peculiar occupation: and states have not always had
this wisdom, even when their circumstances had become such
that the preservation of their existence required that they
should have it.
A shepherd has a great deal of leisure; a husbandman, in the
rude state of husbandry, has some; an artificer or manufacturer
has none at all. The first may, without any loss, employ a
great deal of his time in martial exercises; the second may
employ some part of it; but the last cannot employ a single
hour in them without some loss, and his attention to his own
interest naturally leads him to neglect them altogether. These
improvements in husbandry too, which the progress of arts and
manufactures necessarily introduces, leave the husbandman as
little leisure as the artificer. Military exercises come to
be as much neglected by the inhabitants of the country as by
those of the town, and the great body of the people becomes
altogether unwarlike. That wealth, at the same time, which
always follows the improvements of agriculture and manufactures,
and which in reality is no more than the accumulated produce
of those improvements, provokes the invasion of all their neighbours.
An industrious, and upon that account a wealthy nation, is
of all nations the most likely to be attacked; and unless the
state takes some new measures for the public defence, the natural
habits of the people render them altogether incapable of defending
themselves.
In these circumstances there seem to be but two methods by
which the state can make any tolerable provision for the public
defence.
It may either, first, by means of a very rigorous police,
and in spite of the whole bent of the interest, genius, and
inclinations of the people, enforce the practice of military
exercises, and oblige either all the citizens of the military
age, or a certain number of them, to join in some measure the
trade of a soldier to whatever other trade or profession they
may happen to carry on.
Or, secondly, by maintaining and employing a certain number
of citizens in the constant practice of military exercises,
it may render the trade of a soldier a particular trade, separate
and distinct from all others.
If the state has recourse to the first of those two expedients,
its military force is said to consist in a militia; if to the
second, it is said to consist in a standing army. The practice
of military exercises is the sole or principal occupation of
the soldiers of a standing army, and the maintenance or pay
which the state affords them is the principal and ordinary
fund of their subsistence. The practice of military exercises
is only the occasional occupation of the soldiers of a militia,
and they derive the principal and ordinary fund of their subsistence
from some other occupation. In a militia, the character of
the labourer, artificer, or tradesman, predominates over that
of the soldier; in a standing army, that of the soldier predominates
over every other character: and in this distinction seems to
consist the essential difference between those two different
species of military force.
Militias have been of several different kinds. In some countries
the citizens destined for defending the states seem to have
been exercised only, without being, if I may say so, regimented;
that is, without being divided into separate and distinct bodies
of troops, each of which performed its exercises under its
own proper and permanent officers. In the republics of ancient
Greece and Rome, each citizen, as long as he remained at home,
seems to have practised his exercises either separately and
independently, or with such of his equals as he liked best,
and not to have been attached to any particular body of troops
till he was actually called upon to take the field. In other
countries, the militia has not only been exercised, but regimented.
In England, in Switzerland, and, I believe, in every other
country of modern Europe where any imperfect military force
of this kind has been established, every militiaman is, even
in time of peace, attached to a particular body of troops,
which performs its exercises under its own proper and permanent
officers.
Before the invention of firearms, that army was superior in
which the soldiers had, each individually, the greatest skill
and dexterity in the use of their arms. Strength and agility
of body were of the highest consequence, and commonly determined
the state of battles. But this skill and dexterity in the use
of their arms could be acquired only, in the same manner as
fencing is at present, by practising, not in great bodies,
but each man separately, in a particular school, under a particular
master, or with his own particular equals and companions. Since
the invention of firearms, strength and agility of body, or
even extraordinary dexterity and skill in the use of arms,
though they are far from being of no consequence, are, however,
of less consequence. The nature of the weapon, though it by
no means puts the awkward upon a level with the skilful, puts
him more nearly so than he ever was before. All the dexterity
and skill, it is supposed, which are necessary for using it,
can be well enough acquired by practising in great bodies.
Regularity, order, and prompt obedience to command are qualities
which, in modern armies, are of more importance towards determining
the fate of battles than the dexterity and skill of the soldiers
in the use of their arms. But the noise of firearms, the smoke,
and the invisible death to which every man feels himself every
moment exposed as soon as he comes within cannon-shot, and
frequently a long time before the battle can be well said to
be engaged, must render it very difficult to maintain any considerable
degree of this regularity, order, and prompt obedience, even
in the beginning of a modern battle. In an ancient battle there
was no noise but what arose from the human voice; there was
no smoke, there was no invisible cause of wounds or death.
Every man, till some mortal weapon actually did approach him,
saw clearly that no such weapon was near him. In these circumstances,
and among troops who had some confidence in their own skill
and dexterity in the use of their arms, it must have been a
good deal less difficult to preserve some degree regularity
and order, not only in the beginning, but through the whole
progress of an ancient battle, and till one of the two armies
was fairly defeated. But the habits of regularity, order, and
prompt obedience to command can be acquired only by troops
which are exercised in great bodies.
A militia, however, in whatever manner it may be either disciplined
or exercised, must always be much inferior to a well-disciplined
and well-exercised standing army.
The soldiers who are exercised only once a week, or once a
month, can never be so expert in the use of their arms as those
who are exercised every day, or every other day; and though
this circumstance may not be of so much consequence in modern
as it was in ancient times, yet the acknowledged superiority
of the Prussian troops, owing, it is said, very much to their
superior expertness in their exercise, may satisfy us that
it is, even at this day, of very considerable consequence.
The soldiers who are bound to obey their officer only once
a week or once a month, and who are at all other times at liberty
to manage their own affairs their own way, without being in
any respect accountable to him, can never be under the same
awe in his presence, can never have the same disposition to
ready obedience, with those whose whole life and conduct are
every day directed by him, and who every day even rise and
go to bed, or at least retire to their quarters, according
to his orders. In what is called discipline, or in the habit
of ready obedience, a militia must always be still more inferior
to a standing army than it may sometimes be in what is called
the manual exercise, or in the management and use of its arms.
But in modern war the habit of ready and instant obedience
is of much greater consequence than a considerable superiority
in the management of arms.
Those militias which, like the Tartar or Arab militia, go
to war under the same chieftains whom they are accustomed to
obey in peace are by far the best. In respect for their officers,
in the habit of ready obedience, they approach nearest to standing
armies. The highland militia, when it served under its own
chieftains, had some advantage of the same kind. As the highlanders,
however, were not wandering, but stationary shepherds, as they
had all a fixed habitation, and were not, in peaceable times,
accustomed to follow their chieftain from place to place, so
in time of war they were less willing to follow him to any
considerable distance, or to continue for any long time in
the field. When they had acquired any booty they were eager
to return home, and his authority was seldom sufficient to
detain them. In point of obedience they were always much inferior
to what is reported of the Tartars and Arabs. As the highlanders
too, from their stationary life, spend less of their time in
the open air, they were always less accustomed to military
exercises, and were less expert in the use of their arms than
the Tartars and Arabs are said to be.
A militia of any kind, it must be observed, however, which
has served for several successive campaigns in the field, becomes
in every respect a standing army. The soldiers are every day
exercised in the use of their arms, and, being constantly under
the command of their officers, are habituated to the same prompt
obedience which takes place in standing armies. What they were
before they took the field is of little importance. They necessarily
become in every respect a standing army after they have passed
a few campaigns in it. Should the war in America drag out through
another campaign, the American militia may become in every
respect a match for that standing army of which the valour
appeared, in the last war, at least not inferior to that of
the hardiest veterans of France and Spain.
This distinction being well understood, the history of all
ages, it will be found, bears testimony to the irresistible
superiority which a well-regulated standing army has over a
militia.
One of the first standing armies of which we have any distinct
account, in any well authenticated history, is that of Philip
of Macedon. His frequent wars with the Thracians, Illyrians,
Thessalians, and some of the Greek cities in the neighbourhood
of Macedon, gradually formed his troops, which in the beginning
were probably militia, to the exact discipline of a standing
army. When he was at peace, which he was very seldom, and never
for any long time together, he was careful not to disband that
army. It vanquished and subdued, after a long and violent struggle,
indeed, the gallant and well exercised militias of the principal
republics of ancient Greece, and afterwards, with very little
struggle, the effeminate and ill-exercised militia of the great
Persian empire. The fall of the Greek republics and of the
Persian empire was the effect of the irresistible superiority
which a standing army has over every sort of militia. It is
the first great revolution in the affairs of mankind of which
history has preserved any distinct or circumstantial account.
The fall of Carthage, and the consequent elevation of Rome,
is the second. All the varieties in the fortune of those two
famous republics may very well be accounted for from the same
cause.
From the end of the first to the beginning of the second Carthaginian
war the armies of Carthage were continually in the field, and
employed under three great generals, who succeeded one another
in the command: Hamilcar, his son-in-law Hasdrubal, and his
son Hannibal; first in chastising their own rebellious slaves,
afterwards in subduing the revolted nations of Africa, and,
lastly, in conquering the great kingdom of Spain. The army
which Hannibal led from Spain into Italy must necessarily,
in those different wars, have been gradually formed to the
exact discipline of a standing army. The Romans, in the meantime,
though they had not been altogether at peace, yet they had
not, during this period, been engaged in any war of very great
consequence, and their military discipline, it is generally
said, was a good deal relaxed. The Roman armies which Hannibal
encountered at Trebia, Thrasymenus, and Cannae were militia
opposed to a standing army. This circumstance, it is probable,
contributed more than any other to determine the fate of those
battles.
The standing army which Hannibal left behind him in Spain
had the like superiority over the militia which the Romans
sent to oppose it, and in a few years, under the command of
his brother, the younger Hasdrubal, expelled them almost entirely
from that country.
Hannibal was ill supplied from home. The Roman militia, being
continually in the field, became in the progress of the war
a well disciplined and well-exercised standing army, and the
superiority of Hannibal grew every day less and less. Hasdrubal
judged it necessary to lead the whole, or almost the whole
of the standing army which he commanded in Spain, to the assistance
of his brother in Italy. In this march he is said to have been
misled by his guides, and in a country which he did not know,
was surprised and attacked by another standing army, in every
respect equal or superior to his own, and was entirely defeated.
When Hasdrubal had left Spain, the great Scipio found nothing
to oppose him but a militia inferior to his own. He conquered
and subdued that militia, and, in the course of the war, his
own militia necessarily became a well-disciplined and well-exercised
standing army. That standing army was afterwards carried to
Africa, where it found nothing but a militia to oppose it.
In order to defend Carthage it became necessary to recall the
standing army of Hannibal. The disheartened and frequently
defeated African militia joined it, and, at the battle of Zama,
composed the greater part of the troops of Hannibal. The event
of that day determined the fate of the two rival republics.
From the end of the second Carthaginian war till the fall
of the Roman republic, the armies of Rome were in every respect
standing armies. The standing army of Macedon made some resistance
to their arms. In the height of their grandeur it cost them
two great wars, and three great battles, to subdue that little
kingdom, of which the conquest would probably have been still
more difficult had it not been for the cowardice of its last
king. The militias of all the civilised nations of the ancient
world, of Greece, of Syria, and of Egypt, made but a feeble
resistance to the standing armies of Rome. The militias of
some barbarous nations defended themselves much better. The
Scythian or Tartar militia, which Mithridates drew from the
countries north of the Euxine and Caspian seas, were the most
formidable enemies whom the Romans had to encounter after the
second Carthaginian war. The Parthian and German militias,
too, were always respectable, and upon several occasions gained
very considerable advantages over the Roman armies. In general,
however, and when the Roman armies were well commanded, they
appear to have been very much superior; and if the Romans did
not pursue the final conquest either of Parthia or Germany,
it was probably because they judged that it was not worth while
to add those two barbarous countries to an empire which was
already too large. The ancient Parthians appear to have been
a nation of Scythian or Tartar extraction, and to have always
retained a good deal of the manners of their ancestors. The
ancient Germans were, like the Scythians or Tartars, a nation
of wandering shepherds, who went to war under the same chiefs
whom they were accustomed to follow in peace. Their militia
was exactly of the same kind with that of the Scythians or
Tartars, from whom, too, they were probably descended.
Many different causes contributed to relax the discipline
of the Roman armies. Its extreme severity was, perhaps, one
of those causes. In the days of their grandeur, when no enemy
appeared capable of opposing them, their heavy armour was laid
aside as unnecessarily burdensome, their labourious exercises
were neglected as unnecessarily toilsome. Under the Roman emperors,
besides, the standing armies of Rome, those particularly which
guarded the German and Pannonian frontiers, became dangerous
to their masters, against whom they used frequently to set
up their own generals. In order to render them less formidable,
according to some authors, Dioclesian, according to others,
Constantine, first withdrew them from the frontier, where they
had always before been encamped in great bodies, generally
of two or three legions each, and dispersed them in small bodies
through the different provincial towns, from whence they were
scarce ever removed but when it became necessary to repel an
invasion. Small bodies of soldiers quartered, in trading and
manufacturing towns, and seldom removed from those quarters,
became themselves tradesmen, artificers, and manufacturers.
The civil came to predominate over the military character,
and the standing armies of Rome gradually degenerated into
a corrupt, neglected, and undisciplined militia, incapable
of resisting the attack of the German and Scythian militias,
which soon afterwards invaded the western empire. It was only
by hiring the militia of some of those nations to oppose to
that of others that the emperors were for some time able to
defend themselves. The fall of the western empire is the third
great revolution in the affairs of mankind of which ancient
history has preserved any distinct or circumstantial account.
It was brought about by the irresistible superiority which
the militia of a barbarous has over that of a civilised nation;
which the militia of a nation of shepherds has over that of
a nation of husbandmen, artificers, and manufacturers. The
victories which have been gained by militias have generally
been, not over standing armies, but over other militias in
exercise and discipline inferior to themselves. Such were the
victories which the Greek militia gained over that of the Persian
empire; and such too were those which in later times the Swiss
militia gained over that of the Austrians and Burgundians.
The military force of the German and Scythian nations who
established themselves upon the ruins of the western empire
continued for some time to be of the same kind in their new
settlements as it had been in their original country. It was
a militia of shepherds and husbandmen, which, in time of war,
took the field under the command of the same chieftains whom
it was accustomed to obey in peace. It was, therefore, tolerably
well exercised, and tolerably well disciplined. As arts and
industry advanced, however, the authority of the chieftains
gradually decayed, and the great body of the people had less
time to spare for military exercises. Both the discipline and
the exercise of the feudal militia, therefore, went gradually
to ruin, and standing armies were gradually introduced to supply
the place of it. When the expedient of a standing army, besides,
had once been adopted by one civilised nation, it became necessary
that all its neighbours should follow their example. They soon
found that their safety depended upon their doing so, and that
their own militia was altogether incapable of resisting the
attack of such an army.
The soldiers of a standing army, though they may never have
seen an enemy, yet have frequently appeared to possess all
the courage of veteran troops and the very moment that they
took the field to have been fit to face the hardiest and most
experienced veterans. In 1756, when the Russian army marched
into Poland, the valour of the Russian soldiers did not appear
inferior to that of the Prussians, at that time supposed to
be the hardiest and most experienced veterans in Europe. The
Russian empire, however, had enjoyed a profound peace for near
twenty years before, and could at that time have very few soldiers
who had ever seen an enemy. When the Spanish war broke out
in 1739, England had enjoyed a profound peace for about eight-and-twenty
years. The valour of her soldiers, however, far from being
corrupted by that long peace, was never more distinguished
than in the attempt upon Carthagena, the first unfortunate
exploit of that unfortunate war. In a long peace the generals,
perhaps, may sometimes forget their skill; but, where a well-regulated
standing army has been kept up, the soldiers seem never to
forget their valour.
When a civilised nation depends for its defence upon a militia,
it is at all times exposed to be conquered by any barbarous
nation which happens to be in its neighbourhood. The frequent
conquests of all the civilised countries in Asia by the Tartars
sufficiently demonstrates the natural superiority which the
militia of a barbarous has over that of a civilised nation.
A well-regulated standing army is superior to every militia.
Such an army, as it can best be maintained by an opulent and
civilised nation, so it can alone defend such a nation against
the invasion of a poor and barbarous neighbour. It is only
by means of a standing army, therefore, that the civilization
of any country can be perpetuated, or even preserved for any
considerable time.
As it is only by means of a well-regulated standing army that
a civilised country can be defended, so it is only by means
of it that a barbarous country can be suddenly and tolerably
civilised. A standing army establishes, with an irresistible
force, the law of the sovereign through the remotest provinces
of the empire, and maintains some degree of regular government
in countries which could not otherwise admit of any. Whoever
examines, with attention, the improvements which Peter the
Great introduced into the Russian empire, will find that they
almost all resolve themselves into the establishment of a well
regulated standing army. It is the instrument which executes
and maintains all his other regulations. That degree of order
and internal peace which that empire has ever since enjoyed
is altogether owing to the influence of that army.
Men of republican principles have been jealous of a standing
army as dangerous to liberty. It certainly is so wherever the
interest of the general and that of the principal officers
are not necessarily connected with the support of the constitution
of the state. The standing army of Caesar destroyed the Roman
republic. The standing army of Cromwell turned the Long Parliament
out of doors. But where the sovereign is himself the general,
and the principal nobility and gentry of the country the chief
officers of the army, where the military force is placed under
the command of those who have the greatest interest in the
support of the civil authority, because they have themselves
the greatest share of that authority, a standing army can never
be dangerous to liberty. On the contrary, it may in some cases
be favourable to liberty. The security which it gives to the
sovereign renders unnecessary that troublesome jealousy, which,
in some modern republics, seems to watch over the minutest
actions, and to be at all times ready to disturb the peace
of every citizen. Where the security of the magistrate, though
supported by the principal people of the country, is endangered
by every popular discontent; where a small tumult is capable
of bringing about in a few hours a great revolution, the whole
authority of government must be employed to suppress and punish
every murmur and complaint against it. To a sovereign, on the
contrary, who feels himself supported, not only by the natural
aristocracy of the country, but by a well-regulated standing
army, the rudest, the most groundless, and the most licentious
remonstrances can give little disturbance. He can safely pardon
or neglect them, and his consciousness of his own superiority
naturally disposes him to do so. That degree of liberty which
approaches to licentiousness can be tolerated only in countries
where the sovereign is secured by a well-regulated standing
army. It is in such countries only that the public safety does
not require that the sovereign should be trusted with any discretionary
power for suppressing even the impertinent wantonness of this
licentious liberty.
The first duty of the sovereign, therefore, that of defending
the society from the violence and injustice of other independent
societies, grows gradually more and more expensive as the society
advances in civilization. The military force of the society,
which originally cost the sovereign no expense either in time
of peace or in time of war, must, in the progress of improvement,
first be maintained by him in time of war, and afterwards even
in time of peace.
The great change introduced into the art of war by the invention
of firearms has enhanced still further both the expense of
exercising and disciplining any particular number of soldiers
in time of peace, and that of employing them in time of war.
Both their arms and their ammunition are become more expensive.
A musket is a more expensive machine than a javelin or a bow
and arrows; a cannon or a mortar than a balista or a catapulta.
The powder which is spent in a modern review is lost irrecoverably,
and occasions a very considerable expense. The javeline and
arrows which were thrown or shot in an ancient one could easily
be picked up again, and were besides of very little value.
The cannon and the mortar are not only much dearer, but much
heavier machines than the balista or catapulta, and require
a greater expense, not only to prepare them for the field,
but to carry them to it. As the superiority of the modern artillery
too over that of the ancients is very great, it has become
much more difficult, and consequently much more expensive,
to fortify a town so as to resist even for a few weeks the
attack of that superior artillery. In modern times many different
causes contribute to render the defence of the society more
expensive. The unavoidable effects of the natural progress
of improvement have, in this respect, been a good deal enhanced
by a great revolution in the art of war, to which a mere accident,
the invention of gunpowder, seems to have given occasion.
In modern war the great expense of firearms gives an evident
advantage to the nation which can best afford that expense,
and consequently to an opulent and civilised over a poor and
barbarous nation. In ancient times the opulent and civilised
found it difficult to defend themselves against the poor and
barbarous nations. In modern times the poor and barbarous find
it difficult to defend themselves against the opulent and civilised.
The invention of firearms, an invention which at first sight
appears to be so pernicious, is certainly favourable both to
the permanency and to the extension of civilization.
Part 2: Of the Expense of Justice
The second duty of the sovereign, that of protecting, as far
as possible, every member of the society from the injustice or
oppression of every other member of it, or the duty of establishing
an exact administration of justice, requires, too, very different
degrees of
expense in the different periods of society.
Among nations of hunters, as there is scarce any property,
or at least none that exceeds the value of two or three days'
labour, so there is seldom any established magistrate or any
regular administration of justice. Men who have no property
can injure one another only in their persons or reputations.
But when one man kills, wounds, beats, or defames another,
though he to whom the injury is done suffers, he who does it
receives no benefit. It is otherwise with the injuries to property.
The benefit of the person who does the injury is often equal
to the loss of him who suffers it. Envy, malice, or resentment
are the only passions which can prompt one man to injure another
in his person or reputation. But the greater part of men are
not very frequently under the influence of those passions,
and the very worst of men are so only occasionally. As their
gratification too, how agreeable soever it may be to certain
characters, is not attended with any real or permanent advantage,
it is in the greater part of men commonly restrained by prudential
considerations. Men may live together in society with some
tolerable degree of security, though there is no civil magistrate
to protect them from the injustice of those passions. But avarice
and ambition in the rich, in the poor the hatred of labour
and the love of present ease and enjoyment, are the passions
which prompt to invade property, passions much more steady
in their operation, and much more universal in their influence.
Wherever there is great property there is great inequality.
For one very rich man there must be at least five hundred poor,
and the affluence of the few supposes the indigence of the
many. The affluence of the rich excites the indignation of
the poor, who are often both driven by want, and prompted by
envy, to invade his possessions. It is only under the shelter
of the civil magistrate that the owner of that valuable property,
which is acquired by the labour of many years, or perhaps of
many successive generations, can sleep a single night in security.
He is at all times surrounded by unknown enemies, whom, though
he never provoked, he can never appease, and from whose injustice
he can be protected only by the powerful arm of the civil magistrate
continually held up to chastise it. The acquisition of valuable
and extensive property, therefore, necessarily requires the
establishment of civil government. Where there is no property,
or at least none that exceeds the value of two or three days'
labour, civil government is not so necessary.
Civil government supposes a certain subordination. But as
the necessity of civil government gradually grows up with the
acquisition of valuable property, so the principal causes which
naturally introduce subordination gradually grow up with the
growth of that valuable property.
The causes or circumstances which naturally introduce subordination,
or which naturally, and antecedent to any civil institution,
give some men some superiority over the greater part of their
brethren, seem to be four in number.
The first of those causes or circumstances is the superiority
of personal qualifications, of strength, beauty, and agility
of body; of wisdom and virtue, of prudence, justice, fortitude,
and moderation of mind. The qualifications of the body, unless
supported by those of the mind, can give little authority in
any period of society. He is a very strong man, who, by mere
strength of body, can force two weak ones to obey him. The
qualifications of the mind can alone give a very great authority.
They are, however, invisible qualities; always disputable,
and generally disputed. No society, whether barbarous or civilised,
has ever found it convenient to settle the rules of precedency
of rank and subordination according to those invisible qualities;
but according to something that is more plain and palpable.
The second of those causes or circumstances is the superiority
of age. An old man, provided his age is not so far advanced
as to give suspicion of dotage, is everywhere more respected
than a young man of equal rank, fortune, and abilities. Among
nations of hunters, such as the native tribes of North America,
age is the sole foundation of rank and precedency. Among them,
father is the appellation of a superior; brother, of an equal;
and son, of an inferior. In the most opulent and civilised
nations, age regulates rank among those who are in every other
respect equal, and among whom, therefore, there is nothing
else to regulate it. Among brothers and among sisters, the
eldest always takes place; and in the succession of the paternal
estate everything which cannot be divided, but must go entire
to one person, such as a title of honour, is in most cases
given to the eldest. Age is a plain and palpable quality which
admits of no dispute.
The third of those causes or circumstances is the superiority
of fortune. The authority of riches, however, though great
in every age of society, is perhaps greatest in the rudest
age of society which admits of any considerable inequality
of fortune. A Tartar chief, the increase of whose herds and
stocks is sufficient to maintain a thousand men, cannot well
employ that increase in any other way than in maintaining a
thousand men. The rude state of his society does not afford
him any manufactured produce, any trinkets or baubles of any
kind, for which he can exchange that part of his rude produce
which is over and above his own consumption. The thousand men
whom he thus maintains, depending entirely upon him for their
subsistence, must both obey his orders in war, and submit to
his jurisdiction in peace. He is necessarily both their general
and their judge, and his chieftainship is the necessary effect
of the superiority of his fortune. In an opulent and civilised
society, a man may possess a much greater fortune and yet not
be able to command a dozen people. Though the produce of his
estate may be sufficient to maintain, and may perhaps actually
maintain, more than a thousand people, yet as those people
pay for everything which they get from him, as he gives scarce
anything to anybody but in exchange for an equivalent, there
is scarce anybody who considers himself as entirely dependent
upon him, and his authority extends only over a few menial
servants. The authority of fortune, however, is very great
even in an opulent and civilised society. That it is much greater
than that either of age or of personal qualities has been the
constant complaint of every period of society which admitted
of any considerable inequality of fortune. The first period
of society, that of hunters, admits of no such inequality.
Universal poverty establishes their universal equality, and
the superiority either of age or of personal qualities are
the feeble but the sole foundations of authority and subordination.
There is therefore little or no authority or subordination
in this period of society. The second period of society, that
of shepherds, admits of very great inequalities of fortune,
and there is no period in which the superiority of fortune
gives so great authority to those who possess it. There is
no period accordingly in which authority and subordination
are more perfectly established. The authority of an Arabian
sherif is very great; that of a Tartar khan altogether despotical.
The fourth of those causes or circumstances is the superiority
of birth. Superiority of birth supposes an ancient superiority
of fortune in the family of the person who claims it. All families
are equally ancient; and the ancestors of the prince, though
they may be better known, cannot well be more numerous than
those of the beggar. Antiquity of family means everywhere the
antiquity either of wealth, or of that greatness which is commonly
either founded upon wealth, or accompanied with it. Upstart
greatness is everywhere less respected than ancient greatness.
The hatred of usurpers, the love of the family of an ancient
monarch, are, in a great measure, founded upon the contempt
which men naturally have for the former, and upon their veneration
for the latter. As a military officer submits without reluctance
to the authority of a superior by whom he has always been commanded,
but cannot bear that his inferior should be set over his head,
so men easily submit to a family to whom they and their ancestors
have always submitted; but are fired with indignation when
another family, in whom they had never acknowledged any such
superiority, assumes a dominion over them.
The distinction of birth, being subsequent to the inequality
of fortune, can have no place in nations of hunters, among
whom all men, being equal in fortune, must likewise be very
nearly equal in birth. The son of a wise and brave man may,
indeed, even among them, be somewhat more respected than a
man of equal merit who has the misfortune to be the son of
a fool or a coward. The difference, however, will not be very
great; and there never was, I believe, a great family in the
world whose illustration was entirely derived from the inheritance
of wisdom and virtue.
The distinction of birth not only may, but always does take
place among nations of shepherds. Such nations are always strangers
to every sort of luxury, and great wealth can scarce ever be
dissipated among them by improvident profusion. There are no
nations accordingly who abound more in families revered and
honoured on account of their descent from a long race of great
and illustrious ancestors, because there are no nations among
whom wealth is likely to continue longer in the same families.
Birth and fortune are evidently the two circumstances which
principally set one man above another. They are the two great
sources of personal distinction, and are therefore the principal
causes which naturally establish authority and subordination
among men. Among nations of shepherds both those causes operate
with their full force. The great shepherd or herdsman, respected
on account of his great wealth, and of the great number of
those who depend upon him for subsistence, and revered on account
of the nobleness of his birth, and of the immemorial antiquity
of his illustrious family, has a natural authority over all
the inferior shepherds or herdsmen of his horde or clan. He
can command the united force of a greater number of people
than any of them. His military power is greater than that of
any of them. In time of war they are all of them naturally
disposed to muster themselves under his banner, rather than
under that of any other person, and his birth and fortune thus
naturally procure to him some sort of executive power. By commanding,
too, the united force of a greater number of people than any
of them, he is best able to compel any one of them who may
have injured another to compensate the wrong. He is the person,
therefore, to whom all those who are too weak to defend themselves
naturally look up for protection. It is to him that they naturally
complain of the injuries which they imagine have been done
to them, and his interposition in such cases is more easily
submitted to, even by the person complained of, than that of
any other person would be. at necessity. The consideration
of that necessity comes no doubt afterwards to contribute very
much to maintain and secure that authority and subordination.
The rich, in particular, are necessarily interested to support
that order of things which can alone secure them in the possession
of their own advantages. Men of inferior wealth combine to
defend those of superior wealth in the possession of their
property, in order that men of superior wealth may combine
to defend them in the possession of theirs. All the inferior
shepherds and herdsmen feel that the security of their own
herds and flocks depends upon the security of those of the
great shepherd or herdsman; that the maintenance of their lesser
authority depends upon that of his greater authority, and that
upon their subordination to him depends his power of keeping
their inferiors in subordination to them. They constitute a
sort of little nobility, who feel themselves interested to
defend the property and to support the authority of their own
little sovereign in order that he may be able to defend their
property and to support their authority. Civil government,
so far as it is instituted for the security of property, is
in reality instituted for the defence of the rich against the
poor, or of those who have some property against those who
have none at all.
The judicial authority of such a sovereign, however, far from
being a cause of expense, was for a long time a source of revenue
to him. The persons who applied to him for justice were always
willing to pay for it, and a present never failed to accompany
a petition. After the authority of the sovereign, too, was
thoroughly established, the person found guilty, over and above
the satisfaction which he was obliged to make to the party,
was likewise forced to pay an amercement to the sovereign.
He had given trouble, he had disturbed, he had broke the peace
of his lord the king, and for those offences an amercement
was thought due. In the Tartar governments of Asia, in the
governments of Europe which were founded by the German and
Scythian nations who overturned the Roman empire, the administration
of justice was a considerable source of revenue, both to the
sovereign and to all the lesser chiefs or lords who exercised
under him any particular jurisdiction, either over some particular
tribe or clan, or over some particular territory or district.
Originally both the sovereign and the inferior chiefs used
to exercise this jurisdiction in their own persons. Afterwards
they universally found it convenient to delegate it to some
substitute, bailiff, or judge. This substitute, however, was
still obliged to account to his principal or constituent for
the profits of the jurisdiction. Whoever reads the instructions
which were given to the judges of the circuit in the time of
Henry II will see clearly that those judges were a sort of
itinerant factors, sent round the country for the purpose of
levying certain branches of the king's revenue. In those days
the administration of justice not only afforded a certain revenue
to the sovereign, but to procure this revenue seems to have
been one of the principal advantages which he proposed to obtain
by the administration of justice.
This scheme of making the administration of justice subservient
to the purposes of revenue could scarce fail to be productive
of several very gross abuses. The person who applied for justice
with a large present in his hand was likely to get something
more than justice; while he who applied for it with a small
one was likely to get something less. Justice, too, might frequently
be delayed in order that this present might be repeated. The
amercement, besides, of the person complained of, might frequently
suggest a very strong reason for finding him in the wrong,
even when he had not really been so. That such abuses were
far from being uncommon the ancient history of every country
in Europe bears witness.
When the sovereign or chief exercised his judicial authority
in his own person, how much soever he might abuse it, it must
have been scarce possible to get any redress, because there
could seldom be anybody powerful enough to call him to account.
When he exercised it by a bailiff, indeed, redress might sometimes
be had. If it was for his own benefit only that the bailiff
had been guilty of any act of injustice, the sovereign himself
might not always be unwilling to punish him, or to oblige him
to repair the wrong. But if it was for the benefit of his sovereign,
if it was in order to make court to the person who appointed
him and who might prefer him, that he had committed any act
of oppression, redress would upon most occasions be as impossible
as if the sovereign had committed it himself. In all barbarous
governments, accordingly, in all those ancient governments
of Europe in particular which were founded upon the ruins of
the Roman empire, the administration of justice appears for
a long time to have been extremely corrupt, far from being
quite equal and impartial even under the best monarchs, and
altogether profligate under the worst.
Among nations of shepherds, where the sovereign or chief is
only the greatest shepherd or herdsman of the horde or clan,
he is maintained in the same manner as any of his vassals or
subjects, by the increase of his own herds or flocks. Among
those nations of husbandmen who are but just come out of the
shepherd state, and who are not much advanced beyond that state,
such as the Greek tribes appear to have been about the time
of the Trojan war, and our German and Scythian ancestors when
they first settled upon the ruins of the western empire, the
sovereign or chief is, in the same manner, only the greatest
landlord of the country, and is maintained, in the same manner
as any other landlord, by a revenue derived from his own private
estate, or from what, in modern Europe, was called the demesne
of the crown. His subjects, upon ordinary occasions, contributed
nothing to his support, except when, in order to protect them
from the oppression of some of their fellow-subjects, they
stand in need of his authority. The presents which they make
him upon such occasions constitute the whole ordinary revenue,
the whole of the emoluments which, except perhaps upon some
very extraordinary emergencies, he derives from his dominion
over them. When Agamemnon, in Homer, offers to Achilles for
his friendship the sovereignty of seven Greek cities, the sole
advantage which he mentions as likely to be derived from it
was that the people would honour him with presents. As long
as such presents, as long as the emoluments of justice, or
what may be called the fees of court, constituted in this manner
the whole ordinary revenue which the sovereign derived from
his sovereignty, it could not well be expected, it could not
even decently be proposed, that he should give them up altogether.
It might, and it frequently was proposed, that he should regulate
and ascertain them. But after they had been so regulated and
ascertained, how to hinder a person who was all-powerful from
extending them beyond those regulations was still very difficult,
not to say impossible. During the continuance of this state
of things, therefore, the corruption of justice, naturally
resulting from the arbitrary and uncertain nature of those
presents, scarce admitted of any effectual remedy.
But when from different causes, chiefly from the continually
increasing expenses of defending the nation against the invasion
of other nations, the private estate of the sovereign had become
altogether insufficient for defraying the expense of the sovereignty,
and when it had become necessary that the people should, for
their own security, contribute towards this expense by taxes
of different kinds, it seems to have been very commonly stipulated
that no present for the administration of justice should, under
any pretence, be accepted either by the sovereign, or by his
bailiffs and substitutes, the judges. Those presents, it seems
to have been supposed, could more easily be abolished altogether
than effectually regulated and ascertained. Fixed salaries
were appointed to the judges, which were supposed to compensate
to them the loss of whatever might have been their share of
the ancient emoluments of justice, as the taxes more than compensated
to the sovereign the loss of his. Justice was then said to
be administered gratis.
Justice, however, never was in reality administered gratis
in any country. Lawyers and attorneys, at least, must always
be paid by the parties; and, if they were not, they would perform
their duty still worse than they actually perform it. The fees
annually paid to lawyers and attorneys amount, in every court,
to a much greater sum than the salaries of the judges. The
circumstance of those salaries being paid by the crown can
nowhere much diminish the necessary expense of a law-suit.
But it was not so much to diminish the expense, as to prevent
the corruption of justice, that the judges were prohibited
from receiving any present or fee from the parties.
The office of judge is in itself so very honourable that men
are willing to accept of it, though accompanied with very small
emoluments. The inferior office of justice of peace, though
attended with a good deal of trouble, and in most cases with
no emoluments at all, is an object of ambition to the greater
part of our country gentlemen. The salaries of all the different
judges, high and low, together with the whole expense of the
administration and execution of justice, even where it is not
managed with very good economy, makes, in any civilised country,
but a very inconsiderable part of the whole expense of government.
The whole expense of justice, too, might easily be defrayed
by the fees of court; and, without exposing the administration
of justice to any real hazard of corruption, the public revenue
might thus be discharged from a certain, though, perhaps, but
a small incumbrance. It is difficult to regulate the fees of
court effectually where a person so powerful as the sovereign
is to share in them, and to derive any considerable part of
his revenue from them. It is very easy where the judge is the
principal person who can reap any benefit from them. The law
can very easily oblige the judge to respect the regulation,
though it might not always be able to make the sovereign respect
it. Where the fees of court are precisely regulated and ascertained,
where they are paid all at once, at a certain period of every
process, into the hands of a cashier or receiver, to be by
him distributed in certain known proportions among the different
judges after the process is decided, and not till it is decided,
there seems to be no more danger of corruption than where such
fees are prohibited altogether. Those fees, without occasioning
any considerable increase in the expense of a lawsuit, might
be rendered fully sufficient for defraying the whole expense
of justice. By not being paid to the judges till the process
was determined, they might be some incitement to the diligence
of the court in examining and deciding it. In courts which
consisted of a considerable number of judges, by proportioning
the share of each judge to the number of hours and days which
he had employed in examining the process, either in the court
or in a committee by order of the court, those fees might give
some encouragement to the diligence of each particular judge.
Public services are never better performed than when their
reward comes only in consequence of their being performed,
and is proportioned to the diligence employed in performing
them. In the different parliaments of France, the fees of court
(called epices and vacations) constitute the far greater part
of the emoluments of the judges. After all deductions are made,
the net salary paid by the crown to a counsellor or judge in
the Parliament of Toulouse, in rank and dignity the second
parliament of the kingdom, amounts only to a hundred and fifty
livres, about six pounds eleven shillings sterling a year.
About seven years ago that sum was in the same place the ordinary
yearly wages of a common footman. The distribution of those
epices, too, is according to the diligence of the judges. A
diligent judge gains a comfortable, though moderate, revenue
by his office: an idle one gets little more than his salary.
Those Parliaments are perhaps, in many respects, not very convenient
courts of justice; but they have never been accused, they seem
never even to have been suspected, of corruption.
The fees of court seem originally to have been the principal
support of the different courts of justice in England. Each
court endeavoured to draw to itself as much business as it
could, and was, upon that account, willing to take cognisance
of many suits which were not originally intended to fall under
its jurisdiction. The Court of King's Bench, instituted for
the trial of criminal causes only, took cognisance of civil
suits; the plaintiff pretending that the defendant, in not
doing him justice, had been guilty of some trespass or misdemeanour.
The Court of Exchequer, instituted for the levying of the king's
revenue, and for enforcing the payment of such debts only as
were due to the king, took cognisance of all other contract
debts; the plaintiff alleging that he could not pay the king
because the defendant would not pay him. In consequence of
such fictions it came, in many cases, to depend altogether
upon the parties before what court they would choose to have
their cause tried; and each court endeavoured, by superior
dispatch and impartiality, to draw to itself as many causes
as it could. The present admirable constitution of the courts
of justice in England was, perhaps, originally in a great measure
formed by this emulation which anciently took place between
their respective judges; each judge endeavouring to give, in
his own court, the speediest and most effectual remedy which
the law would admit for every sort of injustice. Originally
the courts of law gave damages only for breach of contract.
The Court of Chancery, as a court of conscience, first took
upon it to enforce the specific performance of agreements.
When the breach of contract consisted in the non-payment of
money, the damage sustained could be compensated in no other
way than by ordering payment, which was equivalent to a specific
performance of the agreement. In such cases, therefore, the
remedy of the courts of law was sufficient. It was not so in
others. When the tenant sued his lord for having unjustly outed
him of his lease, the damages which he recovered were by no
means equivalent to the possession of the land. Such causes,
therefore, for some time, went all to the Court of Chancery,
to the no small loss of the courts of law. It was to draw back
such causes to themselves that the courts of law are said to
have invented the artificial and fictitious Writ of Ejectment,
the most effectual remedy for an unjust outer or dispossession
of land.
A stamp-duty upon the law proceedings of each particular court,
to be levied by that court, and applied towards the maintenance
of the judges and other officers belonging to it, might, in
the same manner, afford revenue sufficient for defraying the
expense of the administration of justice, without bringing
any burden upon the general revenue of the society. The judges
indeed might, in this case, be under the temptation of multiplying
unnecessarily the proceedings upon every cause, in order to
increase, as much as possible, the produce of such a stamp-duty.
It has been the custom in modern Europe to regulate, upon most
occasions, the payment of the attorneys and clerks of court
according to the number of pages which they had occasion to
write; the court, however, requiring that each page should
contain so many lines, and each line so many words. In order
to increase their payment, the attorneys and clerks have contrived
to multiply words beyond all necessity, to the corruption of
the law language of, I believe, every court of justice in Europe.
A like temptation might perhaps occasion a like corruption
in the form of law proceedings.
But whether the administration of justice be so contrived
as to defray its own expense, or whether the judges be maintained
by fixed salaries paid to them from some other fund, it does
not seem necessary that the person or persons entrusted with
the executive power should be charged with the management of
that fund, or with the payment of those salaries. That fund
might arise from the rent of landed estates, the management
of each estate being entrusted to the particular court which
was to be maintained by it. That fund might arise even from
the interest of a sum of money, the lending out of which might,
in the same manner, be entrusted to the court which was to
be maintained by it. A part, though indeed but a small part,
of the salary of the judges of the Court of Session in Scotland
arises from the interest of a sum of money. The necessary instability
of such a fund seems, however, to render it an improper one
for the maintenance of an institution which ought to last for
ever.
The separation of the judicial from the executive power seems
originally to have arisen from the increasing business of the
society, in consequence of its increasing improvement. The
administration of justice became so laborious and so complicated
a duty as to require the undivided attention of the persons
to whom it was entrusted. The person entrusted with the executive
power not having leisure to attend to the decision of private
causes himself, a deputy was appointed to decide them in his
stead. In the progress of the Roman greatness, the consul was
too much occupied with the political affairs of the state to
attend to the administration of justice. A praetor, therefore,
was appointed to administer it in his stead. In the progress
of the European monarchies which were founded upon the ruins
of the Roman empire, the sovereigns and the great lords came
universally to consider the administration of justice as an
office both too laborious and too ignoble for them to execute
in their own persons. They universally, therefore, discharged
themselves of it by appointing a deputy, bailiff, or judge.
When the judicial is united to the executive power, it is
scarce possible that justice should not frequently be sacrificed
to what is vulgarly called polities. The persons entrusted
with the great interests of the state may, even without any
corrupt views, sometimes imagine it necessary to sacrifice
to those interests the rights of a private man. But upon the
impartial administration of justice depends the liberty of
every individual, the sense which he has of his own security.
In order to make every individual feel himself perfectly secure
in the possession of every right which belongs to him, it is
not only necessary that the judicial should be separated from
the executive power, but that it should be rendered as much
as possible independent of that power. The judge should not
be liable to be removed from his office according to the caprice
of that power. The regular the good-will or even upon the good
economy payment of his salary should not depend upon of that
power.
Part
3: Of the Expense of
Public Works and Public Institutions
The third and last duty of the sovereign or commonwealth is that
of erecting and maintaining those public institutions and those
public works, which, though they may be in the highest degree
advantageous to a great society, are, however, of such a nature
that the profit could never repay the expense to any individual
or small number of individuals, and which it therefore cannot
be expected that any individual or small number of individuals
should erect or maintain. The performance of this duty requires,
too, very different degrees of expense in the different periods
of society.
After the public institutions and public works necessary for
the defence of the society, and for the administration of justice,
both of which have already been mentioned, the other works
and institutions of this kind are chiefly those for facilitating
the commerce of the society, and those for promoting the instruction
of the people. The institutions for instruction are of two
kinds: those for the education of youth, and those for the
instruction of people of all ages. The consideration of the
manner in which the expense of those different sorts of public,
works and institutions may be most properly defrayed will divide
this third part of the present chapter into three different
articles.
Article
1: Of the Public Works and Institutions for facilitating
the Commerce of the Society And, first, of those which are
necessary for facilitating Commerce in general.
That the erection and maintenance of the public works which facilitate
the commerce of any country, such as good roads, bridges, navigable
canals, harbours, etc., must require very different degrees of
expense in the different periods of society is evident without
any proof. The expense of making and maintaining the public roads
of any country must evidently increase with the annual produce
of the land and labour of that country, or with the quantity
and weight of the goods which it becomes necessary to fetch and
carry upon those roads. The strength of a bridge must be suited
to the number and weight of the carriages which are likely to
pass over it. The depth and the supply of water for a navigable
canal must be proportioned to the number and tonnage of the lighters
which are likely to carry goods upon it; the extent of a harbour
to the number of the shipping which are likely to take shelter
in it.
It does not seem necessary that the expense of those public
works should be defrayed from that public revenue, as it is
commonly called, of which the collection and application is
in most countries assigned to the executive power. The greater
part of such public works may easily be so managed as to afford
a particular revenue sufficient for defraying their own expense,
without bringing any burden upon the general revenue of the
society.
A highway, a bridge, a navigable canal, for example, may in
most cases be both made and maintained by a small toll upon
the carriages which make use of them: a harbour, by a moderate
port-duty upon the tonnage of the shipping which load or unload
in it. The coinage, another institution for facilitating commerce,
in many countries, not only defrays its own expense, but affords
a small revenue or seignorage to the sovereign. The post-office,
another institution for the same purpose, over and above defraying
its own expense, affords in almost all countries a very considerable
revenue to the sovereign.
When the carriages which pass over a highway or a bridge,
and the lighters which sail upon a navigable canal, pay toll
in proportion to their weight or their tonnage, they pay for
the maintenance of those public works exactly in proportion
to the wear and tear which they occasion of them. It seems
scarce possible to invent a more equitable way of maintaining
such works. This tax or toll too, though it is advanced by
the carrier, is finally paid by the consumer, to whom it must
always be charged in the price of the goods. As the expense
of carriage, however, is very much reduced by means of such
public works, the goods, notwithstanding the toll come cheaper
to the consumer than the; could otherwise have done; their
price not being so much raised by the toll as it is lowered
by the cheapness of the carriage. The person who finally pays
this tax, therefore, gains by the application more than he
loses by the payment of it. His payment is exactly in proportion
to his gain. It is in reality no more than a part of that gain
which he is obliged to give up in order to get the rest. It
seems impossible to imagine a more equitable method of raising
a tax.
When the toll upon carriages of luxury upon coaches, post-chaises,
etc., is made somewhat higher in proportion to their weight
than upon carriages of necessary use, such as carts, waggons,
etc., the indolence and vanity of the rich is made to contribute
in a very easy manner to the relief of the poor, by rendering
cheaper the transportation of heavy goods to all the different
parts of the country.
When high roads, bridges, canals, etc., are in this manner
made and supported by the commerce which is carried on by means
of them, they can be made only where that commerce requires
them, and consequently where it is proper to make them. Their
expenses too, their grandeur and magnificence, must be suited
to what that commerce can afford to pay. They must be made
consequently as it is proper to make them. A magnificent high
road cannot be made through a desert country where there is
little or no commerce, or merely because it happens to lead
to the country villa of the intendant of the province, or to
that of some great lord to whom the intendant finds it convenient
to make his court. A great bridge cannot be thrown over a river
at a place where nobody passes, or merely to embellish the
view from the windows of a neighbouring palace: things which
sometimes happen in countries where works of this kind are
carried on by any other revenue than that which they themselves
are capable of affording.
In several different parts of Europe the ton or lock-duty
upon a canal is the property of private persons, whose private
interest obliges them to keep up the canal. If it is not kept
in tolerable order, the navigation necessarily ceases altogether,
and along with it the whole profit which they can make by the
tolls. If those tolls were put under the management of commissioners,
who had themselves no interest in them, they might be less
attentive to the maintenance of the works which produced them.
The canal of Languedoc cost the King of France and the province
upwards of thirteen millions of livres, which (at twenty-eight
livres the mark of silver, the value of French money in the
end of the last century) amounted to upwards of nine hundred
thousand pounds sterling. When that great work was finished,
the most likely method, it was found, of keeping it in constant
repair was to make a present of the tolls to Riquet the engineer,
who planned and conducted the work. Those tolls constitute
at present a very large estate to the different branches of
the family of that gentleman, who have, therefore, a great
interest to keep the work in constant repair. But had those
tolls been put under the management of commissioners, who had
no such interest, they might perhaps have been dissipated in
ornamental and unnecessary expenses, while the most essential
parts of the work were allowed to go to ruin.
The tolls for the maintenance of a high road cannot with any
safety be made the property of private persons. A high road,
though entirely neglected, does not become altogether impassable,
though a canal does. The proprietors of the tolls upon a high
road, therefore, might neglect altogether the repair of the
road, and yet continue to levy very nearly the same tolls.
It is proper, therefore, that the tolls for the maintenance
of such a work should be put under the management of commissioners
or trustees.
In Great Britain, the abuses which the trustees have committed
in the management of those tolls have in many cases been very
justly complained of. At many turnpikes, it has been said,
the money levied is more than double of what is necessary for
executing, in the completest manner, the work which is often
executed in very slovenly manner, and sometimes not executed
at all. The system of repairing the high roads by tolls of
this kind, it must be observed, is not of very long standing.
We should not wonder, therefore, if it has not yet been brought
to that degree of perfection of which it seems capable. If
mean and improper persons are frequently appointed trustees,
and if proper courts of inspection and account have not yet
been established for controlling their conduct, and for reducing
the tolls to what is barely sufficient for executing the work
to be done by them, the recency of the institution both accounts
and apologizes for those defects, of which, by the wisdom of
Parliament, the greater part may in due time be gradually remedied.
The money levied at the different turnpikes in Great Britain
is supposed to exceed so much what is necessary for repairing
the roads, that the savings, which, with proper economy, might
be made from it, have been considered, even by some ministers,
as a very great resource which might at some time or another
be applied to the exigencies of the state. Government, it has
been said, by taking the management of the turnpikes into its
own hands, and by employing the soldiers, who would work for
a very small addition to their pay, could keep the roads in
good order at a much less expense than it can be done by trustees,
who have no other workmen to employ but such as derive their
whole subsistence from their wages. A great revenue, half a
million perhaps,* it has been pretended, might in this manner
be gained without laying any new burden upon the people; and
the turnpike roads might be made to contribute to the general
expense of the state, in the same manner as the post office
does at present. * Since publishing the two first editions
of this book, I have got good reasons to believe that all the
turnpike tolls levied in Great Britain do not produce a net
revenue that amounts to half a million; a sum which, under
the management of Government, would not be sufficient to keep
in repair five of the principal roads in the kingdom.
That a considerable revenue might be gained in this manner
I have no doubt, though probably not near so much as the projectors
of this plan have supposed. The plan itself, however, seems
liable to several very important objections.
First, if the tolls which are levied at the turnpikes should
ever be considered as one of the resources for supplying the
exigencies of the state, they would certainly be augmented
as those exigencies were supposed to require. According to
the policy of Great Britain, therefore, they would probably
be augmented very fast. The facility with which a great revenue
could be drawn from them would probably encourage administration
to recur very frequently to this resource. Though it may, perhaps,
be more than doubtful whether half a million could by any economy
be saved out of the present tolls, it can scarce be doubted
but that a million might be saved out of them if they were
doubled: and perhaps two millions if they were tripled.* This
great revenue, too, might be levied without the appointment
of a single new officer to collect and receive it. But the
turnpike tolls being continually augmented in this manner,
instead of facilitating the inland commerce of the country
as at present, would soon become a very great incumbrance upon
it. The expense of transporting all heavy goods from one part
of the country to another would soon be so much increased,
the market for all such goods, consequently, would soon be
so much narrowed, that their production would be in a great
measure discouraged, and the most important branches of the
domestic industry of the country annihilated altogether.
* I have now good reasons to believe that all these conjectural
sums are by much too large.
Secondly, a tax upon carriages in proportion to their weight,
though a very equal tax when applied to the sole purpose of
repairing the roads, is a very unequal one when applied to
any other purpose, or to supply the common exigencies of the
state. When it is applied to the sole purpose above mentioned,
each carriage is supposed to pay exactly for the wear and tear
which that carriage occasions of the roads. But when it is
applied to any other purpose, each carriage is supposed to
pay for more than that wear and tear, and contributes to the
supply of some other exigency of the state. But as the turnpike
toll raises the price of goods in proportion to their weight,
and not to their value, it is chiefly paid by the consumers
of coarse and bulky, not by those of precious and light, commodities.
Whatever exigency of the state therefore this tax might be
intended to supply, that exigency would be chiefly supplied
at the expense of the poor, not the rich; at the expense of
those who are least able to supply it, not of those who are
most able.
Thirdly, if government should at any time neglect the reparation
of the high roads, it would be still more difficult than it
is at present to compel the proper application of any part
of the turnpike tolls. A large revenue might thus be levied
upon the people without any part of it being applied to the
only purpose to which a revenue levied in this manner ought
ever to be applied. If the meanness and poverty of the trustees
of turnpike roads render it sometimes difficult at present
to oblige them to repair their wrong, their wealth and greatness
would render it ten times more so in the case which is here
supposed.
In France, the funds destined for the reparation of high roads
are under the immediate direction of the executive power. Those
funds consist partly in a certain number of days' labour which
the country people are in most parts of Europe obliged to give
to the reparation of the highways, and partly in such a portion
of the general revenue of the state as the king chooses to
spare from his other expenses.
By the ancient law of France, as well as by that of most other
parts of Europe, the labour of the country people was under
the direction of a local or provincial magistracy, which had
no immediate dependency upon the king's council. But by the
present practice both the labour of the people, and whatever
other fund the king may choose to assign for the reparation
of the high roads in any particular province or generality,
are entirely under the management of the intendant; an officer
who is appointed and removed by the king's council, and who
receives his orders from it, and is in constant correspondence
with it. In the progress of despotism the authority of the
executive power gradually absorbs that of every other power
in the state, and assumes to itself the management of every
branch of revenue which is destined for any public purpose.
In France, however, the great post-roads, the roads which make
the communication between the principal towns of the kingdom,
are in general kept in good order, and in some provinces are
even a good deal superior to the greater part of the turnpike
roads of England. But what we call the cross-roads, that is,
the far greater part of the roads in the country, are entirely
neglected, and are in many places absolutely impassable for
any heavy carriage. In some places it is even dangerous to
travel on horseback, and mules are the only conveyances which
can safely be trusted. The proud minister of an ostentatious
court may frequently take pleasure in executing a work of splendour
and magnificence, such as a great highway, which is frequently
seen by the principal nobility, whose applauses not only flatter
his vanity, but even contribute to support his interest at
court. But to execute a great number of little works, in which
nothing that can be done can make any great appearance, or
excite the smallest degree of admiration in any traveller,
and which, in short, have nothing to recommend them but their
extreme utility, is a business which appears in every respect
too mean and paltry to merit the attention of so great a magistrate.
Under such an administration, therefore, such works are almost
always entirely neglected.
In China, and in several other governments of Asia, the executive
power charges itself both with the reparation of the high roads
and with the maintenance of the navigable canals. In the instructions
which are given to the governor of each province, those objects,
it is said, are constantly recommended to him, and the judgment
which the court forms of his conduct is very much regulated
by the attention which he appears to have paid to this part
of his instructions. This branch of public police accordingly
is said to be very much attended to in all those countries,
but particularly in China, where the high roads, and still
more the navigable canals, it is pretended, exceed very much
everything of the same kind which is known in Europe. The accounts
of those works, however, which have been transmitted to Europe,
have generally been drawn up by weak and wondering travellers;
frequently by stupid and lying missionaries. If they had been
examined by more intelligent eyes, and if the accounts of them
had been reported by more faithful witnesses, they would not,
perhaps, appear to be so wonderful. The account which Bernier
gives of some works of this kind in Indostan falls very much
short of what had been reported of them by other travellers,
more disposed to the marvellous than he was. It may too, perhaps,
be in those countries, as in France, where the great roads,
the great communications which are likely to be the subjects
of conversation at the court and in the capital, are attended
to, and all the rest neglected. In China, besides, in Indostan,
and in several other governments of Asia, the revenue of the
sovereign arises almost altogether from a land tax or land
rent, which rises or falls with the rise and fall of the annual
produce of the land. The great interest of the sovereign, therefore,
his revenue, is in such countries necessarily and immediately
connected with the cultivation of the land, with the greatness
of its produce, and with the value of its produce. But in order
to render that produce both as great and as valuable as possible,
it is necessary to procure to it as extensive a market as possible,
and consequently to establish the freest, the easiest, and
the least expensive communication between all the different
parts of the country; which can be done only by means of the
best roads and the best navigable canals. But the revenue of
the sovereign does not, in any part of Europe, arise chiefly
from a land tax or land rent. In all the great kingdoms of
Europe, perhaps, the greater part of it may ultimately depend
upon the produce of the land: but that dependency is neither
so immediate, nor so evident. In Europe, therefore, the sovereign
does not feel himself so directly called upon to promote the
increase, both in quantity and value, of the produce of the
land, or, by maintaining good roads and canals, to provide
the most extensive market for that produce. Though it should
be true, therefore, what I apprehend is not a little doubtful,
that in some parts of Asia this department of the public police
is very properly managed by the executive power, there is not
the least probability that, during the present state of things,
it could be tolerably managed by that power in any part of
Europe.
Even those public works which are of such a nature that they
cannot afford any revenue for maintaining themselves, but of
which the conveniency is nearly confined to some particular
place or district, are always better maintained by a local
or provincial revenue, under the management of a local or provincial
administration, than by the general revenue of the state, of
which the executive power must always have the management.
Were the streets of London to be lighted and paved at the expense
of the treasury, is there any probability that they would be
so well lighted and paved as they are at present, or even at
so small an expense? The expense, besides, instead of being
raised by a local tax upon the inhabitants of each particular
street, parish, or district in London, would, in this case,
be defrayed out of the general revenue of the state, and would
consequently be raised by a tax upon all the inhabitants of
the kingdom, of whom the greater part derive no sort of benefit
from the lighting and paving of the streets of London.
The abuses which sometimes creep into the local and provincial
administration of a local and provincial revenue, how enormous
soever they may appear, are in reality, however, almost always
very trifling in comparison of those which commonly take place
in the administration and expenditure of the revenue of a great
empire. They are, besides, much more easily corrected. Under
the local or provincial administration of the justices of the
peace in Great Britain, the six days' labour which the country
people are obliged to give to the reparation of the highways
is not always perhaps very judiciously applied, but it is scarce
ever exacted with any circumstances of cruelty or oppression.
In France, under the administration of the intendants, the
application is not always more judicious, and the exaction
is frequently the most cruel and oppressive. Such Corvees,
as they are called, make one of the principal instruments of
tyranny by which those officers chastise any parish or communaute
which has had the misfortune to fall under their displeasure.
Of the Public Works and Institutions which are necessary
for
facilitating particular Branches of Commerce.
The object of the public works and institutions above mentioned
is to facilitate commerce in general. But in order to facilitate
some particular branches of it, particular institutions are necessary,
which again require a particular and extraordinary expense.
Some particular branches of commerce, which are carried on
with barbarous and uncivilised nations, require extraordinary
protection. An ordinary store or counting-house could give
little security to the goods of the merchants who trade to
the western coast of Africa. To defend them from the barbarous
natives, it is necessary that the place where they are deposited
should be, in some measure, fortified. The disorders in the
government of Indostan have been supposed to render a like
precaution necessary even among that mild and gentle people;
and it was under pretence of securing their persons and property
from violence that both the English and French East India Companies
were allowed to erect the first forts which they possessed
in that country. Among other nations, whose vigorous government
will suffer no strangers to possess any fortified place within
their territory, it may be necessary to maintain some ambassador,
minister, or counsel, who may both decide, according to their
own customs, the differences arising among his own countrymen,
and, in their disputes with the natives, may, by means of his
public character, interfere with more authority, and afford
them a more powerful protection, than they could expect from
any private man. The interests of commerce have frequently
made it necessary to maintain ministers in foreign countries
where the purposes, either of war or alliance, would not have
required any. The commerce of the Turkey Company first occasioned
the establishment of an ordinary ambassador at Constantinople.
The first English embassies to Russia arose altogether from
commercial interests. The constant interference which those
interests necessarily occasioned between the subjects of the
different states of Europe, has probably introduced the custom
of keeping, in all neighbouring countries, ambassadors or ministers
constantly resident even in the time of peace. This custom,
unknown to ancient times, seems not to be older than the end
of the fifteenth or beginning of the sixteenth century; that
is, than the time when commerce first began to extend itself
to the greater part of the nations of Europe, and when they
first began to attend to its interests.
It seems not unreasonable that the extraordinary expense which
the protection of any particular branch of commerce may occasion
should be defrayed by a moderate tax upon that particular branch;
by a moderate fine, for example, to be paid by the traders
when they first enter into it, or, what is more equal, by a
particular duty of so much per cent upon the goods which they
either import into, or export out of, the particular countries
with which it is carried on. The protection of trade in general,
from pirates and freebooters, is said to have given occasion
to the first institution of the duties of customs. But, if
it was thought reasonable to lay a general tax upon trade,
in order to defray the expense of protecting trade in general,
it should seem equally reasonable to lay a particular tax upon
a particular branch of trade, in order to defray the extraordinary
expense of protecting that branch.
The protection of trade in general has always been considered
as essential to the defence of the commonwealth, and, upon
that account, a necessary part of the duty of the executive
power. The collection and application of the general duties
of customs, therefore, have always been left to that power.
But the protection of any particular branch of trade is a part
of the general protection of trade; a part, therefore, of the
duty of that power; and if nations always acted consistently,
the particular duties levied for the purposes of such particular
protection should always have been left equally to its disposal.
But in this respect, as well as in many others, nations have
not always acted consistently; and in the greater part of the
commercial states of Europe, particular companies of merchants
have had the address to persuade the legislature to entrust
to them the performance of this part of the duty of the sovereign,
together with all the powers which are necessarily connected
with it.
These companies, though they may, perhaps, have been useful
for the first introduction of some branches of commerce, by
making, at their own expense, an experiment which the state
might not think it prudent to make, have in the long run proved,
universally, either burdensome or useless, and have either
mismanaged or confined the trade.
When those companies do not trade upon a joint stock, but
are obliged to admit any person, properly qualified, upon paying
a certain fine, and agreeing to submit to the regulations of
the company, each member trading upon his own stock, and at
his own risk, they are called regulated companies. When they
trade upon a joint stock, each member sharing in the common
profit or loss in proportion to his share in this stock, they
are called joint stock companies. Such companies, whether regulated
or joint stock, sometimes have, and sometimes have not, exclusive
privileges.
Regulated companies resemble, in every respect, the corporations
of trades so common in the cities and towns of all the different
countries of Europe, and are a sort of enlarged monopolies
of the same kind. As no inhabitant of a town can exercise an
incorporated trade without first obtaining his freedom in the
corporation, so in most cases no subject of the state can lawfully
carry on any branch of foreign trade, for which a regulated
company is established, without first becoming a member of
that company. The monopoly is more or less strict according
as the terms of admission are more or less difficult; and according
as the directors of the company have more or less authority,
or have it more or less in their power to manage in such a
manner as to confine the greater part of the trade to themselves
and their particular friends. In the most ancient regulated
companies the privileges of apprenticeship were the same as
in other corporations, and entitled the person who had served
his time to a member of the company to become himself a member,
either without paying any fine, or upon paying a much smaller
one than what was exacted of other people. The usual corporation
spirit, wherever the law does not restrain it, prevails in
all regulated companies. When they have been allowed to act
according to their natural genius, they have always, in order
to confine the competition to as small a number of persons
as possible, endeavoured to subject the trade to many burden
some regulations. When the law has restrained them from doing
this, they have become altogether useless and insignificant.
The regulated companies for foreign commerce which at present
subsist in Great Britain are the ancient merchant adventurers'
company, now commonly called the Hamburg Company, the Russia
Company, the Eastland Company, the Turkey Company, and the
African Company.
The terms of admission into the Hamburg Company are now said
to be quite easy, and the directors either have it not their
power to subject the trade to any burdensome restraint or regulations,
or, at least, have not of late exercised that power. It has
not always been so. About the middle of the last century, the
fine for admission was fifty, and at one time one hundred pounds,
and the conduct of the company was said to be extremely oppressive.
In 1643, in 1645, and in 1661, the clothiers and free traders
of the West of England complained of them to Parliament as
of monopolists who confined the trade and oppressed the manufactures
of the country. Though those complaints produced an Act of
Parliament, they had probably intimidated the company so far
as to oblige them to reform their conduct. Since that time,
at least, there has been no complaints against them. By the
10th and 11th of William III, c. 6, the fine for admission
into the Russia Company was reduced to five pounds; and by
the 25th of Charles II, c. 7, that for admission into the Eastland
Company to forty shillings, while, at the same time, Sweden,
Denmark, and Norway, all the countries on the north side of
the Baltic, were exempted from their exclusive charter. The
conduct of those companies had probably given occasion to those
two Acts of Parliament. Before that time, Sir Josiah Child
had represented both these and the Hamburg Company as extremely
oppressive, and imputed to their bad management the low state
of the trade which we at that time carried on to the countries
comprehended within their respective charters. But though such
companies may not, in the present times, be very oppressive,
they are certainly altogether useless. To be merely useless,
indeed, is perhaps the highest eulogy which can ever justly
be bestowed upon a regulated company; and all the three companies
above mentioned seem, in their present state, to deserve this
eulogy.
The fine for admission into the Turkey Company was formerly
twenty-five pounds for all persons under twenty-six years
of age, and fifty pounds for all persons above that age. Nobody
but mere merchants could be admitted; a restriction which
excluded
all shopkeepers and retailers. By a bye-law, no British manufactures
could be exported to Turkey but in the general ships of the
company; and as those ships sailed always from the port of
London, this restriction confined the trade to that expensive
port, and the traders to those who lived in London and in
its neighbourhood. By another bye-law, no person living within
twenty miles of London, and not free of the city, could be
admitted a member; another restriction which, joined to the
foregoing, necessarily excluded all but the freemen of London.
As the time for the loading and sailing of those general
ships
depended altogether upon the directors, they could easily
fill them with their own goods and those of their particular
friends,
to the exclusion of others, who, they might pretend, had
made their proposals too late. In this state of things, therefore,
this company was in every respect a strict and oppressive
monopoly.
Those abuses gave occasion to the act of the 26th of George
II, c. 18, reducing the fine for admission to twenty pounds
for all persons, without any distinction of ages, or any
restriction, either to mere merchants, or to the freemen of
London; and
granting to all such persons the liberty of exporting, from
all the ports of Great Britain to any port in Turkey, all
British goods of which the exportation was not prohibited;
and of importing
from thence all Turkish goods of which the importation was
not prohibited, upon paying both the general duties of customs,
and the particular duties assessed for defraying the necessary
expenses of the company; and submitting, at the same time,
to the lawful authority of the British ambassador and consuls
resident in Turkey, and to the bye laws of the company duly
enacted. To prevent any oppression by those bye-laws, it
was by the same act ordained, that if any seven members of
the
company conceived themselves aggrieved by any bye-law which
should be enacted after the passing of this act, they might
appeal to the Board of Trade and Plantations (to the authority
of which a committee of the Privy Council has now succeeded),
provided such appeal was brought within twelve months after
the bye-law was enacted; and that if any seven members conceived
themselves aggrieved by any bye-law which had been enacted
before the passing of this act, they might bring a like appeal,
provided it was within twelve months after the day on which
this act was to take place. The experience of one year, however,
may not always be sufficient to discover to all the members
of a great company, the pernicious tendency of a particular
bye-law; and if several of them should afterwards discover
it, neither the Board of Trade, nor the committee of council,
can afford them any redress. The object, besides, of the
greater part of the bye-laws of all regulated companies, as
well as
of all other corporations, is not so much to oppress those
who are already members, as to discourage others from becoming
so; which may be done, not only by a high fine, but by many
other contrivances. The constant view of such companies is
always to raise the rate of their own profit as high as they
can; to keep the market, both for the goods which they export,
and for those which they import, as much understocked as
they can: which can be done only by restraining the competition,
or by discouraging new adventurers from entering into the
trade.
A fine even of twenty pounds, besides, though it may not
perhaps be sufficient to discourage any man from entering into
the
Turkey trade with an intention to continue in it, may be
enough to discourage a speculative merchant from hazarding
a single
adventure in it. In all trades, the regular established traders,
even though not incorporated, naturally combine to raise
profits, which are noway so likely to be kept, at all times,
down to their proper level, as by the occasional competition
of speculative
adventure. The Turkey trade, though in some measure laid
open by this Act of Parliament, is still considered by many
people
as very far from being altogether free. The Turkey Company
contribute to maintain an ambassador and two or three consuls,
who, like other public ministers, ought to be maintained
altogether by the state, and the trade laid open to all his
Majesty's
subjects. The different taxes levied by the company, for
this and other corporation purposes, might afford avenue much
more
than sufficient to enable the state to maintain such ministers.
Regulated companies, it was observed by Sir Josiah Child,
though they had frequently supported public ministers, had
never maintained any forts or garrisons in the countries to
which they traded; whereas joint stock companies frequently
had. And in reality the former seem to be much more unfit for
this sort of service than the latter. First, the directors
of a regulated company have no particular interest in the prosperity
of the general trade of the company for the sake of which such
forts and garrisons are maintained. The decay of that general
trade may even frequently contribute to the advantage of their
own private trade; as by diminishing the number of their competitors
it may enable them both to buy cheaper, and to sell dearer.
The directors of a joint stock company, on the contrary, having
only their share in the profits which are made upon the common
stock committed to their management, have no private trade
of their own of which the interest can be separated from that
of the general trade of the company. Their private interest
is connected with the prosperity of the general trade of the
company, and with the maintenance of the forts and garrisons
which are necessary for its defence. They are more likely,
therefore, to have that continual and careful attention which
that maintenance necessarily requires. Secondly, the directors
of a joint stock company have always the management of a large
capital, the joint stock of the company, a part of which they
may frequently employ, with propriety, in building, repairing,
and maintaining such necessary forts and garrisons. But the
directors of a regulated company, having the management of
no common capital, have no other fund to employ in this way
but the casual revenue arising from the admission fines, and
from the corporation duties imposed upon the trade of the company.
Though they had the same interest, therefore, to attend to
the maintenance of such forts and garrisons, they can seldom
have the same ability to render that attention effectual. The
maintenance of a public minister requiring scarce any attention,
and but a moderate and limited expense, is a business much
more suitable both to the temper and abilities of a regulated
company.
Long after the time of Sir Josiah Child, however, in 1750,
a regulated company was established, the present company of
merchants trading to Africa, which was expressly charged at
first with the maintenance of all the British forts and garrisons
that lie between Cape Blanc and the Cape of Good Hope, and
afterwards with that of those only which lie between Cape Rouge
and the Cape of Good Hope. The act which establishes this company
(the 23rd of George II, c. 3) seems to have had two distinct
objects in view; first, to restrain effectually the oppressive
and monopolizing spirit which is natural to the directors of
a regulated company; and secondly, to force them, as much as
possible, to give an attention, which is not natural to them,
towards the maintenance of forts and garrisons.
For the first of these purposes the fine for admission is
limited to forty shillings. The company is prohibited from
trading in their corporate capacity, or upon a joint stock;
from borrowing money upon common seal, or from laying any restraints
upon the trade which may be carried on freely from all places,
and by all persons being British subjects, and paying the fine.
The government is in a committee of nine persons who meet at
London, but who are chosen annually by the freemen of the company
at London, Bristol, and Liverpool; three from each place. No
committee-man can be continued in office for more than three
years together. Any committee-man might be removed by the Board
of Trade and Plantations, now by a committee council, after
being heard in his own defence. The committee are forbid to
export negroes from Africa, or to import any African goods
into Great Britain. But as they are charged with the maintenance
of forts and garrisons, they may, for that purpose, export
from Great Britain to Africa goods and stores of different
kinds. Out of the monies which they shall receive from the
company, they are allowed a sum not exceeding eight hundred
pounds for the salaries of their clerks and agents at London,
Bristol, and Liverpool, the house rent of their office at London,
and all other expenses of management, commission, and agency
in England. What remains of this sum, after defraying these
different expenses, they may divide among themselves, as compensation
for their trouble, in what manner they think proper. By this
constitution, it might have been expected that the spirit of
monopoly would have been effectually restrained, and the first
of these purposes sufficiently answered. It would seem, however,
that it had not. Though by the 4th of George III, c. 20, the
fort of Senegal, with all its dependencies, had been vested
in the company of merchants trading to Africa, yet in the year
following (by the 5th of George III, c. 44) not only Senegal
and its dependencies, but the whole coast from the port of
Sallee, in south Barbary, to Cape Rouge, was exempted from
the jurisdiction of that company, was vested in the crown,
and the trade to it declared free to all his Majesty's subjects.
The company had been suspected of restraining the trade, and
of establishing some sort of improper monopoly. It is not,
however, very easy to conceive how, under the regulations of
the 23rd of George II, they could do so. In the printed debates
of the House of Commons, not always the most authentic records
of truth, I observe, however, that they have been accused of
this. The members of the committee of nine, being all merchants,
and the governors and factors, in their different forts and
settlements, being all dependent upon them, it is not unlikely
that the latter might have given peculiar attention to the
consignments and commissions of the former which would establish
a real monopoly.
For the second of these, purposes, the maintenance of the
forts and garrisons, an annual sum has been allotted to them
by Parliament, generally about L13,000. For the proper application
of this sum, the committee is obliged to account annually to
the Cursitor Baron of Exchequer; which account is afterwards
to be laid before Parliament. But Parliament, which gives so
little attention to the application of millions, is not likely
to give much to that of L13,000 a year; and the Cursitor Baron
of Exchequer, from his profession and education, is not likely
to be profoundly skilled in the proper expense of forts and
garrisons. The captains of his Majesty's navy, indeed, or any
other commissioned officers appointed by the Board of Admiralty,
may inquire into the condition of the forts and garrisons,
and report their observations to that board. But that board
seems to have no direct jurisdiction over the committee, nor
any authority to correct those whose conduct it may thus inquire
into; and the captains of his Majesty's navy, besides, are
not supposed to be always deeply learned in the science of
fortification. Removal from an office which can be enjoyed
only for the term of three years, and of which the lawful emoluments,
even during that term, are so very small, seems to be the utmost
punishment to which any committee-man is liable for any fault,
except direct malversation, or embezzlement, either of the
public money, or of that of the company; and the fear of that
punishment can never be a motive of sufficient weight to force
a continual and careful attention to a business to which he
has no other interest to attend. The committee are accused
of having sent out bricks and stones from England for the reparation
of Cape Coast Castle on the coast of Guinea, a business for
which Parliament had several times granted an extraordinary
sum of money. These bricks and stones too, which had thus been
sent upon so long a voyage, were said to have been of so bad
a quality that it was necessary to rebuild from the foundation
the walls which had been repaired with them. The forts and
garrisons which lie north of Cape Rouge are not only maintained
at the expense of the state, but are under the immediate government
of the executive power; and why those which lie south of that
Cape, and which are, in part at least, maintained at the expense
of the state, should be under a different government, it seems
not very easy even to imagine a good reason. The protection
of the Mediterranean trade was the original purpose of pretence
of the garrisons of Gibraltar and Minorca, and the maintenance
and government of those garrisons has always been, very properly,
committed, not to the Turkey Company, but to the executive
power. In the extent of its dominion consists, in a great measure,
the pride and dignity of that power; and it is not very likely
to fail in attention to what is necessary for the defence of
that dominion. The garrisons at Gibraltar and Minorca, accordingly,
have never been neglected; though Minorca has been twice taken,
and is now probably lost for ever, that disaster was never
even imputed to any neglect in the executive power. I would
not, however, be understood to insinuate that either of those
expensive garrisons was ever, even in the smallest degree,
necessary for the purpose for which they were originally dismembered
from the Spanish monarchy. That dismemberment, perhaps, never
served any other real purpose than to alienate from England
her natural ally the King of Spain, and to unite the two principal
branches of the house of Bourbon in a much stricter and more
permanent alliance than the ties of blood could ever have united
them.
Joint stock companies, established by Royal Charter or by
Act of Parliament, differ in several respects, not only from
regulated companies, but from private copartneries.
First, in a private copartnery, no partner, without the consent
of the company, can transfer his share to another person, or
introduce a new member into the company. Each member, however,
may, upon proper warning, withdraw from the copartnery, and
demand payment from them of his share of the common stock.
In a joint stock company, on the contrary, no member can demand
payment of his share from the company; but each member can,
without their consent, transfer his share to another person,
and thereby introduce a new member. The value of a share in
a joint stock is always the price which it will bring in the
market; and this may be either greater or less, in any proportion,
than the sum which its owner stands credited for in the stock
of the company.
Secondly, in a private copartnery, each partner is bound for
the debts contracted by the company to the whole extent of
his fortune. In a joint stock company, on the contrary, each
partner is bound only to the extent of his share.
The trade of a joint stock company is always managed by a
court of directors. This court, indeed, is frequently subject,
in many respects, to the control of a general court of proprietors.
But the greater part of those proprietors seldom pretend to
understand anything of the business of the company, and when
the spirit of faction happens not to prevail among them, give
themselves no trouble about it, but receive contentedly such
half-yearly or yearly dividend as the directors think proper
to make to them. This total exemption from trouble and from
risk, beyond a limited sum, encourages many people to become
adventurers in joint stock companies, who would, upon no account,
hazard their fortunes in any private copartnery. Such companies,
therefore, commonly draw to themselves much greater stocks
than any private copartnery can boast of. The trading stock
of the South Sea Company, at one time, amounted to upwards
of thirty-three millions eight hundred thousand pounds. The
divided capital of the Bank of England amounts, at present,
to ten millions seven hundred and eighty thousand pounds. The
directors of such companies, however, being the managers rather
of other people's money than of their own, it cannot well be
expected that they should watch over it with the same anxious
vigilance with which the partners in a private copartnery frequently
watch over their own. Like the stewards of a rich man, they
are apt to consider attention to small matters as not for their
master's honour, and very easily give themselves a dispensation
from having it. Negligence and profusion, therefore, must always
prevail, more or less, in the management of the affairs of
such a company. It is upon this account that joint stock companies
for foreign trade have seldom been able to maintain the competition
against private adventurers. They have, accordingly, very seldom
succeeded without an exclusive privilege, and frequently have
not succeeded with one. Without an exclusive privilege they
have commonly mismanaged the trade. With an exclusive privilege
they have both mismanaged and confined it.
The Royal African Company, the predecessors of the present
African Company, had an exclusive privilege by charter, but
as that charter had not been confirmed by Act of Parliament,
the trade, in consequence of the Declaration of Rights, was,
soon after the revolution, laid open to all his Majesty's subjects.
The Hudson's Bay Company are, as to their legal rights, in
the same situation as the Royal African Company. Their exclusive
charter has not been confirmed by Act of Parliament. The South
Sea Company, as long as they continued to be a trading company,
had an exclusive privilege confirmed by Act of Parliament;
as have likewise the present United Company of Merchants trading
to the East Indies.
The Royal African Company soon found that they could not maintain
the competition against private adventurers, whom, notwithstanding
the Declaration of Rights, they continued for some time to
call interlopers, and to persecute as such. In 1698, however,
the private adventurers were subjected to a duty of ten per
cent upon almost all the different branches of their trade,
to be employed by the company in the maintenance of their forts
and garrisons But, notwithstanding this heavy tax, the company
were still unable to maintain the competition. Their stock
and credit gradually declined. In 1712, their debts had become
so great that a particular Act of Parliament was thought necessary,
both for their security and for that of their creditors. It
was enacted that the resolution of two-thirds of these creditors
in number and value should bind the rest, both with regard
to the time which should be allowed to the company for the
payment of their debts, and with regard to any other agreement
which it might be thought proper to make with them concerning
those debts. In 1730, their affairs were in so great disorder
that they were altogether incapable of maintaining their forts
and garrisons, the sole purpose and pretext of their institution.
From that year, till their final dissolution, the Parliament
judged it necessary to allow the annual sum of ten thousand
pounds for that purpose. In 1732, after having been for many
years losers by the trade of carrying negroes to the West Indies,
they at last resolved to give it up altogether; to sell to
the private traders to America the negroes which they purchased
upon the coast; and to employ their servants in a trade to
the inland parts of Africa for gold dust, elephants' teeth,
dyeing drugs, etc. But their success in this more confined
trade was not greater than in their former extensive one. Their
affairs continued to go gradually to decline, till at last,
being in every respect a bankrupt company, they were dissolved
by Act of Parliament, and their forts and garrisons vested
in the present regulated company of merchants trading to Africa.
Before the erection of the Royal African Company, there had
been three other joint stock companies successively established,
one after another, for the African trade. They were all equally
unsuccessful. They all, however, had exclusive charters, which,
though not confirmed by Act of Parliament, were in those days
supposed to convey a real exclusive privilege.
The Hudson's Bay Company, before their misfortunes in the
late war, had been much more fortunate than the Royal African
Company. Their necessary expense is much smaller. The whole
number of people whom they maintain in their different settlements
and habitations, which they have honoured with the name of
forts, is said not to exceed a hundred and twenty persons.
This number, however, is sufficient to prepare beforehand the
cargo of furs and other goods necessary for loading their ships,
which, on account of the ice, can seldom remain above six or
eight weeks in those seas. This advantage of having a cargo
ready prepared could not for several years be acquired by private
adventurers, and without it there seems to be no possibility
of trading to Hudson's Bay. The moderate capital of the company,
which, it is said, does not exceed one hundred and ten thousand
pounds, may besides be sufficient to enable them to engross
the whole, or almost the whole, trade and surplus produce of
the miserable, though extensive country, comprehended within
their charter. No private adventurers, accordingly, have ever
attempted to trade to that country in competition with them.
This company, therefore, have always enjoyed an exclusive trade
in fact, though they may have no right to it in law. Over and
above all this, the moderate capital of this company is said
to be divided among a very small number of proprietors. But
a joint stock company, consisting of a small number of proprietors,
with a moderate capital, approaches very nearly to the nature
of a private copartnery, and may be capable of nearly the same
degree of vigilance and attention. It is not to be wondered
at, therefore, if, in consequence of these different advantages,
the Hudson's Bay Company had, before the late war, been able
to carry on their trade with a considerable degree of success.
It does not seem probable, however, that their profits ever
approached to what the late Mr. Dobbs imagined them. A much
more sober and judicious writer, Mr. Anderson, author of The
Historical and Chronological Deduction of Commerce, very justly
observes that, upon examining the accounts of which Mr. Dobbs
himself was given for several years together of their exports
and imports, and upon making proper allowances for their extraordinary
risk and expense, it does not appear that their profits deserve
to be envied, or that they can much, if at all, exceed the
ordinary profits of trade.
The South Sea Company never had any forts or garrisons to
maintain, and therefore were entirely exempted from one great
expense to which other joint stock companies for foreign trade
are subject. But they had an immense capital divided among
an immense number of proprietors. It was naturally to be expected,
therefore, that folly, negligence, and profusion should prevail
in the whole management of their affairs. The knavery and extravagance
of their stock-jobbing projects are sufficiently known, and
the explication of them would be foreign to the present subject.
Their mercantile projects were not much better conducted. The
first trade which they engaged in was that of supplying the
Spanish West Indies with negroes, of which (in consequence
of what was called the Assiento contract granted them by the
Treaty of Utrecht) they had the exclusive privilege. But as
it was not expected that much profit could be made by this
trade, both the Portuguese and French companies, who had enjoyed
it upon the same terms before them, having been ruined by it,
they were allowed, as compensation, to send annually a ship
of a certain burden to trade directly to the Spanish West Indies.
Of the ten voyages which this annual ship was allowed to make,
they are said to have gained considerably by one, that of the
Royal Caroline in 1731, and to have been losers, more or less,
by almost all the rest. Their ill success was imputed, by their
factors and agents, to the extortion and oppression of the
Spanish government; but was, perhaps, principally owing to
the profusion and depredations of those very factors and agents,
some of whom are said to have acquired great fortunes even
in one year. In 1734, the company petitioned the king that
they might be allowed to dispose of the trade and tonnage of
their annual ship, on account of the little profit which they
made by it, and to accept such equivalent as they could obtain
from the of Spain.
In 1724, this company had undertaken the whale-fishery. Of
this, indeed, they had no monopoly; but as long as they carried
it on, no other British subjects appear to have engaged in
it. Of the eight voyages which their ships made to Greenland,
they were gainers by one, and losers by all the rest. After
their eighth and last voyage, when they had sold their ships,
stores, and utensils, they found that their whole loss, upon
this branch, capital and interest included, amounted to upwards
of two hundred and thirty-seven thousand pounds.
In 1722, this company petitioned the Parliament to be allowed
to divide their immense capital of more than thirty-three millions
eight hundred thousand pounds, the whole of which had been
lent to government, into two equal parts: The one half, or
upwards of sixteen millions nine hundred thousand pounds, to
be put upon the same footing with other government annuities,
and not to be subject to the debts contracted, or losses incurred,
by the directors of the company in the prosecution of their
mercantile projects; the other half to remain, as before, a
trading stock, and to be subject to those debts and losses.
The petition was too reasonable not to be granted. In 1733,
they again petitioned the Parliament that three-fourths of
their trading stock might be turned into annuity stock, and
only one-fourth remain as trading stock, or exposed to the
hazards arising from the bad management of their directors.
Both their annuity and trading stocks had, by this time, been
reduced more than two millions each by several different payments
from government; so that this fourth amounted only to L3,662,784
8s. 6d. In 1748, all the demands of the company upon the King
of Spain, in consequence of the Assiento contract, were, by
the Treaty of Aix-la-Chapelle, given up for what was supposed
an equivalent. An end was put to their trade with the Spanish
West Indies, the remainder of their trading stock was turned
into an annuity stock, and the company ceased in every respect
to be a trading company.
It ought to be observed that in the trade which the South
Sea Company carried on by means of their annual ship, the only
trade by which it ever was expected that they could make any
considerable profit, they were not without competitors, either
in the foreign or in the home market. At Carthagena, Porto
Bello, and La Vera Cruz, they had to encounter the competition
of the Spanish merchants, who brought from Cadiz, to those
markets, European goods of the same kind with the outward cargo
of their ship; and in England they had to encounter that of
the English merchants, who imported from Cadiz goods of the
Spanish West Indies of the same kind with the inward cargo.
The goods both of the Spanish and English merchants, indeed,
were, perhaps, subject to higher duties. But the loss occasioned
by the negligence, profusion, and malversation of the servants
of the company had probably been a tax much heavier than all
those duties. That a joint stock company should be able to
carry on successfully any branch of foreign trade, when private
adventurers can come into any sort of open and fair competition
with them, seems contrary to all experience.
The old English East India Company was established in 1600
by a charter from Queen Elizabeth. In the first twelve voyages
which they fitted out for India, they appear to have traded
as a regulated company, with separate stocks, though only
in the general ships of the company. In 1612, they united into
a joint stock. Their charter was exclusive, and though not
confirmed by Act of Parliament, was in those days supposed
to convey a real exclusive privilege. For many years, therefore,
they were not much disturbed by interlopers. Their capital,
which never exceeded seven hundred and forty-four thousand
pounds, and of which fifty pounds was a share, was not so
exorbitant,
nor their dealings so extensive, as to afford either a pretext
for gross negligence and profusion, or a cover to gross malversation.
Notwithstanding some extraordinary losses, occasioned partly
by the malice of the Dutch East India Company, and partly
by other accidents, they carried on for many years a successful
trade. But in process of time, when the principles of liberty
were better understood, it became every day more and more
doubtful
how far a Royal Charter, not confirmed by Act of Parliament,
could convey an exclusive privilege. Upon this question the
decisions of the courts of justice were not uniform, but
varied with the authority of government and the humours of
the times.
Interlopers multiplied upon them, and towards the end of
the reign of Charles II, through the whole of that of James
II
and during a part of that of William III, reduced them to
great distress. In 1698, a proposal was made to Parliament
of advancing
two millions to government at eight per cent, provided the
subscribers were erected into a new East India Company with
exclusive privileges. The old East India Company offered
seven hundred thousand pounds, nearly the amount of their capital,
at four per cent upon the same conditions. But such was at
that time the state of public credit, that it was more convenient
for government to borrow two millions at eight per cent than
seven hundred thousand pounds at four. The proposal of the
new subscribers was accepted, and a new East India Company
established in consequence. The old East India Company, however,
had a right to continue their trade till 1701. They had,
at
the same time, in the name of their treasurer, subscribed,
very artfully, three hundred and fifteen thousand pounds
into the stock of the new. By a negligence in the expression
of
the Act of Parliament which vested the East India trade in
the subscribers to this loan of two millions, it did not
appear evident that they were all obliged to unite into a joint
stock.
A few private traders, whose subscriptions amounted only
to seven thousand two hundred pounds, insisted upon the privilege
of trading separately upon their own stocks and at their
own
risk. The old East India Company had a right to a separate
trade upon their old stock till 1701; and they had likewise,
both before and after that period, a right, like that of
other private traders, to a separate trade upon the three hundred
and fifteen thousand pounds which they had subscribed into
the stock of the new company. The competition of the two
companies
with the private traders, and with one another, is said to
have well-nigh ruined both. Upon a subsequent occasion, in
1730, when a proposal was made to Parliament for putting
the trade under the management of a regulated company, and
thereby
laying it in some measure open, the East India Company, in
opposition to this proposal, represented in very strong terms
what had been, at this time, the miserable effects, as they
thought them, of this competition. In India, they said, it
raised the price of goods so high that they were not worth
the buying; and in England, by overstocking the market, it
sunk their price so low that no profit could be made by them.
That by a more plentiful supply, to the great advantage and
conveniency of the public, it must have reduced, very much,
the price of Indian goods in the English market, cannot well
be doubted; but that it should have raised very much their
price in the Indian market seems not very probable, as all
the extraordinary demand which that competition could occasion
must have been but as a drop of water in the immense ocean
of Indian Commerce. The increase of demand, besides, though
in the beginning it may sometimes raise the price of goods,
never fails to lower it in the run. It encourages production,
and thereby increases the competition of the producers, who,
in order to undersell one another, have recourse to new divisions
of labour and new improvements of art which might never otherwise
have been thought of. The miserable effects of which the
company complained were the cheapness of consumption and
the encouragement
given to production, precisely the two effects which it is
the great business of political economy to promote. The competition,
however, of which they gave this doleful account, had not
been allowed to be of long continuance. In 1702, the two
companies
were, in some measure, united by an indenture tripartite,
to which the queen was the third party; and in 1708, they
were,
by Act of Parliament, perfectly consolidated into one company
by their present name of the The United Company of Merchants
trading to the East Indies. Into this act it was thought
worth while to insert a clause allowing the separate traders
to continue
their trade till Michaelmas 1711, but at the same time empowering
the directors, upon three years' notice, to redeem their
little capital of seven thousand two hundred pounds, and
thereby to
convert the whole stock of the company into a joint stock.
By the same act, the capital of the company, in consequence
of a new loan to government, was augmented from two millions
to three millions two hundred thousand pounds. In 1743, the
company advanced another million to government. But this
million being raised, not by a call upon the proprietors,
but by selling
annuities and contracting bond-debts, it did not augment
the stock upon which the proprietors could claim a dividend.
It
augmented, however, their trading stock, it being equally
liable with the other three millions two hundred thousand
pounds to
the losses sustained, and debts contracted, by the company
in prosecution of their mercantile projects. From 1708, or
at least from 1711, this company, being delivered from all
competitors, and fully established in the monopoly of the
English commerce to the East Indies, carried on a successful
trade,
and from their profits made annually a moderate dividend
to their proprietors. During the French war, which began
in 1741,
the ambition of Mr. Dupleix, the French governor of Pondicherry,
involved them in the wars of the Carnatic, and in the politics
of the Indian princes. After many signal successes, and equally
signal losses, they at last lost Madras, at that time their
principal settlement in India. It was restored to them by
the Treaty of Aix-la-Chapelle; and about this time the spirit
of
war and conquest seems to have taken possession of their
servants in India, and never since to have left them. During
the French
war, which began in 1755, their arms partook of the general
good fortune of those of Great Britain. They defended Madras,
took Pondicherry, recovered Calcutta, and acquired the revenues
of a rich and extensive territory, amounting, it was then
said, to upwards of three millions a year. They remained
for several
years in quiet possession of this revenue: but in 1767, administration
laid claim to their territorial acquisitions, and the revenue
arising from them, as of right belonging to the crown; and
the company, in compensation for this claim, agreed to pay
the government four hundred thousand pounds a year. They
had before this gradually augmented their dividend from about
six
to ten per cent; that is, upon their capital of three millions
two hundred thousand pounds they had increased it by a hundred
and twenty-eight thousand pounds, or had raised it from one
hundred and ninety-two thousand to three hundred and twenty
thousand pounds a year. They were attempting about this time
to raise it still further, to twelve and a half per cent,
which would have made their annual payments to their proprietors
equal to what they had agreed to pay annually to government,
or to four hundred thousand pounds a year.
But during the two years in which their agreement with government
was to take place, they were restrained from any further
increase of dividend by two successive Acts of Parliament,
of which
the object was to enable them to make a speedier progress
in the payment of their debts, which were at this time estimated
at upwards of six or seven millions sterling. In 1769, they
renewed their agreement with government for five years more,
and stipulated that during the course of that period they
should
be allowed gradually to increase their dividend to twelve
and a half per cent; never increasing it, however, more than
one
per cent in one year. This increase of dividend, therefore,
when it had risen to its utmost height, could augment their
annual payments, to their proprietors and government together,
but by six hundred and eight thousand pounds beyond what
they had been before their late territorial acquisitions. What
the
gross revenue of those territorial acquisitions was supposed
to amount to has already been mentioned; and by an account
brought by the Cruttenden East Indiaman in 1768, the net
revenue, clear of all deductions and military charges, was
stated at
two millions forty-eight thousand seven hundred and forty-seven
pounds. They were said at the same time to possess another
revenue, arising partly from lands, but chiefly from the
customs established at their different settlements, amounting
to four
hundred and thirty-nine thousand pounds. The profits of their
trade too, according to the evidence of their chairman before
the House of Commons, amounted at this time to at least four
hundred thousand pounds a year, according to that of their
accountant, to at least five hundred thousand; according
to the lowest account, at least equal to the highest dividend
that was to be paid to their proprietors. So great a revenue
might certainly have afforded an augmentation of six hundred
and eight thousand pounds in their annual payments, and at
the same time have left a large sinking fund sufficient for
the speedy reduction of their debts. In 1773, however, their
debts, instead of being reduced, were augmented by an arrear
to the treasury in the payment of the four hundred thousand
pounds, by another to the custom-house for duties unpaid,
by
a large debt to the bank for money borrowed, and by a fourth
for bills drawn upon them from India, and wantonly accepted,
to the amount of upwards of twelve hundred thousand pounds.
The distress which these accumulated claims brought upon
them, obliged them not only to reduce all at once their dividend
to six per cent, but to throw themselves upon the mercy of
government, and to supplicate, first, a release from further
payment of the stipulated four hundred thousand pounds a
year;
and, secondly, a loan of fourteen hundred thousand, to save
them from immediate bankruptcy. The great increase of their
fortune had, it seems, only served to furnish their servants
with a pretext for greater profusion, and a cover for greater
malversation, than in proportion even to that increase of
fortune. The conduct of their servants in India, and the general
state
of their affairs both in India and in Europe, became the
subject of a Parliamentary inquiry, in consequence of which
several
very important alternations were made in the constitution
of their government, both at home and abroad. In India their
principal
settlements of Madras, Bombay, and Calcutta, which had before
been altogether independent of one another, were subjected
to a governor-general, assisted by a council of four assessors,
Parliament assuming to itself the first nomination of this
governor and council who were to reside at Calcutta; that
city having now become, what Madras was before, the most important
of the English settlements in India. The Court of the Mayor
of Calcutta, originally instituted for the trial of mercantile
causes which arose in city and neighbourhood, had gradually
extended its jurisdiction with the extension of the empire.
It was now reduced and confined to the original purpose of
its institution. Instead of it a new supreme court of judicature
was established, consisting of a chief justice and three
judges to be appointed by the crown. In Europe, the qualification
necessary to entitle a proprietor to vote at their general
courts was raised from five hundred pounds, the original
price
of a share in the stock of the company, to a thousand pounds.
In order to vote upon this qualification too, it was declared
necessary that he should have possessed it, if acquired by
his own purchase, and not by inheritance, for at least one
year, instead of six months, the term requisite before. The
court of twenty-four directors had before been chosen annually;
but it was now enacted that each director should, for the
future, be chosen for four years; six of them, however, to
go out of
office by rotation every year, and not to be capable of being
re-chosen at the election of the six new directors for the
ensuing year. In consequence of these alterations, the courts,
both of the proprietors and directors, it was expected, would
be likely to act with more dignity and steadiness than they
had usually done before. But it seems impossible, by any
alterations, to render those courts, in any respect, fit
to govern, or even
to share in the government of a great empire; because the
greater part of their members must always have too little
interest
in the prosperity of that empire to give any serious attention
to what may promote it. Frequently a man of great, sometimes
even a man of small fortune, is willing to purchase a thousand
pounds' share in India stock merely for the influence which
he expects to acquire by a vote in the court of proprietors.
It gives him a share, though not in the plunder, yet in the
appointment of the plunderers of India; the court of directors,
though they make that appointment, being necessarily more
or less under the influence of the proprietors, who not only
elect
those directors, but sometimes overrule the appointments
of their servants in India. Provided he can enjoy this influence
for a few years, and thereby provide for a certain number
of
his friends, he frequently cares little about the dividend,
or even about the value of the stock upon which his vote
is founded. About the prosperity of the great empire, in
the government
of which that vote gives him a share, he seldom cares at
all. No other sovereigns ever were, or, from the nature of
things,
ever could be, so perfectly indifferent about the happiness
or misery of their subjects, the improvement or waste of
their dominions, the glory or disgrace of their administration,
as,
from irresistible moral causes, the greater part of the proprietors
of such a mercantile company are, and necessarily must be.
This indifference, too, was more likely to be increased than
diminished by some of the new regulations which were made
in consequence of the Parliamentary inquiry. By a resolution
of
the House of Commons, for example, it was declared, that
when the fourteen hundred thousand pounds lent to the company
by
government should be paid, and their bond-debts be reduced
to fifteen hundred thousand pounds, they might then, and
not till then, divide eight per cent upon their capital;
and that
whatever remained of their revenues and net profits at home
should be divided into four parts; three of them to be paid
into the exchequer for the use of the public, and the fourth
to be reserved as a fund either for the further reduction
of their bond-debts, or for the discharge of other contingent
exigencies which the company might labour under. But if the
company were bad stewards, and bad sovereigns, when the whole
of their net revenue and profits belonged to themselves,
and
were at their own disposal, they were surely not likely to
be better when three-fourths of them were to belong to other
people, and the other fourth, though to be laid out for the
benefit of the company, yet to be so under the inspection
and with the approbation of other people.
It might be more agreeable to the company that their own servants
and dependants should have either the pleasure of wasting or
the profit of embezzling whatever surplus might remain after
paying the proposed dividend of eight per cent than that it
should come into the hands of a set of people with whom those
resolutions could scarce fail to set them, in some measure,
at variance. The interest of those servants and dependants
might so far predominate in the court of proprietors as sometimes
to dispose it to support the authors of depredations which
had been committed in direct violation of its own authority.
With the majority of proprietors, the support even of the authority
of their own court might sometimes be a matter of less consequence
than the support of those who had set that authority at defiance.
The regulations of 1773, accordingly, did not put an end to
the disorders of the company's government in India. Notwithstanding
that, during a momentary fit of good conduct, they had at one
time collected into the treasury of Calcutta more than three
millions sterling; notwithstanding that they had afterwards
extended, either their dominion, or their depredations, over
a vast accession of some of the richest and most fertile countries
in India, all was wasted and destroyed. They found themselves
altogether unprepared to stop or resist the incursion of Hyder
Ali; and, in consequence of those disorders, the company is
now (1784) in greater distress than ever; and, in order to
prevent immediate bankruptcy, is once more reduced to supplicate
the assistance of government. Different plans have been proposed
by the different parties in Parliament for the better management
of its affairs. And all those plans seem to agree insupposing,
what was indeed always abundantly evident, that it is altogether
unfit to govern its territorial possessions. Even the company
itself seems to be convinced of its own incapacity so far,
and seems, upon that account, willing to give them up to government.
With the right of possessing forts and garrisons in distant
and barbarous countries is necessarily connected the right
of making peace and war in those countries. The joint stock
companies which have had the one right have constantly exercised
the other, and have frequently had it expressly conferred upon
them. How unjustly, how capriciously, how cruelly they have
commonly exercised it, is too well known from recent experience.
When a company of merchants undertake, at their own risk and
expense, to establish a new trade with some remote and barbarous
nation, it may not be unreasonable to incorporate them into
a joint stock company, and to grant them, in case of their
success, a monopoly of the trade for a certain number of years.
It is the easiest and most natural way in which the state can
recompense them for hazarding a dangerous and expensive experiment,
of which the public is afterwards to reap the benefit. A temporary
monopoly of this kind may be vindicated upon the same principles
upon which a like monopoly of a new machine is granted to its
inventor, and that of a new book to its author. But upon the
expiration of the term, the monopoly ought certainly to determine;
the forts and garrisons, if it was found necessary to establish
any, to be taken into the hands of government, their value
to be paid to the company, and the trade to be laid open to
all the subjects of the state. By a perpetual monopoly, all
the other subjects of the state are taxed very absurdly in
two different ways: first, by the high price of goods, which,
in the case of a free trade, they could buy much cheaper; and,
secondly, by their total exclusion from a branch of business
which it might be both convenient and profitable for many of
them to carry on. It is for the most worthless of all purposes,
too, that they are taxed in this manner. It is merely to enable
the company to support the negligence, profusion, and malversation
of their own servants, whose disorderly conduct seldom allows
the dividend of the company to exceed the ordinary rate of
profit in trades which are altogether free, and very frequently
makes it fall even a good deal short of that rate. Without
a monopoly, however, a joint stock company, it would appear
from experience, cannot long carry on any branch of foreign
trade. To buy in one market, in order to sell, with profit,
in another, when there are many competitors in both, to watch
over, not only the occasional variations in the demand, but
the much greater and more frequent variations in the competition,
or in the supply which that demand is likely to get from other
people, and to suit with dexterity and judgment both the quantity
and quality of each assortment of goods to all these circumstances,
is a species of warfare of which the operations are continually
changing, and which can scarce ever be conducted successfully
without such an unremitting exertion of vigilance and attention
as cannot long be expected from the directors of a joint stock
company. The East India Company, upon the redemption of their
funds, and the expiration of their exclusive privilege, have
right, by Act of Parliament, to continue a corporation with
a joint stock, and to trade in their corporate capacity to
the East Indies in common with the rest of their fellow-subjects.
But in this situation, the superior vigilance and attention
of private adventurers would, in all probability, soon make
them weary of the trade.
An eminent French author, of great knowledge in matters of
political economy, the Abbe Morellet, gives a list of fifty-five
joint stock companies for foreign trade which have been established
in different parts of Europe since the year 1600, and which,
according to him, have all failed from mismanagement, notwithstanding
they had exclusive privileges. He has been misinformed with
regard to the history of two or three of them, which were not
joint stock companies and have not failed. But, in compensation,
there have been several joint stock companies which have failed,
and which he has omitted.
The only trades which it seems possible for a joint stock
company to carry on successfully without an exclusive privilege
are those of which all the operations are capable of being
reduced to what is called a Routine, or to such a uniformity
of method as admits of little or no variation. Of this kind
is, first, the banking trade; secondly, the trade of insurance
from fire, and from sea risk and capture in time of war; thirdly,
the trade of making and maintaining a navigable cut or canal;
and, fourthly, the similar trade of bringing water for the
supply of a great city.
Though the principles of the banking trade may appear somewhat
abstruse, the practice is capable of being reduced to strict
rules. To depart upon any occasion from those rules, in consequence
of some flattering speculation of extraordinary gain, is almost
always extremely dangerous, and frequently fatal, to the banking
company which attempts it. But the constitution of joint stock
companies renders them in general more tenacious of established
rules than any private copartnery. Such companies, therefore,
seem extremely well fitted for this trade. The principal banking
companies in Europe, accordingly, are joint stock companies,
many of which manage their trade very successfully without
any exclusive privilege. The Bank of England has no other exclusive
privilege except that no other banking company in England shall
consist of more than six persons. The two banks of Edinburgh
are joint stock companies without any exclusive privilege.
The value of the risk, either from fire, or from loss by sea,
or by capture, though it cannot, perhaps, be calculated very
exactly, admits, however, of such a gross estimation as renders
it, in some degree, reducible to strict rule and method. The
trade of insurance, therefore, may be carried on successfully
by a joint stock company without any exclusive privilege. Neither
the London Assurance nor the Royal Exchange Assurance companies
have any such privilege.
When a navigable cut or canal has been once made, the management
of it becomes quite simple and easy, and it is reducible to
strict rule and method. Even the making of it is so as it may
be contracted for with undertakers at so much a mile, and so
much a lock. The same thing may be said of a canal, an aqueduct,
or a great pipe for bringing water to supply a great city.
Such undertakings, therefore, may be, and accordingly frequently
are, very successfully managed by joint stock companies without
any exclusive privilege.
To establish a joint stock company, however, for any undertaking,
merely because such a company might be capable of managing
it successfully; or to exempt a particular set of dealers from
some of the general laws which take place with regard to all
their neighbours, merely because they might be capable of thriving
if they had such an exemption, would certainly not be reasonable.
To render such an establishment perfectly reasonable, with
the circumstance of being reducible to strict rule and method,
two other circumstances ought to concur. First, it ought to
appear with the clearest evidence that the undertaking is of
greater and more general utility than the greater part of common
trades; and secondly, that it requires a greater capital than
can easily be collected into a private copartnery. If a moderate
capital were sufficient, the great utility of the undertaking
would not be a sufficient reason for establishing a joint stock
company; because, in this case, the demand for what it was
to produce would readily and easily be supplied by private
adventures. In the four trades above mentioned, both those
circumstances concur.
The great and general utility of the banking trade when prudently
managed has been fully explained in the second, book of this
Inquiry. But a public bank which is to support public credit,
and upon particular emergencies to advance to government the
whole produce of a tax, to the amount, perhaps, of several
millions, a year or two before it comes in, requires a greater
capital than can easily be collected into any private copartnery.
The trade of insurance gives great security to the fortunes
of private people, and by dividing among a great many that
loss which would ruin an individual, makes it fall light and
easy upon the whole society. In order to give this security,
however, it is necessary that the insurers should have a very
large capital. Before the establishment of the two joint stock
companies for insurance in London, a list, it is said, was
laid before the attorney-general of one hundred and fifty private
insurers who had failed in the course of a few years.
That navigable cuts and canals, and the works which are sometimes
necessary for supplying a great city with water, are of great
and general utility, while at the same time they frequently
require a greater expense than suits the fortunes of private
people, is sufficiently obvious.
Except the four trades above mentioned, I have not been able
to recollect any other in which all the three circumstances
requisite for rendering reasonable the establishment of a joint
stock company concur. The English copper company of London,
the lead smelting company, the glass grinding company, have
not even the pretext of any great or singular utility in the
object which they pursue; nor does the pursuit of that object
seem to require any expense unsuitable to the fortunes of many
private men. Whether the trade which those companies carry
on is reducible to such strict rule and method as to render
it fit for the management of a joint stock company, or whether
they have any reason to boast of their extraordinary profits,
I do not pretend to know. The mine-adventurers' company has
been long ago bankrupt. A share in the stock of the British
Linen Company of Edinburgh sells, at present, very much below
par, though less so that it did some years ago. The joint stock
companies which are established for the public-spirited purpose
of promoting some particular manufacture, over and above managing
their own affairs ill, to the dimunition of the general stock
of the society, can in other respects scarce ever fail to do
more harm than good. Notwithstanding the most upright intentions,
the unavoidable partiality of their directors to particular
branches of the manufacture of which the undertakers mislead
and impose upon them is a real discouragement to the rest,
and necessarily breaks, more or less, that natural proportion
which would otherwise establish itself between judicious industry
and profit, and which, to the general industry of the country,
is of all encouragements the greatest and the most effectual.
Article
II: Of
the Expense of the
Institutions for
the Education of Youth
The institutions for the education of the youth may, in the same
manner, furnish a revenue sufficient for defraying their own
expense. The fee or honorary which the scholar pays to the master
naturally constitutes a revenue of
this kind.
Even where the reward of the master does not arise altogether
from this natural revenue, it still is not necessary that it
should be derived from that general revenue of the society,
of which the collection and application is, in most countries,
assigned to the executive power. Through the greater part of
Europe, accordingly, the endowment of schools and colleges
makes either no charge upon that general revenue, or but a
very small one. It everywhere arises chiefly from some local
or provincial revenue, from the rent of some landed estate,
or from the interest of some sum of money allotted and put
under the management of trustees for this particular purpose,
sometimes by the sovereign himself, and sometimes by some private
donor.
Have those public endowments contributed in general to promote
the end of their institution? Have they contributed to encourage
the diligence and to improve the abilities of the teachers?
Have they directed the course of education towards objects
more useful, both to the individual and to the public, than
those to which it would naturally have gone of its own accord?
It should not seem very difficult to give at least a probable
answer to each of those questions.
In every profession, the exertion of the greater part of those
who exercise it is always in proportion to the necessity they
are under of making that exertion. This necessity is greatest
with those to whom the emoluments of their profession are the
only source from which they expect their fortune, or even their
ordinary revenue and subsistence. In order to acquire this
fortune, or even to get this subsistence, they must, in the
course of a year, execute a certain quantity of work of a known
value; and, where the competition is free, the rivalship of
competitors, who are all endeavouring to justle one another
out of employment, obliges every man to endeavour to execute
his work with a certain degree of exactness. The greatness
of the objects which are to be acquired by success in some
particular professions may, no doubt, sometimes animate the
exertion of a few men of extraordinary spirit and ambition.
Great objects, however, are evidently not necessary in order
to occasion the greatest exertions. Rivalship and emulation
render excellency, even in mean professions, an object of ambition,
and frequently occasion the very greatest exertions. Great
objects, on the contrary, alone and unsupported by the necessity
of application, have seldom been sufficient to occasion any
considerable exertion. In England, success in the profession
of the law leads to some very great objects of ambition; and
yet how few men, born to easy fortunes, have ever in this country
been eminent in that profession!
The endowments of schools and colleges have necessarily diminished
more or less the necessity of application in the teachers.
Their subsistence, so far as it arises from their salaries,
is evidently derived from a fund altogether independent of
their success and reputation in their particular professions.
In some universities the salary makes but a part, and frequently
but a small part, of the emoluments of the teacher, of which
the greater part arises from the honoraries or fees of his
pupils. The necessity of application, though always more or
less diminished, is not in this case entirely taken away. Reputation
in his profession is still of some importance to him, and he
still has some dependency upon the affection, gratitude, and
favourable report of those who have attended upon his instructions;
and these favourable sentiments he is likely to gain in no
way so well as by deserving them, that is, by the abilities
and diligence with which he discharges every part of his duty.
In other universities the teacher is prohibited from receiving
any honorary or fee from his pupils, and his salary constitutes
the whole of the revenue which he derives from his office.
His interest is, in this case, set as directly in opposition
to his duty as it is possible to set it. It is the interest
of every man to live as much at his ease as he can; and if
his emoluments are to be precisely the same, whether he does
or does not perform some very laborious duty, it is certainly
his interest, at least as interest is vulgarly understood,
either to neglect it altogether, or, if he is subject to some
authority which will not suffer him to do this, to perform
it in as careless and slovenly a manner as that authority will
permit. If he is naturally active and a lover of labour, it
is his interest to employ that activity in any way from which
he can derive some advantage, rather than in the performance
of his duty, from which he can derive none.
If the authority to which he is subject resides in the body
corporate, the college, or university, of which he himself
is a member, and which the greater part of the other members
are, like himself, persons who either are or ought to be teachers,
they are likely to make a common cause, to be all very indulgent
to one another, and every man to consent that his neighbour
may neglect his duty, provided he himself is allowed to neglect
his own. In the university of Oxford, the greater part of the
public professors have, for these many years, given up altogether
even the pretence of teaching.
If the authority to which he is subject resides, not so much
in the body corporate of which he is a member, as in some other
extraneous persons- in the bishop of the diocese, for example;
in the governor of the province; or, perhaps, in some minister
of state it is not indeed in this case very likely that he
will be suffered to neglect his duty altogether. All that such
superiors, however, can force him to do, is to attend upon
his pupils a certain number of hours, that is, to give a certain
number of lectures in the week or in the year. What those lectures
shall be must still depend upon the diligence of the teacher;
and that diligence is likely to be proportioned to the motives
which he has for exerting it. An extraneous jurisdiction of
this kind, besides, is liable to be exercised both ignorantly
and capriciously. In its nature it is arbitrary and discretionary,
and the persons who exercise it, neither attending upon the
lectures of the teacher themselves, nor perhaps understanding
the sciences which it is his business to teach, are seldom
capable of exercising it with judgment. From the insolence
of office, too, they are frequently indifferent how they exercise
it, and are very apt to censure or deprive him of his office
wantonly, and without any just cause. The person subject to
such jurisdiction is necessarily degraded by it, and, instead
of being one of the most respectable, is rendered one of the
meanest and most contemptible persons in the society. It is
by powerful protection only that he can effectually guard himself
against the bad usage to which he is at all times exposed;
and this protection he is most likely to gain, not by ability
or diligence in his profession, but by obsequiousness to the
will of his superiors, and by being ready, at all times, to
sacrifice to that will the rights, the interest, and the honour
of the body corporate of which he is a member. Whoever has
attended for any considerable time to the administration of
a French university must have had occasion to remark the effects
which naturally result from an arbitrary and extraneous jurisdiction
of this kind.
Whatever forces a certain number of students to any college
or university, independent of the merit or reputation of the
teachers, tends more or less to diminish the necessity of that
merit or reputation.
The privileges of graduates in arts, in law, physic, and divinity,
when they can be obtained only by residing a certain number
of years in certain universities, necessarily force a certain
number of students to such universities, independent of the
merit or reputation of the teachers. The privileges of graduates
are a sort of statutes of apprenticeship, which have contributed
to the improvement of education, just as the other statutes
of apprenticeship have to that of arts, and manufactures.
The charitable foundations of scholarships, exhibitions, bursaries,
etc., necessarily attach a certain number of students to certain
colleges, independent altogether of the merit of those particular
colleges. Were the students upon such charitable foundations
left free to choose what college they liked best, such liberty
might perhaps contribute to excite some emulation among different
colleges. A regulation, on the contrary, which prohibited even
the independent members of every particular college from leaving
it and going to any other, without leave first asked and obtained
of that which they meant to abandon, would tend very much to
extinguish that emulation.
If in each college the tutor or teacher, who was to instruct
each student in all arts and sciences, should not be voluntarily
chosen by the student, but appointed by the head of the college;
and if, in case of neglect, inability, or bad usage, the student
should not be allowed to change him for another, without leave
first asked and obtained, such a regulation would not only
tend very much to extinguish all emulation among the different
tutors of the same college, but to diminish very much in all
of them the necessity of diligence and of attention to their
respective pupils. Such teachers, though very well paid by
their students, might be as much disposed to neglect them as
those who are not paid by them at all, or who have no other
recompense but their salary.
If the teacher happens to be a man of sense, it must be an
unpleasant thing to him to be conscious, while he is lecturing
his students, that he is either speaking or reading nonsense,
or what is very little better than nonsense. It must, too,
be unpleasant to him to observe that the greater part of his
students desert his lectures, or perhaps attend upon them with
plain enough marks of neglect, contempt, and derision. If he
is obliged, therefore, to give a certain number of lectures,
these motives alone, without any other interest, might dispose
him to take some pains to give tolerably good ones. Several
different expedients, however, may be fallen upon which will
effectually blunt the edge of all those incitements to diligence.
The teacher, instead of explaining to his pupils himself the
science in which he proposes to instruct them, may read some
book upon it; and if this book is written in a foreign and
dead language, by interpreting it to them into their own; or,
what would give him still less trouble, by making them interpret
it to him, and by now and then making an occasional remark
upon it, he may flatter himself that he is giving a lecture.
The slightest degree of knowledge and application will enable
him to do this without exposing himself to contempt or derision,
or saying anything that is really foolish, absurd, or ridiculous.
The discipline of the college, at the same time, may enable
him to force all his pupils to the most regular attendance
upon this sham lecture, and to maintain the most decent and
respectful behaviour during the whole time of the performance.
The discipline of colleges and universities is in general
contrived, not for the benefit of the students, but for the
interest, or more properly speaking, for the ease of the masters.
Its object is, in all cases, to maintain the authority of the
master, and whether he neglects or performs his duty, to oblige
the students in all cases to behave to him, as if he performed
it with the greatest diligence and ability. It seems to presume
perfect wisdom and virtue in the one order, and the greatest
weakness and folly in the other. Where the masters, however,
really perform their duty, there are no examples, I believe,
that the greater part of the students ever neglect theirs.
No discipline is ever requisite to force attendance upon lectures
which are really worth the attending, as is well known wherever
any such lectures are given. Force and restraint may, no doubt,
be in some degree requisite in order to oblige children, or
very young boys, to attend to those parts of education which
it is thought necessary for them to acquire during that early
period of life; but after twelve or thirteen years of age,
provided the master does his duty, force or restraint can scarce
ever be necessary to carry on any part of education. Such is
the generosity of the greater part of young men, that, so far
from being disposed to neglect or despise the instructions
of their master, provided he shows some serious intention of
being of use to them, they are generally inclined to pardon
a great deal of incorrectness in the performance of his duty,
and sometimes even to conceal from the public a good deal of
gross negligence.
Those parts of education, it is to be observed, for the teaching
of which there are no public institutions, are generally the
best taught. When a young man goes to a fencing or a dancing
school, he does not indeed always learn to fence or to dance
very well; but he seldom fails of learning to fence or to dance.
The good effects of the riding school are not commonly so evident.
The expense of a riding school is so great, that in most places
it is a public institution. The three most essential parts
of literary education, to read, write, and account, it still
continues to be more common to acquire in private than in public
schools; and it very seldom happens that anybody fails of acquiring
them to the degree in which it is necessary to acquire them.
In England the public schools are much less corrupted than
the universities. In the schools the youth are taught, or at
least may be taught, Greek and Latin; that is, everything which
the masters pretend to teach, or which, it is expected, they
should teach. In the universities the youth neither are taught,
nor always can find any proper means of being taught, the sciences
which it is the business of those incorporated bodies to teach.
The reward of the schoolmaster in most cases depends principally,
in some cases almost entirely, upon the fees or honoraries
of his scholars. Schools have no exclusive privileges. In order
to obtain the honours of graduation, it is not necessary that
a person should bring a certificate of his having studied a
certain number of years at a public school. If upon examination
he appears to understand what is taught there, no questions
are asked about the place where he learnt it.
The parts of education which are commonly taught in universities,
it may, perhaps, be said are not very well taught. But had
it not been for those institutions they would not have been
commonly taught at all, and both the individual and the public
would have suffered a good deal from the want of those important
parts of education.
The present universities of Europe were originally, the greater
part of them, ecclesiastical corporations, instituted for the
education of churchmen. They were founded by the authority
of the Pope, and were so entirely under his immediate protection,
that their members, whether masters or students, had all of
them what was then called the benefit of clergy, that is, were
exempted from the civil jurisdiction of the countries in which
their respective universities were situated, and were amenable
only to the ecclesiastical tribunals. What was taught in the
greater part of those universities was suitable to the end
of their institution, either theology, or something that was
merely preparatory to theology.
When Christianity was first established by law, a corrupted
Latin had become the common language of all the western parts
of Europe. The service of the church accordingly, and the translation
of the Bible which was read in churches, were both in that
corrupted Latin; that is, in the common language of the country.
After the irruption of the barbarous nations who overturned
the Roman empire, Latin gradually ceased to be the language
of any part of Europe. But the reverence of the people naturally
preserves the established forms and ceremonies of religion
long after the circumstances which first introduced and rendered
them reasonable are no more. Though Latin, therefore, was no
longer understood anywhere by the great body of the people,
the whole service of the church still continued to be performed
in that language. Two different languages were thus established
in Europe, in the same manner as in ancient Egypt; a language
of the priests, and a language of the people; a sacred and
a profane; a learned and an unlearned language. But it was
necessary that the priests should understand something of that
sacred and learned language in which they were to officiate;
and the study of the Latin language therefore made, from the
beginning, an essential part of university education.
It was not so with that either of the Greek or of the Hebrew
language. The infallible decrees of the church had pronounced
the Latin translation of the Bible, commonly called the Latin
Vulgate, to have been equally dictated by divine inspiration,
and therefore of equal authority with the Greek and Hebrew
originals. The knowledge of those two languages, therefore,
not being indispensably requisite to a churchman, the study
of them did not for a long time make a necessary part of the
common course of university education. There are some Spanish
universities, I am assured, in which the study of the Greek
language has never yet made any part of that course. The first
reformers found the Greek text of the New Testament, and even
the Hebrew text of the Old, more favorable to their opinions
than the Vulgate translation, which, as might naturally be
supposed, had been gradually accommodated to support the doctrines
of the Catholic Church. They set themselves, therefore, to
expose the many errors of that translation, which the Roman
Catholic clergy were thus put under the necessity of defending
or explaining. But this could not well be done without some
knowledge of the original languages, of which the study was
therefore gradually introduced into the greater part of universities,
both of those which embraced, and of those which rejected,
the doctrines of the Reformation. The Greek language was connected
with every part of that classical learning which, though at
first principally cultivated by Catholics and Italians, happened
to come into fashion much about the same time that the doctrines
of the Reformation were set on foot. In the greater part of
universities, therefore, that language was taught previous
to the study of philosophy, and as soon as the student had
made some progress in the Latin. The Hebrew language having
no connection with classical learning, and, except the Holy
Scriptures, being the language of not a single book in any
esteem, the study of it did not commonly commence till after
that of philosophy, and when the student had entered upon the
study of theology.
Originally the first rudiments both of the Greek and Latin
languages were taught in universities, and in some universities
they still continue to be so. In others it is expected that
the student should have previously acquired at least the rudiments
of one or both of those languages, of which the study continues
to make everywhere a very considerable part of university education.
The ancient Greek philosophy was divided into three great
branches; physics, or natural philosophy; ethics, or moral
philosophy; and logic. This general division seems perfectly
agreeable to the nature of things.
The great phenomena of nature- the revolutions of the heavenly
bodies, eclipses, comets; thunder, lightning, and other extraordinary
meteors; the generation, the life, growth, and dissolution
of plants and animals- are objects which, as they necessarily
excite the wonder, so they naturally call forth the curiosity,
of mankind to inquire into their causes. Superstition first
attempted to satisfy this curiosity, by referring all those
wonderful appearances to the immediate agency of the gods.
Philosophy afterwards endeavoured to account for them from
more familiar causes, or from such as mankind were better acquainted
with, than the agency of the gods. As those great phenomena
are the first objects of human curiosity, so the science which
pretends to explain them must naturally have been the first
branch of philosophy that was cultivated. The first philosophers,
accordingly, of whom history has preserved any account, appear
to have been natural philosophers.
In every age and country of the world men must have attended
to the characters, designs, and actions of one another, and
many reputable rules and maxims for the conduct of human life
must have been laid down and approved of by common consent.
As soon as writing came into fashion, wise men, or those who
fancied themselves such, would naturally endeavour to increase
the number of those established and respected maxims, and to
express their own sense of what was either proper or improper
conduct, sometimes in the more artificial form of apologues,
like what are called the fables of Aesop; and sometimes in
the more simple one of apophthegms, or wise sayings, like the
Proverbs of Solomon, the verses of Theognis and Phocyllides,
and some part of the works of Hesiod. They might continue in
this manner for a long time merely to multiply the number of
those maxims of prudence and morality, without even attempting
to arrange them in any very distinct or methodical order, much
less to connect them together by one or more general principles
from which they were all deducible, like effects from their
natural causes. The beauty of a systematical arrangement of
different observations connected by a few common principles
was first seen in the rude essays of those ancient times towards
a system of natural philosophy. Something of the same kind
was afterwards attempted in morals. The maxims of common life
were arranged in some methodical order, and connected together
by a few common principles, in the same manner as they had
attempted to arrange and connect the phenomena of nature. The
science which pretends to investigate and explain those connecting
principles is what is properly called moral philosophy.
Different authors gave different systems both of natural and
moral philosophy. But the arguments by which they supported
those different systems, for from being always demonstrations,
were frequently at best but very slender probabilities, and
sometimes mere sophisms, which had no other foundation but
the inaccuracy and ambiguity of common language. Speculative
systems have in all ages of the world been adopted for reasons
too frivolous to have determined the judgment of any man of
common sense in a matter of the smallest pecuniary interest.
Gross sophistry has scarce ever had any influence upon the
opinions of mankind, except in matters of philosophy and speculation;
and in these it has frequently had the greatest. The patrons
of each system of natural and moral philosophy naturally endeavoured
to expose the weakness of the arguments adduced to support
the systems which were opposite to their own. In examining
those arguments, they were necessarily led to consider the
difference between a probable and a demonstrative argument,
between a fallacious and a conclusive one: and Logic, or the
science of the general principles of good and bad reasoning,
necessarily arose out of the observations which a scrutiny
of this kind gave occasion to. Though in its origin posterior
both to physics and to ethics, it was commonly taught, not
indeed in all, but in the greater part of the ancient schools
of philosophy, previously to either of those sciences. The
student, it seems to have been thought, to understand well
the difference between good and bad reasoning before he was
led to reason upon subjects of so great importance.
This ancient division of philosophy into three parts was in
the greater part of the universities of Europe changed for
another into five.
In the ancient philosophy, whatever was taught concerning
the nature either of the human mind or of the Deity, made a
part of the system of physics. Those beings, in whatever their
essence might be supposed to consist, were parts of the great
system of the universe, and parts, too, productive of the most
important effects. Whatever human reason could either conclude
or conjecture concerning them, made, as it were, two chapters,
though no doubt two very important ones, of the science which
pretended to give an account of the origin and revolutions
of the great system of the universe. But in the universities
of Europe, where philosophy was taught only as subservient
to theology, it was natural to dwell longer upon these two
chapters than upon any other of the science. They were gradually
more and more extended, and were divided into many inferior
chapters, till at last the doctrine of spirits, of which so
little can be known, came to take up as much room in the system
of philosophy as the doctrine of bodies, of which so much can
be known. The doctrines concerning those two subjects were
considered as making two distinct sciences. What are called
Metaphysics or Pneumatics were set in opposition to Physics,
and were cultivated not only as the more sublime, but, for
the purposes of a particular profession, as the more useful
science of the two. The proper subject of experiment and observation,
a subject in which a careful attention is capable of making
so many useful discoveries, was almost entirely neglected.
The subject in which, after a few very simple and almost obvious
truths, the most careful attention can discover nothing but
obscurity and uncertainty, and can consequently produce nothing
but subtleties and sophisms, was greatly cultivated.
When those two sciences had thus been set in opposition to
one another, the comparison between them naturally gave birth
to a third, to what was called Ontology, or the science which
treated of the qualities and attributes which were common to
both the subjects of the other two sciences. But if subtleties
and sophisms composed the greater part of the Metaphysics or
Pneumatics of the schools, they composed the whole of this
cobweb science of Ontology, which was likewise sometimes called
Metaphysics.
Wherein consisted the happiness and perfection of a man, considered
not only as an individual, but as the member of a family, of
a state, and of the great society of mankind, was the object
which the ancient moral philosophy proposed to investigate.
In that philosophy the duties of human life were treated as
subservient to the happiness and perfection of human life.
But when moral, as well as natural philosophy, came to be taught
only as subservient to theology, the duties of human life were
treated of as chiefly subservient to the happiness of a life
to come. In the ancient philosophy the perfection of virtue
was represented as necessarily productive, to the person who
possessed it, of the most perfect happiness in this life. In
the modern philosophy it was frequently represented as generally,
or rather as almost always, inconsistent with any degree of
happiness in this life; and heaven was to be earned only by
penance and mortification, by the austerities and abasement
of a monk; not by the liberal, generous, and spirited conduct
of a man. Casuistry and an ascetic morality made up, in most
cases, the greater part of the moral philosophy of the schools.
By far the most important of all the different branches of
philosophy became in this manner by far the most corrupted.
Such, therefore, was the common course of philosophical education
in the greater part of the universities in Europe. Logic was
taught first: Ontology came in the second place: Pneumatology,
comprehending the doctrine concerning the nature of the human
soul and of the Deity, in the third: in the fourth followed
a debased system of moral philosophy which was considered as
immediately connected with the doctrines of Pneumatology, with
the immortality of the human soul, and with the rewards and
punishments which, from the justice of the Deity, were to be
expected in a life to come: a short and superficial system
of Physics usually concluded the course.
The alterations which the universities of Europe thus introduced
into the ancient course of philosophy were all meant for the
education of ecclesiastics, and to render it a more proper
introduction to the study of theology. But the additional quantity
of subtlety and sophistry, the casuistry and the ascetic morality
which those alterations introduced into it, certainly did not
render it more proper for the education of gentlemen or men
of the world, or more likely either to improve the understanding,
or to mend the heart.
This course of philosophy is what still continues to be taught
in the greater part of the universities of Europe, with more
or less diligence, according as the constitution of each particular
university happens to render diligence more or less necessary
to the teachers. In some of the richest and best endowed universities,
the tutors content themselves with teaching a few unconnected
shreds and parcels of this corrupted course; and even these
they commonly teach very negligently and superficially.
The improvements which, in modern times, have been made in
several different branches of philosophy have not, the greater
part of them, been made in universities, though some no doubt
have. The greater part of universities have not even been very
forward to adopt those improvements after they were made; and
several of those learned societies have chosen to remain, for
a long time, the sanctuaries in which exploded systems and
obsolete prejudices found shelter and protection after they
had been hunted out of every other corner of the world. In
general, the richest and best endowed universities have been
the slowest in adopting those improvements, and the most averse
to permit any considerable change in the established plan of
education. Those improvements were more easily introduced into
some of the poorer universities, in which the teachers, depending
upon their reputation for the greater part of their subsistence,
were obliged to pay more attention to the current opinions
of the world.
But though the public schools and universities of Europe were
originally intended only for the education of a particular
profession, that of churchmen; and though they were not always
very diligent in instructing their pupils even in the sciences
which were supposed necessary for that profession, yet they
gradually drew to themselves the education of almost all other
people, particularly of almost all gentlemen and men of fortune.
No better method, it seems, could be fallen upon of spending,
with any advantage, the long interval between infancy and that
period of life at which men begin to apply in good earnest
to the real business of the world, the business which is to
employ them during the remainder of their days. The greater
part of what is taught in schools and universities, however,
does not seem to be the most proper preparation for that business.
In England it becomes every day more and more the custom to
send young people to travel in foreign countries immediately
upon their leaving school, and without sending them to any
university. Our young people, it is said, generally return
home much improved by their travels. A young man who goes abroad
at seventeen or eighteen, and returns home at one and twenty,
returns three or four years older than he was when he went
abroad; and at that age it is very difficult not to improve
a good deal in three or four years. In the course of his travels
he generally acquires some knowledge of one or two foreign
languages; a knowledge, however, which is seldom sufficient
to enable him either to speak or write them with propriety.
In other respects he commonly returns home more conceited,
more unprincipled, more dissipated, and more incapable of any
serious application either to study or to business than he
could well have become in so short a time had he lived at home.
By travelling so very young, by spending in the most frivolous
dissipation the most precious years of his life, at a distance
from the inspection and control of his parents and relations,
every useful habit which the earlier parts of his education
might have had some tendency to form in him, instead of being
riveted and confirmed, is almost necessarily either weakened
or effaced. Nothing but the discredit into which the universities
are allowing themselves to fall could ever have brought into
repute so very absurd a practice as that of travelling at this
early period of life. By sending his son abroad, a father delivers
himself at least for some time, from so disagreeable an object
as that of a son unemployed, neglected, and going to ruin before
his eyes.
Such have been the effects of some of the modern institutions
for education.
Different plans and different institutions for education seem
to have taken place in other ages and nations.
In the republics of ancient Greece, every free citizen was
instructed, under the direction of the public magistrate, in
gymnastic exercises and in music. By gymnastic exercises it
was intended to harden his body, to sharpen his courage, and
to prepare him for the fatigues and dangers of war; and as
the Greek militia was, by all accounts, one of the best that
ever was in the world, this part of their public education
must have answered completely the purpose for which it was
intended. By the other part, music, it was proposed, at least
by the philosophers and historians who have given us an account
of those institutions, to humanize the mind, to soften the
temper, and to dispose it for performing all the social and
moral duties both of public and private life.
In ancient Rome the exercises of the Campus Martius answered
the purpose as those of the Gymnasium in ancient Greece, and
they seem to have answered it equally well. But among the Romans
there was nothing which corresponded to the musical education
of the Greeks. The morals of the Romans, however, both in private
and public life, seem to have been not only equal, but, upon
the whole, a good deal superior to those of the Greeks. That
they were superior in private life, we have the express testimony
of Polybius and of Dionysius of Halicarnassus, two authors
well acquainted with both nations; and the whole tenor if the
Greek and Roman history bears witness to the superiority of
the public morals of the Romans. The good temper and moderation
of contending factions seems to be the most essential circumstances
in the public morals of a free people. But the factions of
the Greeks were almost always violent and sanguinary; whereas,
till the time of the Gracchi, no blood had ever been shed in
any Roman faction; and from the time of the Gracchi the Roman
republic may be considered as in reality dissolved. Notwithstanding,
therefore, the very respectable authority of Plato, Aristotle,
and Polybius, and notwithstanding the very ingenious reasons
by which Mr. Montesquieu endeavours to support that authority,
it seems probable that the musical education of the Greeks
had no great effect in mending their morals, since, without
any such education, those of the Romans were upon the whole
superior. The respect of those ancient sages for the institutions
of their ancestors had probably disposed them to find much
political wisdom in what was, perhaps, merely an ancient custom,
continued without interruption from the earliest period of
those societies to the times in which they had arrived at a
considerable degree of refinement. Music and dancing are the
great amusements of almost all barbarous nations, and the great
accomplishments which are supposed to fit any man for entertaining
his society. It is so at this day among the negroes on the
coast of Africa. It was so among the ancient Celts, among the
ancient Scandinavians, and, as we may learn from Homer, among
the ancient Greeks in the times preceding the Trojan war. When
the Greek tribes had formed themselves into little republics,
it was natural that the study of those accomplishments should,
for a long time, make a part of the public and common education
of the people.
The masters who instructed the young people, either in music
or in military exercises, do not seem to have been paid, or
even appointed by the state, either in Rome or even in Athens,
the Greek republic of whose laws and customs we are the best
informed. The state required that every free citizen should
fit himself for defending it in war, and should, upon that
account, learn his military exercises. But it left him to learn
them of such masters as he could find, and it seems to have
advanced nothing for this purpose but a public field or place
of exercise in which he should practise and perform them.
In the early ages both of the Greek and Roman republics, the
other parts of education seem to have consisted in learning
to read, write, and account according to the arithmetic of
the times. These accomplishments the richer citizens seem frequently
to have acquired at home by the assistance of some domestic
pedagogue, who was generally either a slave or a freed-man;
and the poorer citizens, in the schools of such masters as
made a trade of teaching for hire. Such parts of education,
however, were abandoned altogether to the care of the parents
or guardians of each individual. It does not appear that the
state ever assumed any inspection or direction of them. By
a law of Solon, indeed, the children were acquitted from maintaining
those parents in their old age who had neglected to instruct
them in some profitable trade or business.
In the progress of refinement, when philosophy and rhetoric
came into fashion, the better sort of people used to send their
children to the schools of philosophers and rhetoricians, in
order to be instructed in these fashionable sciences. But those
schools were not supported by the public. They were for a long
time barely tolerated by it. The demand for philosophy and
rhetoric was for a long time so small that the first professed
teachers of either could not find constant employment in any
one city, but were obliged to travel about from place to place.
In this manner lived Zeno of Elea, Protagoras, Gorgias, Hippias,
and many others. As the demand increased, the schools both
of philosophy and rhetoric became stationary; first in Athens,
and afterwards in several other cities. The state, however,
seems never to have encouraged them further than by assigning
some of them a particular place to teach in, which was sometimes
done, too, by private donors. The state seems to have assigned
the Academy to Plato, the Lyceum to Aristotle, and the Portico
to Zeno of Citta, the founder of the Stoics. But Epicurus bequeathed
his gardens to his own school. Till about the time of Marcus
Antonius, however, no teacher appears to have had any salary
from the public, or to have had any other emoluments but what
arose from the honoraries or fees of his scholars. The bounty
which that philosophical emperor, as we learn from Lucian,
bestowed upon one of the teachers of philosophy, probably lasted
no longer than his own life. There was nothing equivalent to
the privileges of graduation, and to have attended any of those
schools was not necessary, in order to be permitted to practise
any particular trade or profession. If the opinion of their
own utility could not draw scholars to them, the law neither
forced anybody to go to them nor rewarded anybody for having
gone to them. The teachers had no jurisdiction over their pupils,
nor any other authority besides that natural authority, which
superior virtue and abilities never fail to procure from young
people towards those who are entrusted with any part of their
education.
At Rome, the study of the civil law made a part of the education,
not of the greater part of the citizens, but of some particular
families. The young people, however, who wished to acquire
knowledge in the law, had no public school to go to, and had
no other method of studying it than by frequenting the company
of such of their relations and friends as were supposed to
understand it. It is perhaps worth while to remark, that though
the Laws of the Twelve Tables were, many of them, copied from
those of some ancient Greek republics, yet law never seems
to have grown up to be a science in any republic of ancient
Greece. In Rome it became a science very early, and gave a
considerable degree of illustration to those citizens who had
the reputation of understanding it. In the republics of ancient
Greece, particularly in Athens, the ordinary courts of justice
consisted of numerous, and therefore disorderly, bodies of
people, who frequently decided almost at random, or as clamour,
faction, and party spirit happened to determine. The ignominy
of an unjust decision, when it was to be divided among five
hundred, a thousand, or fifteen hundred people (for some of
their courts were so very numerous), could not fall very heavy
upon any individual. At Rome, on the contrary, the principal
courts of justice consisted either of a single judge or of
a small number of judges, whose characters, especially as they
deliberated always in public, could not fail to be very much
affected by any rash or unjust decision. In doubtful cases
such courts, from their anxiety to avoid blame, would naturally
endeavour to shelter themselves under the example or precedent
of the judges who had sat before them, either in the same or
in some other court. This attention to practice and precedent
necessarily formed the Roman law into that regular and orderly
system in which it has been delivered down to us; and the like
attention has had the like effects upon the laws of every other
country where such attention has taken place. The superiority
of character in the Romans over that of the Greeks, so much
remarked by Polybius and Dionysius of Halicarnassus, was probably
more owing to the better constitution of their courts of justice
than to any of the circumstances to which those authors ascribe
it. The Romans are said to have been particularly distinguished
for their superior respect to an oath. But the people who were
accustomed to make oath only before some diligent and well-informed
court of justice would naturally be much more attentive to
what they swore than they who were accustomed to do the same
thing before mobbish and disorderly assemblies.
The abilities, both civil and military, of the Greeks and
Romans will readily be allowed to have been at least equal
to those of any modern nation. Our prejudice is perhaps rather
to overrate them. But except in what related to military exercises,
the state seems to have been at no pains to form those great
abilities, for I cannot be induced to believe that the musical
education of the Greeks could be of much consequence in forming
them. Masters, however, had been found, it seems, for instructing
the better sort of people among those nations in every art
and science in which the circumstances of their society rendered
it necessary or convenient for them to be instructed. The demand
for such instruction produced what it always produces- the
talent for giving it; and the emulation which an unrestrained
competition never fails to excite, appears to have brought
that talent to a very high degree of perfection. In the attention
which the ancient philosophers excited, in the empire which
they acquired over the opinions and principles of their auditors,
in the faculty which they possessed of giving a certain tone
and character to the conduct and conversation of those auditors,
they appear to have been much superior to any modern teachers.
In modern times, the diligence of public teachers is more or
less corrupted by the circumstances which render them more
or less independent of their success and reputation in their
particular professions. Their salaries, too, put the private
teacher, who would pretend to come into competition with them,
in the same state with a merchant who attempts to trade without
a bounty in competition with those who trade with a considerable
one. If he sells his goods at nearly the same price, he cannot
have the same profit, and at least, if not bankruptcy and ruin,
will infallibly be his lot. If he attempts to sell them much
dearer, he is likely to have so few customers that his circumstances
will not be much mended. The privileges of graduation, besides,
are in many countries necessary, or at least extremely convenient,
to most men of learned professions, that is, to the far greater
part of those who have occasion for a learned education. But
those privileges can be obtained only by attending the lectures
of the public teachers. The most careful attendance upon the
ablest instructions of any private teacher cannot always give
any title to demand them. It is from these different causes
that the private teacher of any of the sciences which are commonly
taught in universities is in modern times generally considered
as in the very lowest order of men of letters. A man of real
abilities can scarce find out a more humiliating or a more
unprofitable employment to turn them to. The endowment of schools
and colleges have, in this manner, not only corrupted the diligence
of public teachers, but have rendered it almost impossible
to have any good private ones.
Were there no public institutions for education, no system,
no science would be taught for which there was not some demand,
or which the circumstances of the times did not render it either
necessary, or convenient, or at least fashionable, to learn.
A private teacher could never find his account in teaching
either an exploded and antiquated system of a science acknowledged
to be useful, or a science universally believed to be a mere
useless and pedantic heap of sophistry and nonsense. Such systems,
such sciences, can subsist nowhere, but in those incorporated
societies for education whose prosperity and revenue are in
a great measure independent of their reputation and altogether
independent of their industry. Were there no public institutions
for education, a gentleman, after going through with application
and abilities the most complete course of education which the
circumstances of the times were supposed to afford, could not
come into the world completely ignorant of everything which
is the common subject of conversation among gentlemen and men
of the world.
There are no public institutions for the education of women,
and there is accordingly nothing useless, absurd, or fantastical
in the common course of their education. They are taught what
their parents or guardians judge it necessary or useful for
them to learn, and they are taught nothing else. Every part
of their education tends evidently to some useful purpose;
either to improve the natural attractions of their person,
or to form their mind to reserve, to modesty, to chastity,
and to economy; to render them both likely to become the mistresses
of a family, and to behave properly when they have become such.
In every part of her life a woman feels some conveniency or
advantage from every part of her education. It seldom happens
that a man, in any part of his life, derives any conveniency
or advantage from some of the most laborious and troublesome
parts of his education.
Ought the public, therefore, to give no attention, it may
be asked, to the education of the people? Or if it ought to
give any, what are the different parts of education which it
ought to attend to in the different orders of the people? and
in what manner ought it to attend to them?
In some cases the state of the society necessarily places
the greater part of individuals in such situations as naturally
form in them, without any attention of government, almost all
the abilities and virtues which that state requires, or perhaps
can admit of. In other cases the state of the society does
not place the part of individuals in such situations, and some
attention of government is necessary in order to prevent the
almost entire corruption and degeneracy of the great body of
the people.
In the progress of the division of labour, the employment
of the far greater part of those who live by labour, that is,
of the great body of the people, comes to be confined to a
few very simple operations, frequently to one or two. But the
understandings of the greater part of men are necessarily formed
by their ordinary employments. The man whose whole life is
spent in performing a few simple operations, of which the effects
are perhaps always the same, or very nearly the same, has no
occasion to exert his understanding or to exercise his invention
in finding out expedients for removing difficulties which never
occur. He naturally loses, therefore, the habit of such exertion,
and generally becomes as stupid and ignorant as it is possible
for a human creature to become. The torpor of his mind renders
him not only incapable of relishing or bearing a part in any
rational conversation, but of conceiving any generous, noble,
or tender sentiment, and consequently of forming any just judgment
concerning many even of the ordinary duties of private life.
Of the great and extensive interests of his country he is altogether
incapable of judging, and unless very particular pains have
been taken to render him otherwise, he is equally incapable
of defending his country in war. The uniformity of his stationary
life naturally corrupts the courage of his mind, and makes
him regard with abhorrence the irregular, uncertain, and adventurous
life of a soldier. It corrupts even the activity of his body,
and renders him incapable of exerting his strength with vigour
and perseverance in any other employment than that to which
he has been bred. His dexterity at his own particular trade
seems, in this manner, to be acquired at the expense of his
intellectual, social, and martial virtues. But in every improved
and civilised society this is the state into which the labouring
poor, that is, the great body of the people, must necessarily
fall, unless government takes some pains to prevent it.
It is otherwise in the barbarous societies, as they are commonly
called, of hunters, of shepherds, and even of husbandmen in
that rude state of husbandry which precedes the improvement
of manufactures and the extension of foreign commerce. In such
societies the varied occupations of every man oblige every
man to exert his capacity and to invent expedients for removing
difficulties which are continually occurring. Invention is
kept alive, and the mind is not suffered to fall into that
drowsy stupidity which, in a civilised society, seems to benumb
the understanding of almost all the inferior ranks of people.
In those barbarous societies, as they are called, every man,
it has already been observed, is a warrior. Every man, too,
is in some measure a statesman, and can form a tolerable judgment
concerning the interest of the society and the conduct of those
who govern it. How far their chiefs are good judges in peace,
or good leaders in war, is obvious to the observation of almost
every single man among them. In such a society, indeed, no
man can well acquire that improved and refined understanding
which a few men sometimes possess in a more civilised state.
Though in a rude society there is a good deal of variety in
the occupations of every individual, there is not a great deal
in those of the whole society. Every man does, or is capable
of doing, almost every thing which any other man does, or is
capable of doing. Every man has a considerable degree of knowledge,
ingenuity, and invention: but scarce any man has a great degree.
The degree, however, which is commonly possessed, is generally
sufficient for conducting the whole simple business of the
society. In a civilised state, on the contrary, though there
is little variety in the occupations of the greater part of
individuals, there is an almost infinite variety in those of
the whole society. These varied occupations present an almost
infinite variety of objects to the contemplation of those few,
who, being attached to no particular occupation themselves,
have leisure and inclination to examine the occupations of
other people. The contemplation of so great a variety of objects
necessarily exercises their minds in endless comparisons and
combinations, and renders their understandings, in an extraordinary
degree, both acute and comprehensive. Unless those few, however,
happen to be placed in some very particular situations, their
great abilities, though honourable to themselves, may contribute
very little to the good government or happiness of their society.
Notwithstanding the great abilities of those few, all the nobler
parts of the human character may be, in a great measure, obliterated
and extinguished in the great body of the people.
The education of the common people requires, perhaps, in a
civilised and commercial society the attention of the public
more than that of people of some rank and fortune. People of
some rank and fortune are generally eighteen or nineteen years
of age before they enter upon that particular business, profession,
or trade, by which they propose to distinguish themselves in
the world. They have before that full time to acquire, or at
least to fit themselves for afterwards acquiring, every accomplishment
which can recommend them to the public esteem, or render them
worthy of it. Their parents or guardians are generally sufficiently
anxious that they should be so accomplished, and are, in most
cases, willing enough to lay out the expense which is necessary
for that purpose. If they are not always properly educated,
it is seldom from the want of expense laid out upon their education,
but from the improper application of that expense. It is seldom
from the want of masters, but from the negligence and incapacity
of the masters who are to be had, and from the difficulty,
or rather from the impossibility, which there is in the present
state of things of finding any better. The employments, too,
in which people of some rank or fortune spend the greater part
of their lives are not, like those of the common people, simple
and uniform. They are almost all of them extremely complicated,
and such as exercise the head more than the hands. The understandings
of those who are engaged in such employments can seldom grow
torpid for want of exercise. The employments of people of some
rank and fortune, besides, are seldom such as harass them from
morning to night. They generally have a good deal of leisure,
during which they may perfect themselves in every branch either
of useful or ornamental knowledge of which they may have laid
the foundation, or for which they may have acquired some taste
in the earlier part of life.
It is otherwise with the common people. They have little time
to spare for education. Their parents can scarce afford to
maintain them even in infancy. As soon as they are able to
work they must apply to some trade by which they can earn their
subsistence. That trade, too, is generally so simple and uniform
as to give little exercise to the understanding, while, at
the same time, their labour is both so constant and so severe,
that it leaves them little leisure and less inclination to
apply to, or even to think of, anything else.
But though the common people cannot, in any civilised society,
be so well instructed as people of some rank and fortune, the
most essential parts of education, however, to read, write,
and account, can be acquired at so early a period of life that
the greater part even of those who are to be bred to the lowest
occupations have time to acquire them before they can be employed
in those occupations. For a very small expense the public can
facilitate, can encourage, and can even impose upon almost
the whole body of the people the necessity of acquiring those
most essential parts of education.
The public can facilitate this acquisition by establishing
in every parish or district a little school, where children
may be taught for a reward so moderate that even a common labourer
may afford it; the master being partly, but not wholly, paid
by the public, because, if he was wholly, or even principally,
paid by it, he would soon learn to neglect his business. In
Scotland the establishment of such parish schools has taught
almost the whole common people to read, and a very great proportion
of them to write and account. In England the establishment
of charity schools has had an effect of the same kind, though
not so universally, because the establishment is not so universal.
If in those little schools the books, by which the children
are taught to read, were a little more instructive than they
commonly are, and if, instead of a little smattering of Latin,
which the children of the common people are sometimes taught
there, and which can scarce ever be of any use to them, they
were instructed in the elementary parts of geometry and mechanics,
the literary education of this rank of people would perhaps
be as complete as it can be. There is scarce a common trade
which does not afford some opportunities of applying to it
the principles of geometry and mechanics, and which would not
therefore gradually exercise and improve the common people
in those principles, the necessary introduction to the most
sublime as well as to the most useful sciences.
The public can encourage the acquisition of those most essential
parts of education by giving small premiums, and little badges
of distinction, to the children of the common people who excel
in them.
The public can impose upon almost the whole body of the people
the necessity of acquiring those most essential parts of education,
by obliging every man to undergo an examination or probation
in them before he can obtain the freedom in any corporation,
or be allowed to set up any trade either in a village or town
corporate.
It was in this manner, by facilitating the acquisition of
their military and gymnastic exercises, by encouraging it,
and even by imposing upon the whole body of the people the
necessity of learning those exercises, that the Greek and Roman
republics maintained the martial spirit of their respective
citizens. They facilitated the acquisition of those exercises
by appointing a certain place for learning and practising them,
and by granting to certain masters the privilege of teaching
in that place. Those masters do not appear to have had either
salaries or exclusive privileges of any kind. Their reward
consisted altogether in what they got from their scholars;
and a citizen who had learnt his exercises in the public gymnasia
had no sort of legal advantage over one who had learnt them
privately, provided the latter had learnt them equally well.
Those republics encouraged the acquisition of those exercises
by bestowing little premiums and badges of distinction upon:
those who excelled in them. To have gained a prize in the Olympic,
Isthmian, or Nemaean games, gave illustration, not only to
the person who gained it, but to his whole family and kindred.
The obligation which every citizen was under to serve a certain
number of years, if called upon, in the armies of the republic,
sufficiently imposed the necessity of learning those exercises,
without which he could not be fit for that service.
That in the progress of improvement the practice of military
exercises, unless government takes proper pains to support
it, goes gradually to decay, and, together with it, the martial
spirit of the great body of the people, the example of modern
Europe sufficiently demonstrates. But the security of every
society must always depend, more or less, upon the martial
spirit of the great body of the people. In the present times,
indeed, that martial spirit alone, and unsupported by a well-disciplined
standing army, would not perhaps be sufficient for the defence
and security of any society. But where every citizen had the
spirit of a soldier, a smaller standing army would surely be
requisite. That spirit, besides, would necessarily diminish
very much the dangers to liberty, whether real or imaginary,
which are commonly apprehended from a standing army. As it
would very much facilitate the operations of that army against
a foreign invader, so it would obstruct them as much if, unfortunately,
they should ever be directed against the constitution of the
state.
The ancient institutions of Greece and Rome seem to have been
much more effectual for maintaining the martial spirit of the
great body of the people than the establishment of what are
called the militias of modern times. They were much more simple.
When they were once established they executed themselves, and
it required little or no attention from government to maintain
them in the most perfect vigour. Whereas to maintain, even
in tolerable execution, the complex regulations of any modern
militia, requires the continual and painful attention of government,
without which they are constantly falling into total neglect
and disuse. The influence, besides, of the ancient institutions
was much more universal. By means of them the whole body of
the people was completely instructed in the use of arms. Whereas
it is but a very small part of them who can ever be so instructed
by the regulations of any modern militia, except, perhaps,
that of Switzerland. But a coward, a man incapable either of
defending or of revenging himself, evidently wants one of the
most essential parts of the character of a man. He is as much
mutilated and deformed in his mind as another is in his body,
who is either deprived of some of its most essential members,
or has lost the use of them. He is evidently the more wretched
and miserable of the two; because happiness and misery, which
reside altogether in the mind, must necessarily depend more
upon the healthful or unhealthful, the mutilated or entire
state of the mind, than upon that of the body. Even though
the martial spirit of the people were of no use towards the
defence of the society, yet to prevent that sort of mental
mutilation, deformity, and wretchedness, which cowardice necessarily
involves in it, from spreading themselves through the great
body of the people, would still deserve the most serious attention
of government, in the same manner as it would deserve its most
serious attention to prevent a leprosy or any other loathsome
and offensive disease, though neither mortal nor dangerous,
from spreading itself among them, though perhaps no other public
good might result from such attention besides the prevention
of so great a public evil.
The same thing may be said of the gross ignorance and stupidity
which, in a civilised society, seem so frequently to benumb
the understandings of all the inferior ranks of people. A man
without the proper use of the intellectual faculties of a man,
is, if possible, more contemptible than even a coward, and
seems to be mutilated and deformed in a still more essential
part of the character of human nature. Though the state was
to derive no advantage from the instruction of the inferior
ranks of people, it would still deserve its attention that
they should not be altogether uninstructed. The state, however,
derives no inconsiderable advantage from their instruction.
The more they are instructed the less liable they are to the
delusions of enthusiasm and superstition, which, among ignorant
nations, frequently occasion the most dreadful disorders. An
instructed and intelligent people, besides, are always more
decent and orderly than an ignorant and stupid one. They feel
themselves, each individually, more respectable and more likely
to obtain the respect of their lawful superiors, and they are
therefore more disposed to respect those superiors. They are
more disposed to examine, and more capable of seeing through,
the interested complaints of faction and sedition, and they
are, upon that account, less apt to be misled into any wanton
or unnecessary opposition to the measures of government. In
free countries, where the safety of government depends very
much upon the favourable judgment which the people may form
of its conduct, it must surely be of the highest importance
that they should not be disposed to judge rashly or capriciously
concerning it.
Article III: Of the Expense of the Institutions for the Instruction
of
People of all Ages
The institutions for the instruction of people of all ages are
chiefly those for religious instruction. This is a species of
instruction of which the object is not so much to render the
people good citizens in this world, as to prepare them for another
and a better world in a life to come. The teachers of the doctrine
which contains this instruction, in the same manner as other
teachers, may either depend altogether for their subsistence
upon the voluntary contributions of their hearers, or they may
derive it from some other fund to which the law of their country
may entitle them; such as a landed estate, a tithe or land tax,
an established salary or stipend. Their exertion, their zeal
and industry, are likely to be much greater in the former situation
than in the latter. In this respect the teachers of new religions
have always had a considerable advantage in attacking those ancient
and established systems of which the clergy, reposing themselves
upon their benefices, had neglected to keep up the fervour of
faith and devotion in the great body of the people, and having
given themselves up to indolence, were become altogether incapable
of making any vigorous exertion in defence even of their own
establishment. The clergy of an established and well-endowed
religion frequently become men of learning and elegance, who
possess all the virtues of gentlemen, or which can recommend
them to the esteem of gentlemen: but they are apt gradually to
lose the qualities, both good and bad, which gave them authority
and influence with the inferior ranks of people, and which had
perhaps been the original causes of the success and establishment
of their religion. Such a clergy, when attacked by a set of popular
and bold, though perhaps stupid and ignorant enthusiasts, feel
themselves as perfectly defenceless as the indolent, effeminate,
and full-fed nations of the southern parts of Asia when they
were invaded by the active, hardy, and hungry Tartars of the
North. Such a clergy, upon such an emergency, have commonly no
other resource than to call upon the civil magistrate to persecute,
destroy or drive out their adversaries, as disturbers of the
public peace. It was thus that the Roman Catholic clergy called
upon the civil magistrates to persecute the Protestants, and
the Church of England to persecute the Dissenters; and that in
general every religious sect, when it has once enjoyed for a
century or two the security of a legal establishment, has found
itself incapable of making any vigorous defence against any new
sect which chose to attack its doctrine or discipline. Upon such
occasions the advantage in point of learning and good writing
may sometimes be on the side of the established church. But the
arts of popularity, all the arts of gaining proselytes, are constantly
on the side of its adversaries. In England those arts have been
long neglected by the well-endowed clergy of the established
church, and are at present chiefly cultivated by the Dissenters
and by the Methodists. The independent provisions, however, which
in many places have been made for dissenting teachers by means
of voluntary subscriptions, of trust rights, and other evasions
of the law, seem very much to have abated the zeal and activity
of those teachers. They have many of them become very learned,
ingenious, and respectable men; but they have in general ceased
to be very popular preachers. The Methodists, without half the
learning of the Dissenters,
are much more in vogue.
In the Church of Rome, the industry and zeal of the inferior
clergy are kept more alive by the powerful motive of self-interest
than perhaps in any established Protestant church. The parochial
clergy derive, many of them, a very considerable part of their
subsistence from the voluntary oblations of the people; a source
of revenue which confession gives them many opportunities of
improving. The mendicant orders derive their whole subsistence
from such oblations. It is with them as with the hussars and
light infantry of some armies; no plunder, no pay. The parochial
clergy are like those teachers whose reward depends partly
upon their salary, and partly upon the fees or honoraries which
they get from their pupils, and these must always depend more
or less upon their industry and reputation. The mendicant orders
are like those teachers whose subsistence depends altogether
upon the industry. They are obliged, therefore, to use every
art which can animate the devotion of the common people. The
establishment of the two great mendicant orders of St. Dominic
and St. Francis, it is observed by Machiavel, revived, in the
thirteenth and fourteenth centuries, the languishing faith
and devotion of the Catholic Church. In Roman Catholic countries
the spirit of devotion is supported altogether by the monks
and by the poorer parochial clergy. The great dignitaries of
the church, with all the accomplishments of gentlemen and men
of the world, and sometimes with those of men of learning,
are careful enough to maintain the necessary discipline over
their inferiors, but seldom give themselves any trouble about
the instruction of the people.
"Most of the arts and professions in a state," says by far
the most illustrious philosopher and historian of the present
age, "are of such a nature that, while they promote the interests
of the society, they are also useful or agreeable to some
individuals; and in that case, the constant rule of the magistrate,
except
perhaps on the first introduction of any art, is to leave
the profession to itself, and trust its encouragement to
the individuals
who reap the benefit of it. The artisans, finding their profits
to rise by the favour of their customers, increase as much
as possible their skill and industry; and as matters are
not disturbed by any injudicious tampering, the commodity
is always
sure to be at all times nearly proportioned to the demand.
"But there are also some callings, which, though useful and
even necessary in a state, bring no advantage or pleasure
to any individual, and the supreme power is obliged to alter
its
conduct with regard to the retainers of those professions.
It must give them public encouragement in order to their
subsistence, and it must provide against that negligence to
which they will
naturally be subject, either by annexing particular honours
to the profession, by establishing a long subordination of
ranks and a strict dependence, or by some other expedient.
The persons employed in the finances, fleets, and magistracy,
are instances of this order of men.
"It may naturally be thought, at first sight, that the ecclesiastics
belong to the first class, and that their encouragement,
as well as that of lawyers and physicians, may safely be entrusted
to the liberality of individuals, who are attached to their
doctrines, and who find benefit or consolation from their
spiritual
ministry and assistance. Their industry and vigilance will,
no doubt, be whetted by such an additional motive; and their
skill in the profession, as well as their address in governing
the minds of the people, must receive daily increase from
their increasing practice, study, and attention.
"But if we consider the matter more closely, we shall find
that this interested diligence of the clergy is what every
wise legislator will study to prevent; because in every religion
except the true it is highly pernicious, and it has even
a natural tendency to pervert the true, by infusing into it
a
strong mixture of superstition, folly, and delusion. Each
ghostly practitioner, in order to render himself more precious
and
sacred in the eyes of his retainers, will inspire them with
the most violent abhorrence of all other sects, and continually
endeavour, by some novelty, to excite the languid devotion
of his audience. No regard will be paid to truth, morals,
or decency in the doctrines inculcated. Every tenet will be
adopted
that best suits the disorderly affections of the human frame.
Customers will be drawn to each conventicle by new industry
and address in practising on the passions and credulity of
the populace. And in the end, the civil magistrate will find
that he has dearly paid for his pretended frugality, in saving
a fixed establishment for the priests; and that in reality
the most decent and advantageous composition which he can
make with the spiritual guides, is to bribe their indolence
by assigning
stated salaries to their profession, and rendering it superfluous
for them to be farther active than merely to prevent their
flock from straying in quest of new pastures. And in this
manner ecclesiastical establishments, though commonly they
arose at
first from religious views, prove in the end advantageous
to the political interests of society."
But whatever may have been the good or bad effects of the
independent provision of the clergy, it has, perhaps, been
very seldom bestowed upon them from any view to those effects.
Times of violent religious controversy have generally been
times of equally violent political faction. Upon such occasions,
each political party has either found it, or imagined it, for
its interest to league itself with some one or other of the
contending religious sects. But this could be done only by
adopting, or at least by favouring, the tenets of that particular
sect. The sect which had the good fortune to be leagued with
the conquering party necessarily shared in the victory of its
ally, by whose favour and protection it was soon enabled in
some degree to silence and subdue all its adversaries. Those
adversaries had generally leagued themselves with the enemies
of the conquering party, and were therefore the enemies of
that party. The clergy of this particular sect having thus
become complete masters of the field, and their influence and
authority with the great body of the people being in its highest
vigour, they were powerful enough to overawe the chiefs and
leaders of their own party, and to oblige the civil magistrate
to respect their opinions and inclinations. Their first demand
was generally that he should silence and subdue an their adversaries:
and their second, that he should bestow an independent provision
on themselves. As they had generally contributed a good deal
to the victory, it seemed not unreasonable that they should
have some share in the spoil. They were weary, besides, of
humouring the people, and of depending upon their caprice for
a subsistence. In making this demand, therefore, they consulted
their own ease and comfort, without troubling themselves about
the effect which it might have in future times upon the influence
and authority of their order. The civil magistrate, who could
comply with this demand only by giving them something which
he would have chosen much rather to take, or to keep to himself,
was seldom very forward to grant it. Necessity, however, always
forced him to submit at last, though frequently not till after
many delays, evasions, and affected excuses.
But if politics had never called in the aid of religion, had
the conquering party never adopted the tenets of one sect more
than those of another when it had gained the victory, it would
probably have dealt equally and impartially with all the different
sects, and have allowed every man to choose his own priest
and his own religion as he thought proper. There would in this
case, no doubt' have been a great multitude of religious sects.
Almost every different congregation might probably have made
a little sect by itself, or have entertained some peculiar
tenets of its own. Each teacher would no doubt have felt himself
under the necessity of making the utmost exertion and of using
every art both to preserve and to increase the number of his
disciples. But as every other teacher would have felt himself
under the same necessity, the success of no one teacher, or
sect of teachers, could have been very great. The interested
and active zeal of religious teachers can be dangerous and
troublesome only where there is either but one sect tolerated
in the society, or where the whole of a large society is divided
into two or three great sects; the teachers of each acting
by concert, and under a regular discipline and subordination.
But that zeal must be altogether innocent where the society
is divided into two or three hundred, or perhaps into as many
thousand small sects, of which no one could be considerable
enough to disturb the public tranquility. The teachers of each
sect, seeing themselves surrounded on all sides with more adversaries
than friends, would be obliged to learn that candour and moderation
which is so seldom to be found among the teachers of those
great sects whose tenets, being supported by the civil magistrate,
are held in veneration by almost all the inhabitants of extensive
kingdoms and empires, and who therefore see nothing round them
but followers, disciples, and humble admirers. The teachers
of each little sect, finding themselves almost alone, would
be obliged to respect those of almost every other sect, and
the concessions which they would mutually find it both convenient
and agreeable to make to one another, might in time probably
reduce the doctrine of the greater part of them to that pure
and rational religion, free from every mixture of absurdity,
imposture, or fanaticism, such as wise men have in all ages
of the world wished to see established; but such as positive
law has perhaps never yet established, and probably never will
establish, in any country: because, with regard to religion,
positive law always has been, and probably always will be,
more or less influenced by popular superstition and enthusiasm.
This plan of ecclesiastical government, or more properly of
no ecclesiastical government, was what the sect called Independents,
a sect no doubt of very wild enthusiasts, proposed to establish
in England towards the end of the civil war. If it had been
established, though of a very unphilosophical origin, it would
probably by this time have been productive of the most philosophical
good temper and moderation with regard to every sort of religious
principle. It has been established in Pennsylvania, where,
though the Quakers happen to be the most numerous, the law
in reality favours no one sect more than another, and it is
there said to have been productive of this philosophical good
temper and moderation.
But though this equality of treatment should not be productive
of this good temper and moderation in all, or even in the greater
part of the religious sects of a particular country, yet provided
those sects were sufficiently numerous, and each of them consequently
too small to disturb the public tranquillity, the excessive
zeal of each for its particular tenets could not well be productive
of any very harmful effects, but, on the contrary, of several
good ones: and if the government was perfectly decided both
to let them all alone, and to oblige them all to let alone
one another, there is little danger that they would not of
their own accord subdivide themselves fast enough so as soon
to become sufficiently numerous.
In every civilised society, in every society where the distinction
of ranks has once been completely established, there have been
always two different schemes or systems of morality current
at the same time; of which the one may be called the strict
or austere; the other the liberal, or, if you will, the loose
system. The former is generally admired and revered by the
common people: the latter is commonly more esteemed and adopted
by what are called people of fashion. The degree of disapprobation
with which we ought to mark the vices of levity, the vices
which are apt to arise from great prosperity, and from the
excess of gaiety and good humour, seems to constitute the principal
distinction between those two opposite schemes or systems.
In the liberal or loose system, luxury, wanton and even disorderly
mirth, the pursuit of pleasure to some degree of intemperance,
the breach of chastity, at least in one of the two sexes, etc.,
provided they are not accompanied with gross indecency, and
do not lead to falsehood or injustice, are generally treated
with a good deal of indulgence, and are easily either excused
or pardoned altogether. In the austere system, on the contrary,
those excesses are regarded with the utmost abhorrence and
detestation. The vices of levity are always ruinous to the
common people, and a single week's thoughtlessness and dissipation
is often sufficient to undo a poor workman for ever, and to
drive him through despair upon committing the most enormous
crimes. The wiser and better sort of the common people, therefore,
have always the utmost abhorrence and detestation of such excesses,
which their experience tells them are so immediately fatal
to people of their condition. The disorder and extravagance
of several years, on the contrary, will not always ruin a man
of fashion, and people of that rank are very apt to consider
the power of indulging in some degree of excess as one of the
advantages of their fortune, and the liberty of doing so without
censure or reproach as one of the privileges which belong to
their station. In people of their own station, therefore, they
regard such excesses with but a small degree of disapprobation,
and censure them either very slightly or not at all.
Almost all religious sects have begun among the common people,
from whom they have generally drawn their earliest as well
as their most numerous proselytes. The austere system of morality
has, accordingly, been adopted by those sects almost constantly,
or with very few exceptions; for there have been some. It was
the system by which they could best recommend themselves to
that order of people to whom they first proposed their plan
of reformation upon what had been before established. Many
of them, perhaps the greater part of them, have even endeavoured
to gain credit by refining upon this austere system, and by
carrying it to some degree of folly and extravagance; and this
excessive rigour has frequently recommended them more than
anything else to the respect and veneration of the common people.
A man of rank and fortune is by his station the distinguished
member of a great society, who attend to every part of his
conduct, and who thereby oblige him to attend to every part
of it himself. His authority and consideration depend very
much upon the respect which this society bears to him. He dare
not do anything which would disgrace or discredit him in it,
and he is obliged to a very strict observation of that species
of morals, whether liberal or austere, which the general consent
of this society prescribes to persons of his rank and fortune.
A man of low condition, on the contrary, is far from being
a distinguished member of any great society. While he remains
in a country village his conduct may be attended to, and he
may be obliged to attend to it himself. In this situation,
and in this situation only, he may have what is called a character
to lose. But as soon as he comes into a great city he is sunk
in obscurity and darkness. His conduct is observed and attended
to by nobody, and he is therefore very likely to neglect it
himself, and to abandon himself to every sort of low profligacy
and vice. He never emerges so effectually from this obscurity,
his conduct never excites so much the attention of any respectable
society, as by his becoming the member of a small religious
sect. He from that moment acquires a degree of consideration
which he never had before. All his brother sectaries are, for
the credit of the sect, interested to observe his conduct,
and if he gives occasion to any scandal, if he deviates very
much from those austere morals which they almost always require
of one another, to punish him by what is always a very severe
punishment, even where no civil effects attend it, expulsion
or excommunication from the sect. In little religious sects,
accordingly, the morals of the common people have been almost
always remarkably regular and orderly; generally much more
so than in the established church. The morals of those little
sects, indeed, have frequently been rather disagreeably rigorous
and unsocial.
There are two very easy and effectual remedies, however, by
whose joint operation the state might, without violence, correct
whatever was unsocial or disagreeably rigorous in the morals
of all the little sects into which the country was divided.
The first of those remedies is the study of science and philosophy,
which the state might render almost universal among all people
of middling or more than middling rank and fortune; not by
giving salaries to teachers in order to make them negligent
and idle, but by instituting some sort of probation, even in
the higher and more difficult sciences, to be undergone by
every person before he was permitted to exercise any liberal
profession, or before he could be received as a candidate for
any honourable office of trust or profit. If the state imposed
upon this order of men the necessity of learning, it would
have no occasion to give itself any trouble about providing
them with proper teachers. They would soon find better teachers
for themselves than any whom the state could provide for them.
Science is the great antidote to the poison of enthusiasm and
superstition; and where all the superior ranks of people were
secured from it, the inferior ranks could not be much exposed
to it.
The second of those remedies is the frequency and gaiety of
public diversions. The state, by encouraging, that is by giving
entire liberty to all those who for their own interest would
attempt without scandal or indecency, to amuse and divert the
people by painting, poetry, music, dancing; by all sorts of
dramatic representations and exhibitions, would easily dissipate,
in the greater part of them, that melancholy and gloomy humour
which is almost always the nurse of popular superstition and
enthusiasm. Public diversions have always been the objects
of dread and hatred to all the fanatical promoters of those
popular frenzies. The gaiety and good humour which those diversions
inspire were altogether inconsistent with that temper of mind
which was fittest for their purpose, or which they could best
work upon. Dramatic representations, besides, frequently exposing
their artifices to public ridicule, and sometimes even to public
execration, were upon that account, more than all other diversions,
the objects of their peculiar abhorrence.
In a country where the law favoured the teachers of no one
religion more than those of another, it would not be necessary
that any of them should have any particular or immediate dependency
upon the sovereign or executive power; or that he should have
anything to do either in appointing or in dismissing them from
their offices. In such a situation he would have no occasion
to give himself any concern about them, further than to keep
the peace among them in the same manner as among the rest of
his subjects; that is, to hinder them from persecuting, abusing,
or oppressing one another. But it is quite otherwise in countries
where there is an established or governing religion. The sovereign
can in this case never be secure unless he has the means of
influencing in a considerable degree the greater part of the
teachers of that religion.
The clergy of every established church constitute a great
incorporation. They can act in concert, and pursue their interest
upon one plan and with one spirit, as much as if they were
under the direction of one man; and they are frequently, too,
under such direction. Their interest as an incorporated body
is never the same with that of the sovereign, and is sometimes
directly opposite to it. Their great interest is to maintain
their authority with the people; and this authority depends
upon the supposed certainty and importance of the whole doctrine
which they inculcate, and upon the supposed necessity of adopting
every part of it with the most implicit faith, in order to
avoid eternal misery. Should the sovereign have the imprudence
to appear either to deride or doubt himself of the most trifling
part of their doctrine, or from humanity attempt to protect
those who did either the one or the other, the punctilious
honour of a clergy who have no sort of dependency upon him
is immediately provoked to proscribe him as a profane person,
and to employ all the terrors of religion in order to oblige
the people to transfer their allegiance to some more orthodox
and obedient prince. Should he oppose any of their pretensions
or usurpations, the danger is equally great. The princes who
have dared in this manner to rebel against the church, over
and above this crime of rebellion have generally been charged,
too, with the additional crime of heresy, notwithstanding their
solemn protestations of their faith and humble submission to
every tenet which she thought proper to prescribe to them.
But the authority of religion is superior to every other authority.
The fears which it suggests conquer all other fears. When the
authorized teachers of religion propagate through the great
body of the people doctrines subversive of the authority of
the sovereign, it is by violence only, or by the force of a
standing army, that he can maintain his authority. Even a standing
army cannot in this case give him any lasting security; because
if the soldiers are not foreigners, which can seldom be the
case, but drawn from the great body of the people, which must
almost always be the case, they are likely to be soon corrupted
by those very doctrines. The revolutions which the turbulence
of the Greek clergy was continually occasioning at Constantinople,
as long as the eastern empire subsisted; the convulsions which,
during the course of several centuries, the turbulence of the
Roman clergy was continually occasioning in every part of Europe,
sufficiently demonstrate how precarious and insecure must always
be the situation of the sovereign who has no proper means of
influencing the clergy of the established and governing religion
of his country.
Articles of faith, as well as all other spiritual matters,
it is evident enough, are not within the proper department
of a temporal sovereign, who, though he may be very well qualified
for protecting, is seldom supposed to be so for instructing
the people. With regard to such matters, therefore, his authority
can seldom be sufficient to counterbalance the united authority
of the clergy of the established church. The public tranquillity,
however, and his own security, may frequently depend upon the
doctrines which they may think proper to propagate concerning
such matters. As he can seldom directly oppose their decision,
therefore, with proper weight and authority, it is necessary
that he should be able to influence it; and be can influence
it only by the fears and expectations which he may excite in
the greater part of the individuals of the order. Those fears
and expectations may consist in the fear of deprivation or
other punishment, and in the expectation of further preferment.
In all Christian churches the benefices of the clergy are
a sort of freeholds which they enjoy, not during pleasure,
but during life or good behaviour. If they held them by a more
precarious tenure, and were liable to be turned out upon every
slight disobligation either of the sovereign or of his ministers,
it would perhaps be impossible for them to maintain their authority
with the people, who would then consider them as mercenary
dependents upon the court, in the security of whose instructions
they could no longer have any confidence. But should the sovereign
attempt irregularly, and by violence, to deprive any number
of clergymen of their freeholds, on account, perhaps, of their
having propagated, with more than ordinary zeal, some factious
or seditious doctrine, he would only render, by such persecution,
both them and their doctrine ten times more popular, and therefore
ten times more troublesome and dangerous, than they had been
before. Fear is in almost all cases a wretched instrument of
government, and ought in particular never to be employed against
any order of men who have the smallest pretensions to independency.
To attempt to terrify them serves only to irritate their bad
humour, and to confirm them in an opposition which more gentle
usage perhaps might easily induce them either to soften or
to lay aside altogether. The violence which the French government
usually employed in order to oblige all their parliaments,
or sovereign courts of justice, to enregister any unpopular
edict, very seldom succeeded. The means commonly employed,
however, the imprisonment of all the refractory members, one
would think were forcible enough. The princes of the house
of Stewart sometimes employed the like means in order to influence
some of the members of the Parliament of England; and they
generally found them equally intractable. The Parliament of
England is now managed in another manner; and a very small
experiment which the Duke of Choiseul made about twelve years
ago upon the Parliament of Paris, demonstrated sufficiently
that all the parliaments of France might have been managed
still more easily in the same manner. That experiment was not
pursued. For though management and persuasion are always the
easiest and the safest instruments of governments, as force
and violence are the worst and the most dangerous, yet such,
it seems, is the natural insolence of man that he almost always
disdains to use the good instrument, except when he cannot
or dare not use the bad one. The French government could and
durst use force, and therefore disdained to use management
and persuasion. But there is no order of men, it appears, I
believe, from the experience of all ages, upon whom it is so
dangerous, or rather so perfectly ruinous, to employ force
and violence, as upon the respected clergy of any established
church. The rights, the privileges, the personal liberty of
every individual ecclesiastic who is upon good terms with his
own order are, even in the most despotic governments, more
respected than those of any other person of nearly equal rank
and fortune. It is so in every gradation of despotism, from
that of the gentle and mild government of Paris to that of
the violent and furious government of Constantinople. But though
this order of men can scarce ever be forced, they may be managed
as easily as any other; and the security of the sovereign,
as well as the public tranquillity, seems to depend very much
upon the means which he has of managing them; and those means
seem to consist altogether in the preferment which he has to
bestow upon them.
In the ancient constitution of the Christian church, the bishop
of each diocese was elected by the joint votes of the clergy
and of the people of the episcopal city. The people did not
long retain their right of election; and while they did retain
it, they almost always acted under the influence of the clergy,
who in such spiritual matters appeared to be their natural
guides. The clergy, however, soon grew weary of the trouble
of managing them, and found it easier to elect their own bishops
themselves. The abbot, in the same manner, was elected by the
monks of the monastery, at least in the greater part of the
abbacies. All the inferior ecclesiastical benefices comprehended
within the diocese were collated by the bishop, who bestowed
them upon such ecclesiastics as he thought proper. All church
preferments were in this manner in the disposal of the church.
The sovereign, though he might have some indirect influence
in those elections, and though it was sometimes usual to ask
both his consent to elect and his approbation of the election,
yet had no direct or sufficient means of managing the clergy.
The ambition of every clergyman naturally led him to pay court
not so much to his sovereign as to his own order, from which
only he could expect preferment.
Through the greater part of Europe the Pope gradually drew
to himself first the collation of almost all bishoprics and
abbacies, or of what were called Consistorial benefices, and
afterwards, by various machinations and pretences, of the greater
part of inferior benefices comprehended within each diocese;
little more being left to the bishop than what was barely necessary
to give him a decent authority with his own clergy. By this
arrangement the condition of the sovereign was still worse
than it had been before. The clergy of all the different countries
of Europe were thus formed into a sort of spiritual army, dispersed
in different quarters, indeed, but of which all the movements
and operations could now be directed by one head, and conducted
upon one uniform plan. The clergy of each particular country
might be considered as a particular detachment of that army,
or which the operations could easily be supported and seconded
by all the other detachments quartered in the different countries
round about. Each detachment was not only independent of the
sovereign of the country in which it was quartered, and by
which it was maintained, but dependent upon a foreign sovereign,
who could at any time turn its arms against the sovereign of
that particular country, and support them by the arms of all
the other detachments.
Those arms were the most formidable that can well be imagined.
In the ancient state of Europe, before the establishment
of arts and manufactures, the wealth of the clergy gave them
the
same sort of influence over the common people which that
of the great barons gave them over their respective vassals,
tenants,
and retainers. In the great landed estates which the mistaken
piety both of princes and private persons had bestowed upon
the church, jurisdictions were established of the same kind
with those of the great barons, and for the same reason.
In those great landed estates, the clergy, or their bailiffs,
could easily keep the peace without the support or assistance
either of the king or of any other person; and neither the
king nor any other person could keep the peace there without
the support and assistance of the clergy. The jurisdictions
of the clergy, therefore, in their particular baronies or
manors,
were equally independent, and equally exclusive of the authority
of the king's courts, as those of the great temporal lords.
The tenants of the clergy were, like those of the great barons,
almost all tenants at will, entirely dependent upon their
immediate lords, and therefore liable to be called out at pleasure
in
order to fight in any quarrel in which the clergy might think
proper to engage them. Over and above the rents of those
estates, the clergy possessed in the tithes, a very large portion
of
the rents of all the other estates in every kingdom of Europe.
The revenues arising from both those species of rents were,
the greater part of them, paid in kind, in corn, wine, cattle
poultry, etc. The quantity exceeded greatly what the clergy
could themselves consume; and there were neither arts nor
manufactures for the produce of which they could exchange the
surplus. The
clergy could derive advantage from this immense surplus in
no other way than by employing it, as the great barons employed
the like surplus of their revenues, in the most profuse hospitality,
and in the most extensive charity. Both the hospitality and
the charity of the ancient clergy, accordingly, are said
to have been very great. They not only maintained almost the
whole
poor of every kingdom, but many knights and gentlemen had
frequently no other means of subsistence than by travelling
about from
monastery to monastery, under pretence of devotion, but in
reality to enjoy the hospitality of the clergy. The retainers
of some particular prelates were often as numerous as those
of the greatest lay-lords; and the retainers of all the clergy
taken together were, perhaps, more numerous than those of
all the lay-lords. There was always much more union among the
clergy
than among the lay-lords. The former were under a regular
discipline and subordination to the papal authority. The latter
were under
no regular discipline or subordination, but almost always
equally jealous of one another, and of the king. Though the
tenants
and retainers of the clergy, therefore, had both together
been less numerous than those of the great lay-lords, and their
tenants were probably much less numerous, yet their union
would
have rendered them more formidable. The hospitality and charity
of the clergy, too, not only gave them the command of a great
temporal force, but increased very much the weight of their
spiritual weapons. Those virtues procured them the highest
respect and veneration among all the inferior ranks of people,
of whom many were constantly, and almost all occasionally,
fed by them. Everything belonging or related to so popular
an order, its possessions, its privileges, its doctrines,
necessarily appeared sacred in the eyes of the common people,
and every
violation of them, whether real or pretended, the highest
act of sacrilegious wickedness and profaneness. In this state
of
things, if the sovereign frequently found it difficult to
resist the confederacy of a few of the great nobility, we cannot
wonder
that he should find it still more so to resist the united
force of the clergy of his own dominions, supported by that
of the clergy of all the neighbouring dominions. In such circumstances
the wonder is, not that he was sometimes obliged to yield,
but that he ever was able to resist.
The privilege of the clergy in those ancient times (which
to us who live in the present times appear the most absurd),
their total exemption from the secular jurisdiction, for example,
or what in England was called the benefit of the clergy, were
the natural or rather the necessary consequences of this state
of things. How dangerous must it have been for the sovereign
to attempt to punish a clergyman for any crime whatever, if
his own order were disposed to protect him, and to represent
either the proof as insufficient for convicting so holy a man,
or the punishment as too severe to be inflicted upon one whose
person had been rendered sacred by religion? The sovereign
could, in such circumstances, do no better than leave him to
be tried by the ecclesiastical courts, who, for the honour
of their own order, were interested to restrain, as much as
possible, every member of it from committing enormous crimes,
or even from giving occasion to such gross scandal as might
disgust the minds of the people.
In the state in which things were through the greater part
of Europe during the tenth, eleventh, twelfth, and thirteenth
centuries, and for some time both before and after that period,
the constitution of the Church of Rome may be considered as
the most formidable combination that ever was formed against
the authority and security of civil government, as well as
against the liberty, reason, and happiness of mankind, which
can flourish only where civil government is able to protect
them. In that constitution the grossest delusions of superstition
were supported in such a manner by the private interests of
so great a number of people as put them out of all danger from
any assault of human reason: because though human reason might
perhaps have been able to unveil, even to the eyes of the common
people, some of the delusions of superstition, it could never
have dissolved the ties of private interest. Had this constitution
been attacked by no other enemies but the feeble efforts of
human reason, it must have endured for ever. But that immense
and well-built fabric, which all the wisdom and virtue of man
could never have shaken, much less have overturned, was by
the natural course of things, first weakened, and afterwards
in part destroyed, and is now likely, in the course of a few
centuries more, perhaps, to crumble into ruins altogether.
The gradual improvements of arts, manufactures, and commerce,
the same causes which destroyed the power of the great barons,
destroyed in the same manner, through the greater part of Europe,
the whole temporal power of the clergy. In the produce of arts,
manufactures, and commerce, the clergy, like the great barons,
found something for which they could exchange their rude produce,
and thereby discovered the means of spending their whole revenues
upon their own persons, without giving any considerable share
of them to other people. Their charity became gradually less
extensive, their hospitality less liberal or less profuse.
Their retainers became consequently less numerous, and by degrees
dwindled away altogether. The clergy too, like the great barons,
wished to get a better rent from their landed estates, in order
to spend it, in the same manner, upon the gratification of
their own private vanity and folly. But this increase of rent
could be got only by granting leases to their tenants, who
thereby became in a great measure independent of them. The
ties of interest which bound the inferior ranks of people to
the clergy were in this manner gradually broken and dissolved.
They were even broken and dissolved sooner than those which
bound the same ranks of people to the great barons: because
the benefices of the church being, the greater part of them,
much smaller than the estates of the great barons, the possessor
of each benefice was much sooner able to spend the whole of
its revenue upon his own person. During the greater part of
the fourteenth and fifteenth centuries the power of the great
barons was, through the greater part of Europe, in full vigour.
But the temporal power of the clergy, the absolute command
which they had once had over the great body of the people,
was very much decayed. The power of the church was by that
time very nearly reduced through the greater part of Europe
to what arose from her spiritual authority; and even that spiritual
authority was much weakened when it ceased to be supported
by the charity and hospitality of the clergy. The inferior
ranks of people no longer looked upon that order, as they had
done before, as the comforters of their distress, and the relievers
of their indigence. On the contrary, they were provoked and
disgusted by the vanity, luxury, and expense of the richer
clergy, who appeared to spend upon their own pleasures what
had always before been regarded as the patrimony of the poor.
In this situation of things, the sovereigns in the different
states of Europe endeavoured to recover the influence which
they had once had in the disposal of the great benefices of
the church, by procuring to the deans and chapters of each
diocese the restoration of their ancient right of electing
the bishop, and to the monks of each abbacy that of electing
the abbot. The re-establishing of this ancient order was the
object of several statutes enacted in England during the course
of the fourteenth century, particularly of what is called the
Statute of Provisors; and of the Pragmatic Sanction established
in France in the fifteenth century. In order to render the
election valid, it was necessary that the sovereign should
both consent to it beforehand, and afterwards approve of the
person elected; and though the election was still supposed
to be free, he had, however, all the indirect means which his
situation necessarily afforded him of influencing the clergy
in his own dominions. Other regulations of a similar tendency
were established in other parts of Europe. But the power of
the pope in the collation of the great benefices of the church
seems, before the Reformation, to have been nowhere so effectually
and so universally restrained as in France and England. The
Concordat afterwards, in the sixteenth century, gave to the
kings of France the absolute right of presenting to all the
great, or what are called the consistorial, benefices of the
Gallican Church.
Since the establishment of the Pragmatic Sanction and of the
Concordat, the clergy of France have in general shown less
respect to the decrees of the papal court than the clergy of
any other Catholic country. In all the disputes which their
sovereign has had with the pope, they have almost constantly
taken party with the former. This independency of the clergy
of France upon the court of Rome seems to be principally founded
upon the Pragmatic Sanction and the Concordat. In the earlier
periods of the monarchy, the clergy of France appear to have
been as much devoted to the pope as those of any other country.
When Robert, the second prince of the Capetian race, was most
unjustly excommunicated by the court of Rome, his own servants,
it is said, threw the victuals which came from his table to
the dogs, and refused to taste anything themselves which little
been polluted by the contact of a person in his situation.
They were taught to do so, it may very safely be presumed,
by the clergy of his own dominions.
The claim of collating to the great benefices of the church,
a claim in defence of which the court of Rome had frequently
shaken, and sometimes overturned the thrones of some of the
greatest sovereigns in Christendom, was in this manner either
restrained or modified, or given up altogether, in many different
parts of Europe, even before the time of the Reformation. As
the clergy had now less influence over the people, so the state
had more influence over the clergy. The clergy, therefore,
had both less power and less inclination to disturb the state.
The authority of the Church of Rome was in this state of declension
when the disputes which gave birth to the Reformation began
in Germany, and soon spread themselves through every part of
Europe. The new doctrines were everywhere received with a high
degree of popular favour. They were propagated with all that
enthusiastic zeal which commonly animates the spirit of party
when it attacks established authority. The teachers of those
doctrines, though perhaps in other respects not more learned
than many of the divines who defended the established church,
seem in general to have been better acquainted with ecclesiastical
history, and with the origin and progress of that system of
opinions upon which the authority of the church was established,
and they had thereby some advantage in almost every dispute.
The austerity of their manners gave them authority with the
common people, who contrasted the strict regularity of their
conduct with the disorderly lives of the greater part of their
own clergy. They possessed, too, in a much higher degree than
their adversaries all the arts of popularity and of gaining
proselytes, arts which the lofty and dignified sons of the
church had long neglected as being to them in a great measure
useless. The reason of the new doctrines recommended them to
some, their novelty to many; the hatred and contempt of the
established clergy to a still greater number; but the zealous,
passionate, and fanatical, though frequently coarse and rustic,
eloquence with which they were almost everywhere inculcated,
recommended them to by far the greatest number.
The success of the new doctrines was almost everywhere so
great that the princes who at that time happened to be on bad
terms with the court of Rome were by means of them easily enabled,
in their own dominions, to overturn the church, which, having
lost the respect and veneration of the inferior ranks of people,
could make scarce any resistance. The court of Rome had disobliged
some of the smaller princes in the northern parts of Germany,
whom it had probably considered as too insignificant to be
worth the managing. They universally, therefore, established
the Reformation in their own dominions. The tyranny of Christian
II and of Troll, Archbishop of Upsala, enabled Gustavus Vasa
to expel them both from Sweden. The pope favoured the tyrant
and the archbishop, and Gustavus Vasa found no difficulty in
establishing the Reformation in Sweden. Christian II was afterwards
deposed from the throne of Denmark, where his conduct had rendered
him as odious as in Sweden. The pope, however, was still disposed
to favour him, and Frederick of Holstein, who had mounted the
throne in his stead, revenged himself by following the example
of Gustavus Vasa. The magistrates of Berne and Zurich, who
had no particular quarrel with the pope, established with great
ease the Reformation in their respective cantons, where just
before some of the clergy had, by an imposture somewhat grosser
than ordinary, rendered the whole order both odious and contemptible.
In this critical situation of its affairs, the papal court
was at sufficient pains to cultivate the friendship of the
powerful sovereigns of France and Spain, of whom the latter
was at that time Emperor of Germany. With their assistance
it was enabled, though not without great difficulty and much
bloodshed, either to suppress altogether or to obstruct very
much the progress of the Reformation in their dominions. It
was well enough inclined, too, to be complaisant to the King
of England. But from the circumstances of the times, it could
not be so without giving offence to a still greater sovereign,
Charles V, King of Spain and Emperor of Germany. Henry VIII
accordingly, though he did not embrace himself the greater
part of the doctrines of the Reformation, was yet enabled,
by their general prevalence, to suppress all the monasteries,
and to abolish the authority of the Church of Rome in his dominions.
That he should go so far, though he went no further, gave some
satisfaction to the patrons of the Reformation, who having
got possession of the government in the reign of his son and
successor, completed without any difficulty the work which
Henry VIII had begun.
In some countries, as in Scotland, where the government was
weak, unpopular, and not very firmly established, the Reformation
was strong enough to overturn, not only the church, but the
state likewise for attempting to support the church.
Among the followers of the Reformation dispersed in all the
different countries of Europe, there was no general tribunal
which, like that of the court of Rome, or an oecumenical council,
could settle all disputes among them, and with irresistible
authority prescribe to all of them the precise limits of orthodoxy.
When the followers of the Reformation in one country, therefore,
happened to differ from their brethren in another, as they
had no common judge to appeal to, the dispute could never be
decided; and many such disputes arose among them. Those concerning
the government of the church, and the right of conferring ecclesiastical
benefices, were perhaps the most interesting to the peace and
welfare of civil society. They gave birth accordingly to the
two principal parties of sects among the followers of the Reformation,
the Lutheran and Calvinistic sects, the only sects among them
of which the doctrine and discipline have ever yet been established
by law in any part of Europe.
The followers of Luther, together with what is called the
Church of England, preserved more or less of the episcopal
government, established subordination among the clergy, gave
the sovereign the disposal of all the bishoprics and other
consistorial benefices within his dominions, and thereby rendered
him the real head of the church; and without depriving the
bishop of the right of collating to the smaller benefices within
his diocese, they, even to those benefices, not only admitted,
but favoured the right of presentation both in the sovereign
and in all other lay-patrons. This system of church government
was from the beginning favourable to peace and good order,
and to submission to the civil sovereign. It has never, accordingly,
been the occasion of any tumult or civil commotion in any country
in which it has once been established. The Church of England
in particular has always valued herself, with great reason,
upon the unexceptionable loyalty of her principles. Under such
a government the clergy naturally endeavour to recommend themselves
to the sovereign, to the court, and to the nobility and gentry
of the country, by whose influence they chiefly expect to obtain
preferment. They pay court to those patrons sometimes, no doubt,
by the vilest flattery and assentation, but frequently, too,
by cultivating all those arts which best deserve, and which
are therefore most likely to gain them the esteem of people
of rank and fortune; by their knowledge in all the different
branches of useful and ornamental learning, by the decent liberality
of their manners, by the social good humour of their conversation,
and by their avowed contempt of those absurd and hypocritical
austerities which fanatics inculcate and pretend to practise,
in order to draw upon themselves the veneration, and upon the
greater part of men of rank and fortune, who avow that they
do not practise them, the abhorrence of the common people.
Such a clergy, however, while they pay their court in this
manner to the higher ranks of life, are very apt to neglect
altogether the means of maintaining their influence and authority
with the lower. They are listened to, esteemed, and respected
by their superiors; but before their inferiors they are frequently
incapable of defending, effectually and to the conviction of
such hearers, their own sober and moderate doctrines against
the most ignorant enthusiast who chooses to attack them.
The followers of Zwingli, or more properly those of Calvin,
on the contrary, bestowed upon the people of each parish, whenever
the church became vacant, the right of electing their own pastor,
and established at the same time the most perfect equality
among the clergy. The former part of this institution, as long
as it remained in vigour, seems to have been productive of
nothing but disorder and confusion, and to have tended equally
to corrupt the morals both of the clergy and of the people.
The latter part seems never to have had any effects but what
were perfectly agreeable.
As long as the people of each parish preserved the right of
electing their own pastors, they acted almost always under
the influence of the clergy, and generally of the most factious
and fanatical of the order. The clergy, in order to preserve
their influence in those popular elections, became, or affected
to become, many of them, fanatics themselves, encouraged fanaticism
among the people, and gave the preference almost always to
the most fanatical candidate. So small a matter as the appointment
of a parish priest occasioned almost always a violent contest,
not only in one parish, but in all the neighbouring parishes,
who seldom failed to take part in the quarrel. When the parish
happened to be situated in a great city, it divided all the
inhabitants into two parties; and when that city happened either
to constitute itself a little republic, or to be the head and
capital of a little republic, as is the case with many of the
considerable cities in Switzerland and Holland, every paltry
dispute of this kind, over and above exasperating the animosity
of all their other factions, threatened to leave behind it
both a new schism in the church, and a new faction in the state.
In those small republics, therefore, the magistrate very soon
found it necessary, for the sake of preserving the public peace,
to assume to himself the right of presenting to all vacant
benefices. In Scotland, the most extensive country in which
this Presbyterian form of church government has ever been established,
the rights of patronage were in effect abolished by the act
which established Presbytery in the beginning of the reign
of William III. That act at least put it in the power of certain
classes of people in each parish to purchase, for a very small
price, the right of electing their own pastor. The constitution
which this act established was allowed to subsist for about
two-and-twenty years, but was abolished by the 10th of Queen
Anne, c. 12, on account of the confusions and disorders which
this more popular mode of, election had almost everywhere occasioned.
In so extensive a country as Scotland, however, a tumult in
a remote parish was not so likely to give disturbance to government
as in a smaller state. The 10th of Queen Anne restored the
rights of patronage. But though in Scotland the law gives the
benefice without any exception to the person presented by the
patron, yet the church requires sometimes (for she has not
in this respect been very uniform in her decisions) a certain
concurrence of the people before she will confer upon the presentee
what is called the cure of souls, or the ecclesiastical jurisdiction
in the parish. She sometimes at least, from an affected concern
for the peace of the parish, delays the settlement till this
concurrence can be procured. The private tampering of some
of the neighbouring clergy, sometimes to procure, but more
frequently to prevent, this concurrence, and the popular arts
which they cultivate in order to enable them upon such occasions
to tamper more effectually, are perhaps the causes which principally
keep up whatever remains of the old fanatical spirit, either
in the clergy or in the people of Scotland.
The equality which the Presbyterian form of church government
establishes among the clergy, consists, first, in the equality
of authority or ecclesiastical jurisdiction; and, secondly,
in the equality of benefice. In all Presbyterian churches the
equality of authority is perfect: that of benefice is not so.
The difference, however, between one benefice and another is
seldom so considerable as commonly to tempt the possessor even
of the small one to pay court to his patron by the vile arts
of flattery and assentation in order to get a better. In all
the Presbyterian churches, where the rights of patronage are
thoroughly established, it is by nobler and better arts that
the established clergy in general endeavour to gain the favour
of their superiors; by their learning, by the irreproachable
regularity of their life, and by the faithful and diligent
discharge of their duty. Their patrons even frequently complain
of the independency of their spirit, which they are apt to
construe into ingratitude for past favours, but which at worst,
perhaps, is seldom any more than that indifference which naturally
arises from the consciousness that no further favours of the
kind are ever to be expected. There is scarce perhaps to be
found anywhere in Europe a more learned, decent, independent,
and respectable set of men than the greater part of the Presbyterian
clergy of Holland, Geneva, Switzerland, and Scotland.
Where the church benefices are all nearly equal, none of them
can be very great, and this mediocrity of benefice, though
it may no doubt be carried, too far, has, however, some very
agreeable effects. Nothing but the most exemplary morals can
give dignity to a man of small fortune. The vices of levity
and vanity necessarily render him ridiculous, and are, besides,
almost as ruinous to him as they are to the common people.
In his own conduct, therefore, he is obliged to follow that
system of morals which the common people respect the most.
He gains their esteem and affection by that plan of life which
his own interest and situation would lead him to follow. The
common people look upon him with that kindness with which we
naturally regard one who approaches somewhat to our own condition,
but who, we think, ought to be in a higher. Their kindness
naturally provokes his kindness. He becomes careful to instruct
them, and attentive to assist and relieve them. He does not
even despise the prejudices of people who are disposed to be
so favourable to him, and never treats them with those contemptuous
and arrogant airs which we so often meet with in the proud
dignitaries of opulent and well-endowed churches. The Presbyterian
clergy, accordingly, have more influence over the minds of
the common people than perhaps the clergy of any other established
church. It is accordingly in Presbyterian countries only that
we ever find the common people converted, without persecution,
completely, and almost to a man, to the established church.
In countries where church benefices are the greater part of
them very moderate, a chair in a university is generally a
better establishment than a church benefice. The universities
have, in this case, the picking and choosing of their members
from all the churchmen of the country, who, in every country,
constitute by far the most numerous class of men of letters.
Where church benefices, on the contrary, are many of them very
considerable, the church naturally draws from the universities
the greater part of their eminent men of letters, who generally
find some patron who does himself honour by procuring them
church preferment. In the former situation we are likely to
find the universities filled with the most eminent men of letters
that are to be found in the country. In the latter we are likely
to find few eminent men among them, and those few among the
youngest members of the society, who are likely, too, to be
drained away from it before they can have acquired experience
and knowledge enough to be of much use to it. It is observed
by Mr. de Voltaire, that Father Porrie, a Jesuit of no great
eminence in the republic of letters, was the only professor
they had ever had in France whose works were worth the reading.
In a country which has produced so many eminent men of letters,
it must appear somewhat singular that scarce one of them should
have been a professor in a university. The famous Gassendi
was, in the beginning of his life, a professor in the University
of Aix. Upon the first dawning of his genius, it was represented
to him that by going into the church he could easily find a
much more quiet and comfortable subsistence, as well as a better
situation for pursuing his studies; and he immediately followed
the advice. The observation of Mr. de Voltaire may be applied,
I believe, not only to France, but to all other Roman Catholic
countries. We very rarely find, in any of them, an eminent
man of letters who is a professor in a university, except,
perhaps, in the professions of law and physic; professions
from which the church is not so likely to draw them. After
the Church of Rome, that of England is by far the richest and
best endowed church in Christendom. In England, accordingly,
the church is continually draining the universities of all
their best and ablest members; and an old college tutor, who
is known and distinguished in Europe as an eminent man of letters,
is as rarely to be found there as in any Roman Catholic country.
In Geneva, on the contrary, in the Protestant cantons of Switzerland,
in the Protestant countries of Germany, in Holland, in Scotland,
in Sweden, and Denmark, the most eminent men of letters whom
those countries have produced, have, not all indeed, but the
far greater part of them, been professors in universities.
In those countries the universities are continually draining
the church of all its most eminent men of letters.
It may, perhaps, be worth while to remark that, if we expect
the poets, a few orators, and a few historians, the far greater
part of the other eminent men of letters, both of Greece and
Rome, appear to have been either public or private teachers;
generally either of philosophy or of rhetoric. This remark
will be found to hold true from the days of Lysias and Isocrates,
of Plato and Aristotle, down to those of Plutarch and Epictetus,
of Suetonius and Quintilian. To impose upon any man the necessity
of teaching, year after year, any particular branch of science,
seems, in reality, to be the most effectual method for rendering
him completely master of it himself. By being obliged to go
every year over the same ground, if he is good for anything,
he necessarily becomes, in a few years, well acquainted with
every part of it: and if upon any particular point he should
form too hasty an opinion one year, when he comes in the course
of his lectures to reconsider the same subject the year thereafter,
he is very likely to correct it. As to be a teacher of science
is certainly the natural employment of a mere man of letters,
so is it likewise, perhaps, the education which is most likely
to render him a man of solid learning and knowledge. The mediocity
of church benefices naturally tends to draw the greater part
of men of letters, in the country where it takes place, to
the employment in which they can be the most useful to the
public, and, at the same time, to give them the best education,
perhaps, they are capable of receiving. It tends to render
their learning both as solid as possible, and as useful as
possible.
The revenue of every established church, such parts of it
excepted as may arise from particular lands or manors, is a
branch, it ought to be observed, of the general revenue of
the state which is thus diverted to a purpose very different
from the defence of the state. The tithe, for example, is a
real land-tax, which puts it out of the power of the proprietors
of land to contribute so largely towards the defence of the
state as they otherwise might be able to do. The rent of land,
however, is, according to some, the sole fund, and, according
to others, the principal fund, from which, in all great monarchies,
the exigencies of the state must be ultimately supplied. The
more of this fund that is given to the church, the less, it
is evident, can be spared to the state. It may be laid down
as a certain maxim that, all other things being supposed equal,
the richer the church, the poorer must necessarily be, either
the sovereign on the one hand, or the people on the other;
and, in all cases, the less able must the state be to defend
itself. In several Protestant countries, particularly in all
the Protestant cantons of Switzerland, the revenue which anciently
belonged to the Roman Catholic Church, the tithes and church
lands, has been found a fund sufficient, not only to afford
competent salaries to the established clergy, but to defray,
with little or no addition, all the other expenses of the state.
The magistrates of the powerful canton of Berne, in particular,
have accumulated out of the savings from this fund a very large
sum, supposed to amount to several millions, part of which
is deposited in a public treasure, and part is placed at interest
in what are called the public funds of the different indebted
nations of Europe; chiefly in those of France and Great Britain.
What may be the amount of the whole expense which the church,
either of Berne, or of any other Protestant canton, costs the
state, I do not pretend to know. By a very exact account it
appears that, in 1755, the whole revenue of the clergy of the
Church of Scotland, including their glebe or church lands,
and the rent of their manses or dwelling-houses, estimated
according to a reasonable valuation, amounted only to L68,514
1s. 5 1/12d. This very moderate revenue affords a decent subsistence
to nine hundred and forty-four ministers. The whole expense
of the church, including what is occasionally laid out for
the building and reparation of churches, and of the manses
of ministers, cannot well be supposed to exceed eighty or eighty-five
thousand pounds a year. The most opulent church in Christendom
does not maintain better the uniformity of faith, the fervour
of devotion, the spirit of order, regularity, and austere morals
in the great body of the people, than this very poorly endowed
Church of Scotland. All the good effects, both civil and religious,
which an established church can be supposed to produce, are
produced by it as completely as by any other. The greater part
of the Protestant churches of Switzerland, which in general
are not better endowed than the Church of Scotland, produce
those effects in a still higher degree. In the greater part
of the Protestant cantons there is not a single person to be
found who does not profess himself to be of the established
church. If he professes himself to be of any other, indeed,
the law obliges him to leave the canton. But so severe, or
rather indeed so oppressive a law, could never have been executed
in such free countries had not the diligence of the clergy
beforehand converted to the established church the whole body
of the people, with the exception of, perhaps, a few individuals
only. In some parts of Switzerland, accordingly, where, from
the accidental union of a Protestant and Roman Catholic country,
the conversion has not been so complete, both religions are
not only tolerated but established by law.
The proper performance of every service seems to require that
its pay or recompense should be, as exactly as possible, proportioned
to the nature of the service. If any service is very much underpaid,
it is very apt to suffer by the meanness and incapacity of
the greater part of those who are employed in it. If it is
very much overpaid, it is apt to suffer, perhaps, still more
by their negligence and idleness. A man of a large revenue,
whatever may be his profession, thinks he ought to live like
other men of large revenues, and to spend a great part of his
time in festivity, in vanity, and in dissipation. But in a
clergyman this train of life not only consumes the time which
ought to be employed in the duties of his function, but in
the eyes of the common people destroys almost entirely that
sanctity of character which can alone enable him to perform
those duties with proper weight and authority.
Part
4: Of the Expense of Supporting
the Dignity of the Sovereign
Over and above the expense necessary for enabling the sovereign
to perform his several duties, a certain expense is requisite
for the support of his dignity. This expense varies both with
the different periods of improvement, and with the different
forms of government.
In an opulent and improved society, where all the different
orders of people are growing every day more expensive in their
houses, in their furniture, in their tables, in their dress,
and in their equipage, it cannot well be expected that the
sovereign should alone hold out against the fashion. He naturally,
therefore, or rather necessarily, becomes more expensive in
all those different articles too. His dignity even seems to
require that he should become so.
As in point of dignity a monarch is more raised above his
subjects than the chief magistrate of any republic is ever
supposed to be above his fellow-citizens, so a greater expense
is necessary for supporting that higher dignity. We naturally
expect more splendour in the court of a king than in the mansion-house
of a doge or burgomaster.
Conclusion
The expense of defending the society, and that of supporting
the dignity of the chief magistrate, are both laid out for the
general benefit of the whole society. It is reasonable, therefore,
that they should be defrayed by the general contribution of the
whole society, all the different members contributing, as nearly
as possible, in proportion to their
respective abilities.
The expense of the administration of justice, too, may, no
doubt, be considered as laid out for the benefit of the whole
society. There is no impropriety, therefore, in its being defrayed
by the general contribution of the whole society. The persons,
however, who gave occasion to this expense are those who, by
their injustice in one way or another, make it necessary to
seek redress or protection from the courts of justice. The
persons again most immediately benefited by this expense are
those whom the courts of justice either restore to their rights
or maintain in their rights. The expense of the administration
of justice, therefore, may very properly be defrayed by the
particular contribution of one or other, or both, of those
two different sets of persons, according as different occasions
may require, that is, by the fees of court. It cannot be necessary
to have recourse to the general contribution of the whole society,
except for the conviction of those criminals who have not themselves
any estate or fund sufficient for paying those fees.
Those local or provincial expenses of which the benefit is
local or provincial (what is laid out, for example, upon the
police of a particular town or district) ought to be defrayed
by a local or provincial revenue, and ought to be no burden
upon the general revenue of the society. It is unjust that
the whole society should contribute towards an expense of which
the benefit is confined to a part of the society.
The expense of maintaining good roads and communications is,
no doubt, beneficial to the whole society, and may, therefore,
without any injustice. be defrayed by the general contribution
of the whole society. This expense, however, is most immediately
and directly beneficial to those who travel or carry goods
from one place to another, and to those who consume such goods.
The turnpike tolls in England, and the duties called peages
in other countries, lay it altogether upon those two different
sets of people, and thereby discharge the general revenue of
the society from a very considerable burden.
The expense of the institutions for education and religious
instruction is likewise, no doubt, beneficial to the whole
society, and may, therefore, without injustice, be defrayed
by the general contribution of the whole society. This expense,
however, might perhaps with equal propriety, and even with
some advantage, be defrayed altogether by those who receive
the immediate benefit of such education and instruction, or
by the voluntary contribution of those who think they have
occasion for either the one or the other.
When the institutions or public works which are beneficial
to the whole society either cannot be maintained altogether,
or are not maintained altogether by the contribution of such
particular members of the society as are most immediately benefited
by them, the deficiency must in most cases be made up by the
general contribution of the whole society. The general revenue
of the society, over and above defraying the expense of defending
the society, and of supporting the dignity of the chief magistrate,
must make up for the deficiency of many particular branches
of revenue. The sources of this general or public revenue I
shall endeavour to explain in the following chapter.
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